historical materialism

Amílcar Cabral, Historical Materialism, and the "Peoples without History"

By Zeyad el Nabolsy

Republished from Scottish Centre for Global History.

In a speech delivered to the First Solidarity Conference of the Peoples of Africa, Asia, and Latin America held in Havana in January 1966, Cabral posed the question: “does history begin only from the moment of the launching of the phenomenon of class, and consequently, of class struggle? [1] Cabral raised this question because he is concerned with the fact that maintaining the thesis that the existence of classes is a necessary condition for the existence of dynamic social processes logically commits one to excluding several peoples from the historical process, provided that one accepts that at least some societies were classless until they came into contact with European imperialists. The latter is an assumption that is shared by Cabral and his interlocutors. Of course, in order to understand what Cabral is asking here we have to understand what is meant by the word ‘history’ in this context. I think that if one takes into account the Marxist polemical context that Cabral is wading into with this speech, and his attempt to develop a version of historical materialism that would be suitable for conditions in Guinea-Bissau and Cape Verde, one would be justified in thinking that Cabral is referring to a process of social development (or even progress). In other words, the question at hand is not whether peoples without classes have a past, they obviously do. The question is whether they have lived in societies that were dynamic, and where such dynamism could lead to qualitative transformations in social relations such that one could describe those societies as having specific developmental trajectories. Cabral wants to argue that they did in fact live in societies that were dynamic, even if such societies did not contain classes.

Cabral believed that at least some peoples in Guinea-Bissau, such as the Balanta, lived in a classless society before the advent of Portuguese colonialism, and to some extent even after colonialism. [2] Since Cabral thinks that such horizontal societies existed across Africa, Asia, and Latin America before the advent of colonialism, he believes that to maintain that the existence of class struggle, and consequently of classes, is a necessary condition for the existence of a dynamic society is to deny that those peoples who lived in horizontal societies lived in dynamic societies. As he put it: “It would also be to consider – and this we refuse to accept – that various human groups in Africa, Asia and Latin America were living without history or outside history at the moment when they were subjected to the yoke of imperialism. It would be to consider that the populations our countries, such as the Balanta of Guiné, the Cuanhama of Angola and the Makonde of Mozambique, are still living today – if we abstract the very slight influence of colonialism to which they have been subjected –  outside history, or that they have no history”. [3] The view that Cabral rejects was upheld by the prominent Marxist Hungarian Africanist, Endre Sik, who in 1966, said of the people who inhabited the Guinea Coast that “we cannot speak of their history prior to the end of the 15th century”. [4] Sik essentially wrote African history as if it was only the history of European imperialism in Africa. [5] Sik’s view converged with the views of some colonial bureaucrats like Sydney Caine who also believed that  all African societies are characterized by a “social structure. . .[which] is inimical to change”. [6] We can understand Cabral as arguing that the convergence between the views of Sik and the views of colonial officials is a result of Sik’s misunderstanding of what historical materialism entails.

The Cabralian Alternative: Historical Materialism as a Theory of Modes of Production

Cabral rejects the reduction of historical materialism to a theory of class struggle and instead he stresses the centrality of the concept of a “mode of production”. According to Cabral,the main cause of historical changes in a given social formation is to be located in the mode of production characteristic of that social formation. Cabral defines the mode of production of a given society as the combination of “the level of productive forces and the system of ownership” that is characteristic of a given social formation or society. [7] It might be tempting to read Cabral as some kind of technological determinist, as Makungu M. Akinyela does. [8] For he says that “the level of productive forces, the essential determinant of the content and form of class struggle, is the true and permanent motive force of history”. [9] However, when we reflect carefully upon the manner in which Cabral speaks of the importance of political factors in bringing about social transformations, we recognize that this cannot be a correct reading of Cabral. Cabral argues that it is not necessary to go through all the stages (in terms of sequences of modes of production) that characterized historical developments in Western Europe. He argues that “such progress depends on the specific possibilities for the development of the society’s productive forces and is mainly conditional on the nature of the political power ruling that society, that is on the type of State or, if we like, on the nature of the dominant class or classes within society” [my emphasis]. [10] Cabral clearly thinks that societal change and transformation is not just exclusively driven by the growth of productive forces. Rather it is driven by the mode of production as a whole. Note that a technological determinist reading of Cabral cannot even get off the ground because Cabral does not seem to have identified productive forces exclusively with technology. If we refer to his practices as an agronomist, [11] It is clear that Cabral did not think that improving the productive forces simply meant introducing new more efficient technology, Cabral thought that the ways in which humans cooperated with one another was a crucial element of the productive forces. In this respect, he is in agreement with Marx and Engels. [12]

The mode of production interpretation is appropriate for explaining the history of societies without classes, because while it is true that not all human societies have historically had classes and/or stratification along class lines, it is true that all human societies have had to produce (where ‘produce’ means ‘work in a cooperative manner upon nature’) in order to sustain themselves. All class relations are relations of production, but not all relations of production are class relations (e.g., in a communist society without classes there would be relations of production which are not class relations). In any society one can identify relations of production in so far one can identify relations of control over labour-power, productive forces, and the fruits of production. Consequently, one can characterize any society according to its dominant mode of production. [13]

Zeyad el Nabolsy is a PhD candidate in Africana Studies at Cornell University. He works on African philosophy of culture, African Marxism, the history and philosophy of science in the context of modern African intellectual history, and history and sociology of philosophy in the context of global intellectual history. His work has appeared in Science & Society, The Journal of African Cultural Studies, The Journal of Historical Sociology, Problemata: Revista Internacional de Filosofía, Kant Studies Online, Liberated Texts, Jadaliyya, among others. He can be contacted by email at ze44@cornell.edu. His Twitter handle is: @ZNabolsy

Further Readings

Amin, Samir. 1964. The Class Struggle in Africa. Cambridge: Africa Research Group.

Bigman, Laura. 1993. History and Hunger in West Africa: Food Production and Entitlement in

Guinea-Bissau and Cape Verde. Westport, Connecticut: Greenwood Press.

Blaut, Jim. 1999. “Marxism and Eurocentric Diffusionism.” In The Political Economy of Imperialism: Critical Appraisals, edited by Ronald Chilcote, 127-140. Boston: Kluwer Academic Publishers.

Borges, Sónia Vaz. 2019. Militant Education, Liberation Struggle, Consciousness: The PAIGC Education in Guinea Bissau, 1963-1978. Berlin: Peter Lang.

Cabral, Amílcar. 1971. Our People Are Our Mountains: Amílcar Cabral on the Guinean Revolution. London: Committee for Freedom in Mozambique, Angola, and Guinea.

