A Brief and Imperfect Explanation of Dialectical Materialism

[Pictured: Konstantin Yuon’s painting, New Planet, which commemorated the Bolshevik-led October Revolution in Russia.]

By Peter F. Seeger

Dialectical Materialism is a foundational principle of Marxism. This concept, along with Historical Materialism and Marxist Economics, are known as the three “component parts of Marxism.” Surprisingly, Karl Marx and Friedrich Engels did not write extensively on the idea of “Dialectical Materialism” during their lives. It was long after Marx’s death and only after Engels’ death that manuscripts could be compiled into Engels’ “The Dialectics of Nature.”

Materialism

Materialism is the philosophical opposite of idealism, which grounds itself in the concept of only one material world. Idealism believes that existence is inseparable from human perception and that reality stems from the mind. A helpful example of this Idealist thinking is Rene Descartes’ quote, “I think; therefore, I am.” In this idea the subjective thought is what confirms existence and subjective thought precedes objective existence. A materialist would rather say “I am; therefore, I think,” showing that the objective existence precedes the subjective perception of reality. Like Dialectics, the philosophy of materialism can be seen as far back as the ancient Greeks of Anaxagoras (c.500 - 428 BC) and Democritus (c.460 - c.370 BC). Marx was known to have been inspired by early materialists like Francis Bacon, Thomas Hobbes, and John Locke.

Materialism posits that matter objectively exists independently of whether we subjectively perceive it. “Materialism in general recognizes objectively real being (matter) as independent of consciousness, sensation, experience… consciousness is only the reflection of being, at best an approximately true (adequate, perfectly exact) reflection of it.”[1] Since matter exists whether we perceive it or not, then matter must precede subjective perception. Although Marx’s materialism, is not a rigid materialism and must be combined with dialectics to form the full theory followed by Marxists.

Dialectics

The concept of dialectics has existed for centuries. Philosophers like Plato demonstrated an idealist form of dialectics which functions like a conversation. One person presents an argument (a “thesis”), and another presents a counterargument (an “antithesis”). Through conversation, dialogue, and counterargument, the two achieve a better understanding and more correct solution to their issue, a “synthesis.” The “synthesis” then becomes the “thesis” again and will always have an “antithesis” to counter it. This simplified explanation is often used to explain idealist dialectics but is not true to the dialectics that Marx would have been familiar with as a member of the Young Hegelian Society.

Marx and Engels were followers of Hegel and learned an immense amount from the philosopher. Vladimir Lenin also praised Hegel for his ideas on dialectics and even encouraged the reading of Hegel for all Marxists. Although Hegel is the basis for Marx and Engels’ dialectics, Hegel is an idealist and therefore dissimilar to Marx’s Dialectical Materialism in that way. Dialectics, to Marxists, "is nothing more than the science of the general laws of motion and development of nature, human society and thought."[2] There cannot be a slave without a master, an exploited without an exploiter, nor a proletariat without a bourgeoise; therefore, they must appear at the same time due to their dependency on the other and in a unity of their opposites.

Dialectical Materialism

Engels’ writings on Dialectical Materialism are where Marxists receive the bulk of this concept. Engels determined three laws of Marxist Dialectical Materialism: (1) The unity and struggle of opposites, (2) the transformation of quantity into quality, and (3) the negation of the negation.[3] Briefly going through these one by one is useful for this complicated theory.

(1) The Unity and Struggle of Opposites:

“The law of contradiction in things that is, the law of the unity of opposites, is the basic law of materialist dialectics.”[4] Every object is made up of two contradictory aspects that together make up the whole in unity and in contradiction. This constant state of opposites is never ending, in constant motion, and always changing; this is also known as the law of contradiction. This is, to Marxists, scientific and can be observed in nearly every field of science. “In mathematics: plus, and minus; differential and integral. In mechanics: action and reaction. In physics: positive and negative electricity. In chemistry: the combination and dissociation of atoms. In social science: the class struggle” between the proletariat and the bourgeoisie.[5] This leads Marxists to look to the material world around them and find the core contradictions within society to best understand how it functions.

A contradiction is “when two seemingly opposed forces are simultaneously present within a particular situation, an entity or an event.”[6] Within a contradiction there are aspects of the contradiction, which are the two forces that both function in opposition and unity. The term “Contradiction,” itself is rarely used in Marxism in the singular form because there is a never-ending number of contradictions found in everything, not just capitalism. A common misconception is the belief that Marxism believes in a one size fits all approach to societies and cultures, but inherent in the concept of a contradiction is the understanding that everything has its own internal and external contradictions that determine its resolution.

An example of this complex idea may be found using contradictions as applied to a rock and an egg. Within both objects there are internal contradictions inherent to each’s existence, (erosion or the need for specific conditions for a healthy birth) but both would react and resolve differently when acted upon by the same external contradiction. If you apply the specific temperature to the rock and the egg you may end up with a chicken or a warm stone. The resolutions of these contradictions are dependent on not just the aspects of the contradiction, but the contradictions within the aspects themselves.