Cabral, Amílcar. 1973. Return to the Source: Selected Speeches of Amílcar, edited by Africa Information Service. New York and London: Monthly Review Press and Africa Information Service.

Cabral, Amílcar. 1979. Unity and Struggle: Speeches and Writings of Amílcar. Translated by Michael Wolfers. New York: Monthly Review Press.

Cabral, Amílcar. 2016. Resistance and Decolonization. Translated by Dan Wood. New York/London: Rowman & Littlefield.

Campbell, Horace. 2006. “Re-visiting the Theories and Practices of Amilcar Cabral in the Context of the Exhaustion of the Patriarchal Model of African Liberation.” In The Life, Thought, and Legacy of Cape Verde’s Freedom Fighter, Amilcar Cabral (1924-1973): Essays on his Liberation Philosophy, edited by John Fobanjong and Thomas Ranuga, 79-102. Lewiston, NY: Edwin Mellen Press.

Chabal, Patrick. 1981. “The Social and Political Thought of Amílcar Cabral: A Reassessment.” The Journal of Modern African Studies, 19.1: 31-56.

Chabal, Patrick. 2003. Amílcar Cabral: Revolutionary Leadership and People’s War. 2nd Edition. Asmara, Eritrea/ Trenton, NJ: Africa World Press.

Chaliand,Gérard. 1969. Armed Struggle in Africa: With Guerillas in “Portuguese” Guinea. Translated by David Rattray and Robert Leonhardt. New York: Monthly Review Press.

Coutinho, Ângela Sofia Benoliel. 2017. “The Participation of Cape Verdean Women in the National Liberation Movement of Cape Verde and Guinea-Bissau, 1956-1974: The Pioneers.” Africa in the World 02/2017 (Rosa Luxemburg Stiftung West Africa).

Davidson, Basil. 2017 [1981]. No Fist is Big Enough to Hide the Sky: The Liberation of Guinea-Bissau and Cape Verde, 1963-74. London: Zed Books.

Dhada, Mustafah. 1993. Warriors at Work: How Guinea was Really Set Free. Niwot, Colorado: University of Colorado Press.

Dhada, Mustafah. 1998. “The Liberation War in Guinea-Bissau Reconsidered.” The Journal of Military History 62.3: 571-593.

El Nabolsy, Zeyad. 2020. “Amílcar Cabral’s Modernist Philosophy of Culture and Cultural Liberation.” Journal of African Cultural Studies 32.2: 231-250.

Ferreira, Eduardo de Sousa. 1974. Portuguese Colonialism in Africa: The End of an Era: The  Effects of Portuguese Colonialism on Education, Science, Culture and Information. Paris: The UNESCO Press.

Galvão, Inês, and Catarina Laranjeiro. 2019. “Gender Struggle in Guinea-Bissau: Women’s Participation On and Off the Liberation Record.” In Resistance and Colonialism: Insurgent Peoples in World History, edited by Nuno Domingos, Miguel Bandeira Jerónimo, and Ricardo Roque, 85-122. London: Palgrave MacMillan.

Gomes, Crispina. 2006. “The Women of Guinea Bissau and Cape Verde in the Struggle for National Independence.” In The Life, Thought, and Legacy of Cape Verde’s Freedom Fighter, Amilcar Cabral (1924-1973): Essays on his Liberation Philosophy, edited by John Fobanjong and Thomas Ranuga, 69-78. Lewiston, NY: Edwin Mellen Press.

LSM. 1974. Guinea-Bissau: Toward Final Victory!, Selected Speeches and Documents from PAIGC (Partido Africano da Independencia da Guine e Cabo Verde). Richmond, B.C.: LSM Information Center.

LSM. 1978. Sowing the First Harvest: National Reconstruction in Guinea-Bissau. Oakland, CA: LSM Information Center.

Ly, Aliou. 2014. “Promise and Betrayal: Women Fighters and National Liberation in Guinea Bissau” Feminist Africa 19: 24-42.

Ly, Aliou. 2015. “Revisiting the Guinea-Bissau Liberation War: PAIGC, UDEMU and the Question of Women’s Emancipation, 1963-1974.” Portuguese Journal of Social Science 14.3: 361-377.

Ly, Aliou. 2018. “Amílcar Cabral and the Bissau Revolution in Exile: Women and the Salvation of the Nationalist Organization in Guinea, 1959-1962.” In African in Exile: Mobility, Law, and Identity, edited by Nathan Riley Carpenter and Benjamin N. Lawrance, 153-166. Bloomington, IN: Indiana University Press.

Manji, Firoze and Bill Fletcher (Eds.). 2013. Claim No Easy Victories: The Legacy of Amílcar Cabral, Dakar and Montreal: CODESRIA and Daraja Press.

Mendy, Peter Karibe. 2003. “Portugal’s Civilizing Mission in Colonial Guinea-Bissau: Rhetoric and Reality.” The International Journal of African Historical Studies 36.1: 35-58.

Mendy, Peter Karibe. 2019. Amílcar Cabral: A Nationalist and Pan-Africanist Revolutionary. Athens, OH: Ohio University Press.

Rodney, Walter. 1970. A History of the Upper Guinea Coast. New York: Monthly Review Press.

Rudebeck, Lars. 1988. “Kandjadja, Guinea-Bissau 1976-1986: Observations on the Political Economy of an African Village.” Review of African Political Economy 41: 17-29.

Rudebeck, Lars. 1990. “The Effects of Structural Adjustment in Kandjadja, Guinea-Bissau.” Review of African Political Economy 49: 34-51.

Rudebeck, Lars. 1997. “‘To Seek Happiness’: Development in a West African Village in the Era of Democratisation.” Review of African Political Economy71:75-86.

Stefanos, Asgedet. 1997. “African Women and Revolutionary Change: A Freirian and

Feminist Perspective.” In Mentoring the Mentor: A Critical Dialogue with Paulo Freire, edited by Paulo Freire et.al., 243-271. Berlin: Peter Lang.

Táíwò,Olúfẹ́mi. 1999. “Cabral.” In A Companion to the Philosophers, edited by Robert Arrigton, 5-12.: Blackwell: Malden, MA.

Wolf, Eric. 1982. Europe and the Peoples without History. Berkeley and Los Angeles: University of California Press.

Endnotes

[1] Amílcar Cabral, “The Weapon of Theory,” Unity and Struggle: Speeches and Writings of Amílcar, trans. by Michael Wolfers, (New York: Monthly Review Press, 1979), 124.

[2] Amílcar Cabral, “Unity and Struggle,” Unity and Struggle: Speeches and Writings of Amílcar, trans. by Michael Wolfers, (New York: Monthly Review Press, 1979), 38.

[3] Amílcar Cabral, “The Weapon of Theory,” Unity and Struggle: Speeches and Writings of Amílcar, trans. by Michael Wolfers, (New York: Monthly Review Press, 1979), 124.

[4] Quoted from:  Lars Rudebeck, Guinea-Bissau: A Study of Political Mobilization, (Uppsala, Sweden: The Scandinavian Institute of African Studies, 1974), 76.

[5] Harry C. Meserve, “The Teaching of African History: A Marxist View,” Ufahamu: A Journal of African Studies 1, no.1 (1970): 52-63.

[6] Quoted from: Frederick Cooper, “Modernizing Bureaucrats, Backward Africans, and the Development Concept,”  International Development and the Social Sciences, ed. by Frederick Cooper and Randall Pickard, (Berkeley/ Los Angeles: University of California Press, 1997), 72.

[7] Amílcar Cabral, “The Weapon of Theory,” Unity and Struggle: Speeches and Writings of Amílcar, trans. by Michael Wolfers, (New York: Monthly Review Press, 1979), 124.

[8] Makungu M. Akinyela, “Cabral, Black Liberation, and Cultural Struggle” Claim No Easy Victories: The Legacy of Amilcar Cabral, ed. by Firoze Manji and Bill Fletcher Jr., (Dakar and Montreal: CODESRIA and Daraja Press), 448.

[9] Ibid, 125.

[10] Ibid, 126.

[11] Carlos, Schwarz, “Amílcar Cabral: An Agronomist before His Time,” In Claim No Easy Victories: The Legacy of Amilcar Cabral, ed. by Firoze Manji and Bill Fletcher Jr., (Dakar and Montreal: CODESRIA and Daraja Press, 2013), 86.

[12] Karl Marx and Frederick Engels, The German Ideology, (New York: International Publishers, 2013), 50.

[13] Richard W. Miller, Analyzing Marx: Morality, Power and History, ( Princeton, NJ: Princeton University Press, 1984), 215.

Racism and the Logic of Capitalism: A Fanonion Reconsideration

By Peter Hudis

Originally published at Historical Materialism.

The emergence of a new generation of anti-racist activists and thinkers battling police abuse, the prison-industrial complex and entrenched racism in the US, alongside the crisis over immigration and growth of right-wing populism in Europe and elsewhere, makes this a crucial moment to develop theoretical perspectives that conceptualise race and racism as integral to capitalism while going beyond identity politics that treat such issues primarily in cultural and discursive terms. The last several decades have produced a slew of important studies by Marxists of the logic of capital as well as numerous explorations by postcolonial theorists of the narratives that structure racial and ethnic discrimination. Far too often, however, these two currents have assumed different or even opposed trajectories, making it all the harder to transcend one-sided class-reductionist analyses and equally one-sided affirmations of identity that bypass or ignore class. In light of the new reality produced by the deepening crisis of neoliberalism and the looming disintegration of the political order that has defined global capitalism since the end of the Cold War, the time has come to revisit theoretical approaches that can help delineate the integrality of race, class and capitalism.

Few thinkers are more important in this regard than Frantz Fanon, widely considered one of the most creative thinkers on race, racism and national consciousness of the twentieth century. Fanon’s effort to ‘slightly stretch’ (as he put it) ‘the Marxian analysis … when it comes to addressing the colonial issue’[1] represented an important attempt to work out the dialectic of race and class through a coherent theoretical framework that does not dissolve one into the other. This may help explain the resurgence of interest in his work that is now underway. At least five new books on Fanon have appeared in English over the past two years[2] – in addition to a new 600-page collection in French of his previously-unpublished or unavailable writings on psychiatry, politics and literature.[3] Although Fanon has remained a commanding presence for decades, the extent of this veritable renaissance of interest in his thought is striking. It is no less reflected in the many times his words have appeared on posters, flyers and social media over the past year by those protesting police abuse, the criminal-injustice system, and racism on and off college campuses.[4]

These ongoing rediscoveries of Fanon’s work mark a radical departure from the tenor of debates among postcolonial theorists over the past several decades – when the prevailing issue seemed to be whether or not he was a ‘premature poststructuralist’.[5] If one were to limit oneself to such academic discussions, one might come away thinking that the validity of Fanon’s body of work rests on the extent to which he succeeded in deconstructing the unity of the colonial subject in the name of alterity and difference.[6] Yet these approaches – some of which went so far as to sanction even the discussion of capitalism or its unitary logic as representing a capitulation to epistemic imperialism – could not be further from what drives the renewal of interest in Fanon’s legacy today.[7]

What makes Fanon’s work especially cogent is that contemporary capitalism is manifesting some of the most egregious expressions of racial animosity that we have seen in decades. One need only note the attacks on immigrants of colour in the US and Europe, the revival of right-wing populism, and most of all, the ascendancy of Donald Trump to the US presidency. This raises the question of why there is such a resurgence of racial animus at this point in time. At least part of the answer is the work of groups like Black Lives Matter, Black Youth Project 100 and many others, which, in engaging politics from a ‘black-feminist-queer lens’, has put the spotlight on issues of race in as creative a manner as the Occupy movement did for economic inequality.[8] In reaction, a section of bourgeois society has decided to drop the mask of civility and openly reassert the prerogatives of white male domination. ‘Whitelash’ is in the driver’s seat – and not only in the US. This should come as no surprise, since the forces of the old always rear their heads when a new challenge to their dominance begins to emerge.

Not unconnected to this is the growth of reactionary challenges to neoliberalism. This calls for a serious reorganisation of thought, since many have focused so much attention on critiquing neoliberalism that they have had rather little to say about the logic of capital as a whole. It is often overlooked that neoliberalism is but one strategy employed by capitalism at a particular point in time – as was Keynesianism at an earlier point. And just as Keynesianism was jettisoned when it no longer served its purpose, the same may be true of neoliberalism today. What brought down the Keynesian project was the crisis in profitability faced by global capital in the 1970s. Capitalists responded by embracing the neoliberal stratagem as a means to restore profitability. This made perfect sense from their point of view, since it is profitability – not effective demand – that in the final analysis determines the course of the development of capitalist society.[9] Profit-rates did go up from the early 1980s to 2000 as the forces of global competition, free trade, and privatisation were unleashed, but most of these gains were in real estate and finance – whereas manufacturing profitability remained at historically low levels. And since much of the profit from real estate and financialisation has not been invested in the real economy, there has been a decline in recent decades in the rate of growth in the productivity of labour.[10] This at least partly explains the anaemic rate of growth in today’s world economy, which is causing so much distress – not only among those most negatively impacted by it, but also to sections of the ruling class that increasingly recognise that the neoliberal ‘miracle’ has proven to be something of a mirage.