The final point on contradictions is that while the concept is universal, i.e., it can be applied to areas outside Marxism such as in nature, it also comes with the belief that there is a “principal” or “primary” contradiction[7] that determines or influences the current or “secondary” contradictions in the world. This “principal” contradiction, according to Marxists, is the class contradiction between the proletariat and the bourgeoisie. An example of a “secondary” contradiction influenced by the “principal” contradiction could simply be the competition between businesses for profits.

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(2) The Transformation of Quantity into Quality:

Gradual quantitative changes in society give rise to revolutionary qualitative changes. Since all matter is always in motion and changing, these changes function as a quantitative change until it gives rise to a qualitative change which fundamentally alters the matter into something materially different. The implications of this concept show the basis for why or how revolutions occur.  True change only comes from qualitative change. For example, water remains a liquid while it gradually cools down, but there is a certain point where the quantitative change of the temperature creates a qualitative change when the water becomes ice. When applied to the social sciences, according to Marxists, the quantitative changes represent the contradictions in capitalism and the qualitative change would be a revolution. Marxists view matter as interconnected, in perpetual motion, and always changing. Darwin’s theory of evolution grounds this idea in the sense that evolution shows the interconnectedness of matter and its perpetual change. Not only does Darwin’s theory of evolution imply the interconnectedness and constant change of all matter, but also shows that this process has been ongoing for billions of years, processes of dialectical development between contradictory or opposing forces.

Qualitatively different contradictions can only be resolved by qualitatively different methods. For instance, the contradiction between proletariat and the bourgeoisie is resolved by the method of socialist revolution; the contradictions between the working class and the peasant class in socialist society is resolved by the method of collectivization and mechanization in agriculture; contradiction within the Communist Party is resolved by the method of criticism and self-criticism.[8]

(3) The Negation of The Negation

This concept can be simply explained as when the new supersedes the old. Before the quantitative changes lead to the qualitative transformation, this is the first negation. The second negation occurs at the time of the qualitative transformation.

The capitalist mode of appropriation, the result of the capitalist mode of production, produces capitalist private property. This is the first negation of individual property, as found in the labor of the proprietor. But capitalist production begets, with the inexorability of a law of nature, its own negation. It is the negation of the negation. This does not re-establish private property for the producer, but gives him individual property based on the acquisitions of the capitalist era: i.e., on cooperation and the possession in common the land and the means of production[9]

This “negation and transformation” is not meant to mean that the “new” is devoid of any aspects of the old. This is paramount in understanding the ongoing struggle that will continue during a socialist transition. Marxism believes that in the social sciences, once societies have qualitative changes, remnants of the old society will still exist and will have to be governed by the laws of the new society. After feudalism, slavery was still within the society although the new system was built from the old system of slavery for labor. Further, once feudalism was superseded by capitalism old remnants of feudalism remained including landlords and slavery. Even under socialism, the remnants of capitalism will still exist in society. This shows that the qualitative change is also in constant motion and in contradiction with itself which must be resolved for the long-term goal of communism.

These laws make up the foundations of dialectical materialism: all matter is interconnected and always changing due to the dialectical forces of contradictions within society, and this posits the inevitability of a qualitative change from capitalism to socialism.

Notes

[1] Vladimir Lenin, The Collected Works of V. I. Lenin, Collected Works 38 (Moscow: Progress Publishers, 1976), https://www.marxists.org/archive/lenin/works/cw/pdf/lenin-cw-vol-38.pdf. pp. 266-67

[2] Friedrich Engels, Anti-Dühring, Foundations 26 (Paris: Foreign Languages Press, 2021), https://foreignlanguages.press/wp-content/uploads/2021/11/C26-Anti-Duhring-1st-Printing.pdf. pp. 152

[3] Friedrich Engels, Dialectics of Nature (Moscow, Russia: Progress Publishers, 1954).

[4] Mao Zedong and The Redspark Collective, Mao Zedong’s On Contradiction: Study Companion, New Roads 4 (Paris: Foreign Languages Press, 2019), https://foreignlanguages.press/wp-content/uploads/2020/08/N04-On-Contradiction-Study-2nd.pdf. pp. 2

[5] Lenin, The Collected Works of V. I. Lenin. pp. 136

[6] David Harvey, Seventeen Contradictions and the End of Capitalism (London, England: Oxford University Press, 2014). pp. 1

[7] In Marxism the principal contradiction is not fixed. Through history the principal contradiction will change and be foreign to contemporaries.

[8] Zedong and The Redspark Collective, Mao Zedong’s On Contradiction: Study Companion. pp. 28-29

[9] Karl Marx, Capital, vol. I, III vols. (UK: Penguin Classics, 1990). pp. 929

What is social class?

By Danica Rachel

Republished from Red Flag.

A recent Essential poll found that 79 percent of Australians believe social classes still exist in Australia. This is unsurprising, given the distribution of wealth. For example, the Australia Institute’s Inequality on Steroids report estimates that the top 10 percent of Australian income earners received 93 percent of the benefits from all economic growth in the decade from 2009 to 2019.