In many respects, this established the ground for Trump. His electoral victory (pyrrhic as it may well turn out to be) is a sign that a significant section of the Right has found a way to speak to disaffected segments of the working class by draping criticism of neoliberalism in racist and misogynist terms – while ensuring that capitalism goes unquestioned. Hence, opposition to such tendencies must begin and end with a firm and uncompromising rejection of any programme, tendency or initiative that in any way, shape or form is part of, or dovetails – no matter how indirectly – with racist and/or anti-immigrant sentiment. Any other approach will make it harder to distinguish a genuine critique of class inequality, free trade, and globalisation from reactionary ones.

For this reason, holding to the critique of neoliberalism as the crux of anti-capitalist opposition no longer makes much sense. Needed instead is an explicit attack on the inner core of capitalism – its logic of accumulation and alienation that is inextricably tied to augmenting value as an end in itself. And racism has long been integral to capital’s drive for self-expansion.

Capitalism first emerged as a world system through the anti-black racism generated by the transatlantic slave trade, and it has depended on racism to ensure its perpetration and reproduction ever since.[11] Marx argued,

Slavery is an economic category like any other … Needless to say we are dealing only with direct slavery, with Negro slavery in Surinam, in Brazil, in the Southern States of North America. Direct slavery is just as much the pivot of bourgeois industry as machinery, credits, etc. Without slavery you have no cotton; without cotton you have no modern industry. It is slavery that gave the colonies their value; it is the colonies that created world trade, and it is world trade that is the precondition of large-scale industry. Thus slavery is an economic category of the greatest importance.[12]

Marx was clearly cognisant of the peculiar role played by race in American slavery – and he was no less aware of how integral race-based slavery was to capitalism’s origins and development as a world system. But does this mean that racism is integral to the logic of capital? Might racism be a mere exogenous factor that is only built into specific moments of capitalism’s contingent history? To be sure, it is possible to conceive of the possibility that capitalism could have emerged and developed as a world system without its utilising race and racism. But historical materialism does not concern itself with what could have occurred, but with what did occur and continues to occur. According to Marx, without race-based slavery ‘you have no modern industry’ and no ‘world trade’ – and no modern capitalism. Hence, the logic of capital is in many respects inseparable from its historical development. I am referring not only to the factors that led to the formation of the world market but to the role played by race and racism in impeding proletarian class consciousness, which has functioned as an essential component in enabling capital accumulation to be actualised. Marx was keenly aware of this, as seen in his writings on the US Civil War and the impact of anti-Irish prejudice upon the English workers’ movement.[13] He took the trouble to address these issues in Capital itself, which famously declared ‘labour in a white skin cannot emancipate itself where it is branded in a black skin.’[14]

Racism is not and never has been an epiphenomenal characteristic of capitalism. It is integral to its very development. The time is therefore long past for holding onto such notions as ‘there is no race question outside the class question’[15] or ‘the race issue, while important, is secondary to class’. Since capitalism was shaped, from its inception, by racial factors, it is not possible to effectively oppose it without making the struggle against racism a priority. And for this very reason, the present situation also makes it increasingly anachronistic to hold onto forms of identity politics that elide issues of class and a critique of capital. The effort to elevate ethnic identity and solidarity at the expense of a direct confrontation with capitalism is inherently self-defeating, since the latter is responsible for the perpetration of racism and the marginalisation of peoples of colour in the first place. Since race and racism help create, reproduce and reinforce an array of hierarchies that are rooted in class domination, subjective affirmations of identity that are divorced from directly challenging capital will inevitably lose their critical edge and impact over the course of time.

Class struggle and anti-racist struggle have a common aim – at least from a Fanonian perspective. It is to overcome the alienation and dehumanisation that define modern society by creating new human relations – termed by Fanon a ‘new humanism’.[16] But the path to that lofty goal is not one of rushing to the absolute like a shot out of the pistol. It can be reached only through ‘the seriousness, the suffering, the patience, and the labor of the negative’.[17] Re-engaging Fanon on this level can speak to us in new ways.

II.

Fanon repeatedly emphasises that anti-Black racism is not natural but is rooted in the economic imperatives of capitalism – beginning with the transatlantic slave trade and extending to the neo-colonialism of today. As he writes in Black Skin, White Masks, ‘First, economic. Then, internalization or rather epidermalization of his inferiority.’[18] At the same time, he held that racism cannot be combatted on economic or class-terms alone, since racialised ways of ‘seeing’ and being take on a life of their own and drastically impact the psychic, inner-life of the individual. Both the black and the white subject are impacted and shaped by class domination, but they experience it in radically different ways. Any effort to ignore or downplay these crucial differences for the sake of a fictive ‘unity’ that abstracts from them is bound to fall on deaf ears when it comes to a significant portion of the dispossessed. On these grounds, Fanon insisted that both sides – the economic and the cultural/psychic – have to be fought in tandem. As he put it, ‘The black man must wage the struggle on two levels: whereas historically these levels are mutually dependent, any unilateral liberation is flawed, and the worst mistake would be to believe their mutual dependence automatic … An answer must be found on the objective as well as the subjective level.’[19]

For Fanon, what makes racism especially deadly is that it denies recognition of the dignity and humanity of the colonised subject. As a result, the latter experiences a ‘zone of nonbeing’ – a negation of their very humanity. He calls this ‘an extraordinary sterile and arid region, an incline stripped bare of every essential form from which a genuine new departure can emerge.’[20] It is a zone of depravity that renders implausible any ‘ontology of Blackness’. The black is not seen as human precisely by being ‘seen’ – not once, but repeatedly – as black. The colonial mind does not ‘see’ what it thinks it sees; it fixes its gaze not on the actual person but on a reified image that obscures them. For the coloniser, the black is indeed nothing. However, this zone of non-being in no way succeeds in erasing the humanity of the oppressed. The denial of the subject’s subjectivity can never be completely consummated. This is because, as Fanon never ceases to remind us, ‘Man is a “yes” resonating from cosmic harmonies.’[21]

On this issue, there are striking parallels between Fanon’s works and Marx’s – even if it is rarely acknowledged. In the first essay in which he proclaimed the proletariat as the revolutionary class, Marx defined it as ‘the class in Civil Society that is not of Civil Society’.[22] The proletariat lives in civil society, but unlike the bourgeoisie its substantiality is not confirmed in it. Since workers are robbed of any organic connection to the means of production in their being reduced to a mere seller of labour-power, they find themselves alienated from the substance of civil society. This is because what matters to capital is not the subjectivity of the living labourers but rather their ability to augment wealth in abstract, monetary terms. There is only one ‘self-sufficient end’ in capitalism – and that is the augmentation of (abstract) value at the expense of the labourer. Insofar as the worker’s subjectivity becomes completely subsumed by the dictates of value production, the worker inhabits a zone of negativity. He is dehumanised is insofar as his ‘activity [is] not his spontaneous activity. It belongs to another; it is the loss of his self.’[23] Self-estrangement is therefore integral to the domination of capital. This makes for a living hell, but it is also what makes the proletariat potentially revolutionary, since it has nothing to lose but its chains. But what does it have to gain? The answer is communism, defined by Marx as ‘the positive transcendence of human self-estrangement … the complete return of man to himself as a social (i.e., human) being – a return accomplished consciously and embracing the entire wealth of previous development.’ Since capitalism dehumanises the labourer, the alternative to capitalism is nothing less than a new humanism: ‘This communism, as fully developed naturalism, equals humanism, and as fully developed humanism equals naturalism.’[24]

This is a far cry from any classless, abstract humanism, since for Marx only the proletariat ‘has the consistency, the severity, the courage or the ruthlessness that could mark it out as the negative representative of society.’ It alone possesses ‘the genius that inspires material might to political violence, or that revolutionary audacity which flings at the adversary the defiant words: “I am nothing and I should be everything.”’[25]

But how could everything arise from nothing? It is only possible if it is not labour that takes the form of a commodity but rather the capacity for labour – labour-power. As Luca Basso puts it, ‘the capitalist buys something that only exists as a possibility, which is, however, inseparable from the living personality of the Arbeiter.’[26] If labour were the commodity, the worker’s subjectivity would be completely absorbed by the value-form and any internal resistance to it would be implausible. Marx’s entire critique of value production – rooted in the contradiction between concrete and abstract labour – proceeds from recognition of the irreducible tension between the subject and the continuous effort to subsume its subjectivity by abstract forms of domination. Here is where the so-called ‘esoteric’ and ‘exoteric’ converge in Marx’s work.

There is more than an echo of this in Fanon’s declaration in Black Skin, White Masks that, ‘Genuine disalienation will have been achieved only when things, in the most materialist sense, have resumed their rightful place.’[27] But Fanon also points to a key difference between racial and class oppression, in that the former cuts deeper than the traditional class struggle insofar as people of colour are denied even a modicum of recognition when structures of domination are over-determined by racial considerations.

Fanon’s insights on this issue are most profoundly posed in his discussion of Hegel’s master/slave dialectic in Black Skin, White Masks. Hegel maintains that the master wants to be recognised by the slave, for without it he is unable to obtain a sense of self-certainty and selfhood. Hegel acknowledges, of course, that what the master mainly wants from the slave is work. Yet the master still aspires to be recognised by his subordinates, since he, like all human beings, wants to obtain a substantive sense of self – and that is something that can only be provided by the gaze of the other. So what happens when the master/slave dialectic is structured along racial lines – something that Hegel does not consider? Fanon argues that the situation becomes radically altered. The master is no longer interested in being recognised by the slave, just as the slave is no longer interested in recognising him. This is because when the master is white he does not see the black as even potentially human.[28] Like all masters, he wants work from his slave; but when race enters the picture, that is all he wants – he denies the slave even the most primordial degree of recognition.

To be sure, matters are hardly pristine when race does not inform the class relation. The capitalist ‘cares’ about the worker only to the extent that she provides work – and if the latter can be attained without her, the capitalist will gladly lay her off and employ a machine. However, the capitalist knows that a worker, like any human being, cannot be worked to the point of extinction – otherwise there is no source of profit. And as much as the worker detests the capitalist, she knows that she may well be out of a job if the capitalist is unable to earn any profit. The two antagonists recognise each other’s existence, even as they battle against each another. But when class relations are structured along racial lines even the most basic level of recognition is blocked, since when the other is seen as black it is not ‘seen’ at all.

Since consciousness of self and identity-formation depend on recognition by the other, its absence produces an existential crisis. In Hegel’s text, the slave obtains ‘a mind of his own’;[29] but when the slave is black the lack of recognition blocks the formation of an independent self-consciousness. The general class struggle does not lead immediately to consciousness of self when the slave is black. Instead, the slave aspires for ‘values secreted by the masters’.[30] Denied recognition, but hungering for it all the same, the slave tries to mimic the white. She has an inferiority complex. But her efforts are futile, since no recognition will be forthcoming so long as the class relation is configured along racial lines. This is a veritable hell, since her very consciousness is dependent on the will of the master. We have reached a level of reification of consciousness that would startle even Lukács. There seems to be no way out if the master totally dominates the very mind of the oppressed. So what is to be done? The black slave must turn away from the master and face her own kind. She makes use of the socially constructed attributes of race to forge bonds of solidarity with others like her. Only then does the master’s dominance begin to be seriously challenged. Through social solidarity born from taking pride in the very attributes that are denigrated by existing society, she gains ‘a mind of one’s own’.

However, as Hegel notes at the conclusion of the master/slave dialectic, the slave’s independent self-consciousness does not overcome the diremption between subjective and objective. The achievement of subjective self-certainty brings to view the enormity of an objective world that it has not yet mastered. Hegel says that unless the subject confronts objectivity and overcomes this diremption, ‘a mind of one’s own’ turns out to be ‘little more than a piece of cleverness’.[31] Fanon’s argument in Black Skin, White Masks follows a similar trajectory. Fanon views Negritude – at least initially – as the pathway by which the black subject affirms pride in themselves as part of reclaiming their dignity. However, Fanon is wary of aspects of Negritude in Black Skin, White Masks, since it tends to essentialise the racial characteristics forged by colonial domination. This is evident in Senghor’s statement that ‘emotion is Negro as reason is Greek’[32] – which, as Lewis Gordon has shown, is actually a phrase from Gobineau![33] Negritude runs the risk of becoming so enamoured of its independent consciousness that it turns away from confronting the social realities of the objective world. Identity-formation is a vital moment of the dialectic that cannot be subsumed or skipped over, but it also carries within itself the possibility of becoming fixated on its subjective self-certainty.