Of Essential poll respondents, 49 percent consider themselves to be middle class, 30 percent self-identify as working class and 4 percent as upper class. This raises a question: what is a social class? 

Definitions typically revolve around income. “Middle class”, we’re often told, means earning something like the median income—about $65,000 a year according to the Australian Bureau of Statistics. There’s no consensus on how much below or above this figure someone can earn while still being in the middle. 

This is a vague way to define class and is ripe for misinterpretations and distortions. An article published in the Australian last year described yearly earnings between $120,000 and $160,000 as “middle income” in an attempt to defend the high-end tax cuts due to be implemented by the federal Labor government next year. 

In reality, according to the most recently available statistics from the Australian Taxation Office, people making this much money are comfortably in the top 15 percent of Australian income earners.

More sophisticated classifications refer to education levels, cultural interests and family occupations as well as income. But again, the outcome is imprecise. Anyone with a university degree becomes middle class, and “working class” often becomes a synonym for “lower class”—that is, anyone economically worse off or with lower formal education levels than those in the “middle”.

 Socialists are more precise. While income can often be an indicator of social class, we define the latter in terms of people’s relationship to society’s economic infrastructure. That gives us three categories: the capitalist class, the working class and the middle classes.

Capitalists are the parasites at the top. They’re the executives, CEOs and board members who own and/or control the big companies, and with them the machinery, farmland, office buildings, media outlets, electricity grids, telecommunications infrastructure, ports and so on. They own the “means of production”, which they put to use with the singular purpose of generating profit.

Workers, on the other hand, don’t own any means of production. They might own personal property such as a car, a phone, maybe a house. But while workers use their personal property to meet their daily needs, capitalists use their private property as capital—a means to generate wealth through exploiting workers. 

A worker might grow some veggies in their garden to cut grocery costs; an agricultural capitalist uses thousands of acres of farmland to turn a profit. A house owned by a worker is just a home, but it becomes capital when owned by a real estate investor, used to generate wealth on the market.

The threat of poverty, homelessness and starvation gives workers no choice but to sell the only thing they can: their capacity to labour. They are deprived of control over much of their daily lives, having little say over the work they do or the workplaces in which they are employed. Even simple dignities like meals and bathroom breaks in many places can be taken only when allowed by the boss. 

The number of people fitting this definition of “working class” is difficult to quantify. Diane Fieldes, writing in the 2005 anthology Class and struggle in Australia, estimated that the working class makes up a substantial majority of the population—more than double the 30 percent figure in the Essential poll. 

“Middle class” also takes on a different meaning in this framework. It describes those who sit between the working class and the class of big capitalists. There are many different categories that fit in here: small business owners, middle managers, union officials, academics and state bureaucrats, to name a few. They can have different and contradictory relationships to the means of production—some are small capitalists, others just bureaucrats. What they generally have in common is that they control their own work or the work of others. They certainly make up a lot less than 49 percent of the population.

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The Marxist definition of class is much more useful than loose definitions based on income or education. 

First, it gives us an understanding of how capitalism works. Workers and bosses don’t exist in isolation; they are intimately connected through exploitation. Capitalists own the means of production, but need workers to operate machines, maintain infrastructure, harvest crops, serve customers and so on. The workers are the ones who produce the goods or services that their bosses sell for profit.

But there’s the rub. For the boss to make a profit, they have to sell the products for more than the costs of production, which crucially includes what they pay their workers. So the workers have created value, but that value has been seized from them by the capitalist, and only a fraction returned as a wage. This isn’t just the case with blue-collar workers, but also applies to workers in retail, hospitality, healthcare, IT, administration and elsewhere. 

Whether a business is successful depends on how much profit it can make, and therefore how much its workers are exploited. Profits are the lifeblood of capitalism—and every cent of them comes from exploited labour. By understanding exploitation, we can understand how 93 percent of wealth went to the top 10 percent last decade.

Second, the Marxist definition shows that classes have counterposed interests. What’s good for capitalists is whatever makes their profits go up. This often means, for instance, paying workers less, cutting costs wherever possible and lowering workplace safety standards. What’s good for workers is the opposite: being paid more and having more rights at work. Thinking of class simply as where someone sits on the spectrum from “low income” to “high income” obscures this tension.

Third, defining classes by their relation to the means of production tells us who has power in society. The capitalists own the most important section of the economy, so they make all major decisions about what society produces and how it will be produced. And because of this control, governments must keep them onside. Otherwise, they might move their investments overseas, threaten the economy, or even outright depose governments.

But profits are generated by workers, which gives them a different kind of power. When a workplace goes on strike, its production stops, and therefore profits cannot be made. The bosses go to great lengths to avoid this happening. They’ll pit workers against each other and spread lies about unions to stop workers organising.

Finally, we can see who is needed to run society—and who runs it day to day. The capitalists portray themselves as the deserving few who are indispensable. But their profits and wealth are the fruits of workers’ labour. Workers, not bosses, construct buildings, run hospitals, and stock shelves. Workers run the world, but under capitalism they are forced to run it for the capitalist class.

Another world is possible, where workers run the world for ourselves, because of the simple fact that the bosses need us, but we don’t need them.