The struggle against racism is therefore not reducible to the class struggle; nor is it a mere ancillary or ally of it. The class relation is fundamentally reconfigured once it presents itself through the ‘mask’ of race. Like any good Hegelian, Fanon points to the positive in the negative of this two-fold alienation in which class and racial oppression overlap. Thrown into a ‘zone of non-being’, yet retaining their basic humanity, the colonised are compelled to ask what does it mean to be human in the very course of the struggle. To be sure, they do so by taking pride in the racial attributes created by a racist society. But since it is society, and not nature or ‘being’ that creates these attributes, the subject can cast them off once it obtains the recognition it is striving for. However, this result is by no means predetermined. There is always a risk that the subject will treat socially constructed attributes as ontological verities. Fixation is a serious risk. It is easy to get trapped in the particular, but there is no way to the universal without it.

The nuances of this position are addressed in a striking manner in Fanon’s critique of Sartre’s view of Negritude. Although Sartre praised Negritude in Black Orpheus, he referred to it as a ‘weak stage’ of the dialectic that must give way to the ‘concrete’ and ‘universal’ fight of the proletariat. Fanon is extremely dismayed by Sartre’s position, stating, ‘The generation of young Black poets has just been dealt a fatal blow.’[34] Fanon rejects the claim that racial pride is a mere way station on the road to confronting the ‘real’ issue – proletarian revolution. He credits Sartre for ‘recalling the negative side’ of the Black predicament, ‘but he forgot that this negativity draws its value from a virtually substantial absoluity’.[35] As against Sartre’s effort to relativise the moment of black consciousness, Fanon contends, ‘this born Hegelian, had forgotten that consciousness needs to get lost in the night of the absolute.’[36] Claims to liberation cannot find their voice if they are treated as arbitrary; they must present themselves in absolute terms (‘I am nothing and I should be everything!’). But since the black subject inhabits a ‘zone of non-being’, its absolute is imbued with negativity. Hence, consciousness of self in this context contains the potential to reach out beyond itself, toward universal human emancipation.

It is not just that negativity is the font from which the individual is impelled toward the positive. It is that upon being subjected to absolute denial and lack of recognition, the individual finds it necessary to draw upon the substantial reservoir of hidden meaning that it possess as a human subject. ‘That which has been shattered is rebuilt and constructed by the intuitive lianas of my hands.’[37]

Sartre’s problem was not in viewing Negritude as a particular, but in rushing too fast to get past it. By the time he writes The Wretched of the Earth, Fanon is long past it as well. But he does not leap there like a shot out of a pistol. He endures the labour of the negative – by dwelling on the specific ways in which the colonised subject can make its subjectivity known in a world that has become totally indifferent to it. Fanon never takes his eyes off the creation of the positive from out of the negative, of absolute positivity from out of absolute negation, of a new humanism from out of total dehumanisation. As Alice Cherki has noted, he was an incurable humanist.[38]

Given the aborted and unfinished revolutions of his time and since, Fanon’s insistence on neither getting stuck in the particular – that is, pride in one’s race and ethnicity (the mark of identity politics) – nor skipping over it in the name of affirming an abstract, colour-blind advocacy of ‘proletarian revolution’, takes on new significance. Hubert Harrison’s conception (voiced in the 1920s) that struggles of African-Americans against racism represent the ‘touchstone’ of American society[39] – later re-cast in Raya Dunayevskaya’s Marxist-Humanist conception of Black masses as the vanguard of US freedom struggles[40] – reflects a similar understanding of the relation of race and class to that which we find within Fanon’s lifelong effort to grasp their dialectical interconnection.

In some respects, the debate between Fanon and Sartre is being replayed today, as seen in the impatience of some on the left who urge anti-racist activists to ‘get to the real issue’ – as if that were the state of the economy. This is not to deny that the economy is of central importance. But so is the psychic impact of racism and discrimination upon the inner-life of the individual. It is only by approaching those struggling for freedom from the particular nexus-point that defines their lived experience as potentially revolutionary subjects that we can work out the difficult question of how to surmount the matrix of contradictions that define modern capitalism. Just as there is no road to the universal that gets stuck in the particular, there is no reaching-it that rushes over the particular.

III.

The fullest expression of these insights is found in The Wretched of the Earth, whose focus is the actual dialectics of revolution – the struggle for national culture and independence against colonialism. One of its central themes is the ‘Manichean divide’ that defines the colonial experience. So great is this divide between coloniser and colonised that Fanon speaks of them as if they were two ‘species’. It would appear that the racial divide is decisive, replacing class dominance as the deciding factor. For some commentators, Fanon’s discussion of the Manichean divide indicates that he has rejected or supplanted the Marxian view of class.[41] However, the appearance is deceptive. First, Fanon is not endorsing this divide; he is describing it. Second, he does not pose this divide as stable or impermeable. As the revolutionary struggle progresses, he shows, it begins to fall apart. He writes,

The people then realize that national independence brings to light multiple realities that in some cases are divergent and conflicting … it leads the people to replace an overall undifferentiated nationalism with social and economic consciousness. The people who in the early days of the struggle had adopted the primitive Manicheanism of the colonizer – Black versus White, Arab versus Infidel – realize en route that some blacks can be whiter than the whites … The species is splitting up before their very eyes … Some members of the colonialist population prove to be closer, infinitely closer, to the nationalist struggle than certain native sons. The racial and racist dimension is transcended on both sides.[42]

We see here how the struggle for national liberation unites the people and breaks apart the racial dichotomies that define colonialism, thereby pointing the way to the death of race and racialism as socially defining features.

Clearly, Fanon does not set aside class relations in his critique of colonialism. James Yaki Sayles, a New Afrikan political prisoner who spent 33 years in a maximum-security prison and wrote what I consider to be one of the most profound studies of The Wretched of the Earth, put it this way: ‘The existence of Manichean thinking doesn’t make economic relationships secondary to “racial” ones – it does exactly what it’s supposed to do: It masks and mystifies the economic relationships … but doesn’t undermine their primacy.’[43] He adds, ‘When Fanon talks about the “species” breaking up before our eyes … he’s talking about the breakup of “races” themselves – the “races” which were constructed as part of the construction of world capitalism, and which must first be deconstructed along with the deconstruction of capitalism.’[44]

Does this mean that Fanon adopts Sartre’s position in Black Orpheus that class is primary and race a ‘minor term’ by the time of writing The Wretched of the Earth?[45] That may seem to be the case, since racial identity is not its guiding or central theme; it is instead the struggle for national liberation and the need to transcend its confines. Yet this is precisely what undermines any claim that he has changed the position outlined in Black Skin, White Masks. In it Fanon also connects racism to class relations by pointing to the economic factors that drive its social construction. And in that work he also poses the deconstruction of race as the essential precondition of a new humanism. As he so poignantly put it, ‘Because it is a systematic negation of the other person, and a furious determination to deny the other person all attributes of humanity, colonialism forces the people it dominates to ask themselves the question constantly: “In reality, who am I?”’[46]

Most important, Fanon held that while race is a product of class relations, which serves as their mask, it is not a secondary factor. While race reflects class formations, the reflection is not a one-way mirror image. The reflection is taken up in consciousness and performs a sort of doubling by mirroring its origin at the same time as reshaping it. Determinations of reflection are not passive but actively reconstructive. And since racial determinations are often not superstructural but integral to the logic of capital accumulation, efforts by people of colour to challenge them can serve as the catalyst for targeting and challenging class relations.

Whereas racial identity is the major focus in Black Skin, White Masks, national identity takes centre stage in The Wretched of the Earth. But the structure of Fanon’s argument remains very much the same. In both works, the path to the universal – a world of mutual recognitions – proceeds through the particular struggles of those battling racial, ethnic or national discrimination. This separates Fanon’s new humanism from an abstract humanism that skips over the lived experience of actual subjects of revolt.

As Fanon sees it, this humanism can emerge only if the colonial revolutions transcend the bourgeois phase of development. He writes, ‘The theoretical question, which has been posed for the last 50 years when addressing the history of the underdeveloped countries, i.e., whether the bourgeois phase can be effectively skipped, must be resolved through revolutionary action and not through reasoning.’[47] Fanon is directly referring to the debates in the Second International prior to World War I and the congresses of the Third International in the early 1920s as to whether revolutions in technologically underdeveloped societies must endure the vicissitudes of a prolonged stage of capitalism. Building on the work of previous Marxists,[48] he emphatically rejects the two-stage theory of revolution, arguing, ‘In the underdeveloped countries a bourgeois phase is out of the question. A police dictatorship or a caste of profiteers may very well be the case but a bourgeois society is doomed to failure.’[49] This advocacy of permanent revolution was a very radical position. It was not put forth by any of the political tendencies leading the African revolutions, Algeria included. Even Kwame Nkrumah and Sékou Touré refrained from such wholesome condemnations of the national bourgeoisie. Fanon was nevertheless insistent on this point in prophetically arguing that if they did not ‘skip’ the phase of bourgeois nationalism, the African revolutions would revert to intra-state conflict, tribalism and religious fundamentalism.

How, then, did he envision bypassing the capitalist stage? Central to this was his view of the peasantry. The peasants tend to be neglected by the national bourgeoisie, which is based in the cities. They constitute the majority of the populace, vastly outnumbering the working class and petty-bourgeoisie. Although they are not included in the agenda of the nationalist parties, they turn out to be the most revolutionary. Fanon insists, ‘But it is obvious that in the colonial countries only the peasantry is revolutionary.’[50] This is surely an exaggeration, which does not take into account the pivotal role of the Nigerian labour movement in the struggle for national independence, let alone the situation in countries like South Africa (where the labour movement later proved instrumental in forcing the elimination of apartheid). Although Fanon is painting with all-too-broad a brush, his view of the peasantry is not without merit. He argued that since most of the newly independent states in Africa had not undergone industrialisation on a large scale, the working class could not present itself as a cohesive and compact force. It has not been socialised by the concentration and centralisation of capital. The working class is dispersed, divided and relatively weak. The peasantry, on the other hand, is socialised and relatively strong precisely because it has been largely untouched by capitalist development. Their communal traditions and social formations remain intact. They think and act like a cohesive group. They live the Manichaean divide that separates them from the coloniser. Hence, the message of the revolution ‘always finds a response among them’.[51] They are therefore unlikely to put their guns away and enable the bourgeoisie to lord over them.

This issue of permanent revolution is also the context for understanding Fanon’s view of revolutionary violence. He did not subscribe (contra Arendt and others) to any ‘metaphysics of violence’. His advocacy of violence was historically specific. He argued that a people armed would not only be better equipped to evict the colonialists; most importantly, it is needed to help push the revolution beyond the boundaries set by the national bourgeoisie after the achievement of independence. It is no accident that one of the first demands of the leaders of the newly independent states was for the masses to give up their arms – the presence of which could impede their embrace of neocolonialism. Fanon also emphasised the need for a decentralised as against a centralised political and economic apparatus that could succeed in directly drawing the masses into running the affairs of society – including the most downtrodden among them, like the peasantry. He warned against adopting the model of statist Five-Year Plans and advocated support for cooperatives and other autonomous ventures. No less significantly, he argued strenuously against a single-party state on the grounds that, ‘The single party is the modern form of the bourgeois dictatorship – stripped of mask, makeup, and scruples, cynical in every respect.’[52] He conceived of parties in terms of ‘an organism through which the people exercise their authority and express their will’ and not as a hierarchical, stratified force standing above them. Most importantly, he emphasised the critical role of consciousness and revolutionary education in providing the most indispensable condition of socialist transformation – overcoming the depersonalisation of the colonised subject. He wrote,

It is commonly thought with criminal flippancy that to politicize the masses means from time to time haranguing them with a major political speech … But political education means opening up the mind, awakening the mind, and introducing it to the world. It is, as Césaire said, ‘To invent the souls of men.’[53]

Needless to say, Fanon’s strictures were not followed by the leaders of the national independence struggles, who found a comfortable place for themselves within the framework of the bourgeois phase of development – even when (indeed especially when!) they anointed their rule as some form of ‘socialism’. But were there  the material conditions present at that time which could have enabled the African revolutions to bypass the bourgeois phase? I am not referring solely to conditions of economic backwardness or underdevelopment, since these would not be decisive barriers if the newly independent nations were in the position to receive aid and support from the workers of the technologically developed world. Marx, after all, held at the end of his life that economically backward Russia could bypass a capitalist stage of development if a revolution centred on the peasantry linked up with proletarian revolutions in the West.[54] Yet in the context of the African revolutions of the 1950s and ’60s, such aid could not be expected – in large measure because forces like the French Communist and Socialist parties disgracefully supported French imperialism’s war against the Algerian Revolution (something that major left-intellectuals inside and outside the French CP at the time, such as Althusser and Foucault, never managed to find time to condemn).

This problem consumed Fanon’s attention in the final years of his life, and marks one of the most controversial aspects of his legacy. In the face of the failure of the established French leftist parties to support Algeria’s struggle for independence (with which he became openly identified by 1955), he issued a series of sharp critiques of the working class for failing to fulfil its historic mission. He writes,

The generalized and sometimes truly bloody enthusiasm that has marked the participation of French workers and peasants in the war against the Algerian people has shaken to its foundations the myth of an effective opposition between the people and the government … The war in Algeria is being waged conscientiously by all Frenchmen and the few criticisms expressed up to the present time by a few individuals mention only certain methods which ‘are precipitating the loss of Algeria.’[55]

In a colonial country, it used to be said, there is a community of interests between the colonized people and the working class of the colonialist country. The history of the wars of liberation waged by the colonized peoples is the history of the non-verification of this thesis.[56]

These statements are often taken as proof that Fanon dismissed the revolutionary potential of the working class tout court. However, only a year later Fanon stated in another piece for El Moudjahid, ‘the dialectical strengthening that occurs between the movement of liberation of the colonized peoples and the emancipatory struggle of the exploited working class of the imperialist countries is sometimes neglected, and indeed forgotten.’[57] Might he have had himself in mind? He now considerably revises his earlier position, as he speaks of ‘the internal relation … that unites the oppressed peoples to the exploited masses of the colonialist countries’.[58] And as The Wretched of the Earth (written a few years later) clearly shows, he did not close the door to the possibility that the working class might fulfil its historic mission even while criticising it for not yet having done so:

The colossal task, which consists of reintroducing man into the world, man in his totality, will be achieved with the crucial help of the European masses who would do well to confess that they have rallied behind the position of our common masters on colonial issues. In order to do this, the European masses must first of all decide to wake up, put on their thinking caps and stop playing the irresponsible game of Sleeping Beauty.[59]

Nevertheless, the hoped-for aid from the workers of the industrially-developed West never arrived – notwithstanding the heroic efforts of numerous individuals in France and elsewhere who spoke out in favour of the independence of the African colonies. In lieu of any significant support from the industrially-developed West, how were the African Revolutions going to obtain the resources needed to sustain genuine independence, let alone move further towards the creation of a socialist society?

Fanon responded by turning his energies to Africa as a whole. This is reflected in his decision to become a roving ambassador for Algeria’s FLN, travelling to over a dozen countries pushing for an ‘African Legion’ to come to the aid of the Algerian struggle and revolutions elsewhere on the continent. It is also reflected in his effort to create a ‘southern front’ of the Algerian struggle by procuring a route for the shipment of arms and other materiel from Ghana, Guinea, Mali and Niger. Concerned that the French might strike a rotten compromise with the FLN to keep it within its neocolonial orbit, he was trying to radicalise both the Algerian and sub-Saharan struggles by cementing closer relations between them.

It may be true, as Adam Shatz has recently argued, that Fanon’s efforts were rather quixotic, since ‘the southern Sahara had never been an important combat zone for the FLN, and there was little trust between the Algerians and the desert tribes.’[60] However, this should not cause us to lose sight of his broader effort to convey the militancy of the Algerian struggle ‘to the four corners of Africa’ as part of rejecting any compromise with capitalism. As Fanon put it, the task is ‘To turn the absurd and the impossible inside out and hurl a continent against the last ramparts of colonial power.’[61] This was no mere rhetorical declaration, since he spent the last several years of his life working incessantly to coordinate activity between the various revolutionary movements in Africa. He forthrightly stated, ‘For nearly three years I have been trying to bring the misty idea of African unity out of the subjectivist bog of the majority of its supporters. African Unity is a principle on the basis of which it is proposed to achieve the United States of Africa without passing through the middle-class chauvinistic phase…’ In case there is any doubt about the provenance of this embrace of permanent revolution, he states on the same page: ‘We must once again come back to the Marxist formula. The triumphant middle classes are the most impetuous, the most enterprising, the most annexationist in the world.’[62]

For Fanon ‘it is no longer possible to advance by regions … [Africa] must advance in totality.’ The key to that, he held, was Congo – since ‘a unified Congo having at its head a militant anticolonialist [Patrice Lumumba] constituted a real danger for South Africa’.[63] For if South Africa, the most industrially-developed country in Africa, was brought into the orbit of revolution, the material conditions might be at hand to push the continent as a whole beyond the confines of capitalist development.

Despite their verbal commitment to Pan-Africanism, virtually all the leaders of the newly independent states – including the most radical among them – were more interested in gaining acceptance and aid from the major world powers than in promoting pan-African unity. Close as he was in many respects to Nkrumah, Fanon was embittered at Ghana’s failure to provide material aid to Lumumba in the Congo, and he grew increasingly embittered at the failure of the African Legion to get off the ground. It became clear that for the new leaders of independent Africa, the way forward was to ally with one or another pole of global capital – either the imperialist West or the so-called ‘communist’ East. Fanon was opposed to this approach.

It [is] commonly thought that the time has come for the world, and particularly for the Third World, to choose between the capitalist system and the socialist system. The underdeveloped countries … must, however, refuse to get involved in such rivalry. The Third World must not be content to define itself in relation to values that preceded it. On the contrary, the underdeveloped countries must endeavor to focus on their very own values as well as methods and style specific to them. The basic issue with which we are faced is not the unequivocal choice between socialism and capitalism such as they have been defined by men from different continents and different periods of time.[64]

Fanon was clearly not satisfied with existing ‘socialist’ societies ‘as they have been defined’. He was aware of their deficiencies. But this does not mean that he conducted a thorough analysis of them or acknowledged their class basis and thoroughly oppressive character. This is unfortunate, since it has led some followers of Fanon to whitewash their crimes, which has only fed into the general discrediting of the Left for supporting regimes which were as exploitative of their working class as imperialist ones. No less importantly, the lack of a thoroughgoing critique of ‘Soviet-type’ societies on Fanon’s part rendered his effort to conceive of the transcendence of the bourgeois phase somewhat abstract and even quixotic, since it was left unclear how technologically underdeveloped societies might skip the bourgeois phase if they could not depend on the beneficence of the purportedly ‘socialist’ regimes.

Fanon cannot be blamed for his rather inconclusive discussion of how to surmount the bourgeois phase of development in The Wretched of the Earth, since he was only beginning to explore the issue of permanent revolution and he passed from the scene only days after the book came off the press. However, we who today face the task of developing an alternative to all forms of capitalism – whether the ‘free market’ capitalism of the West or its state-capitalist variants – do not have that excuse. Fanon’s work may not provide the answer to the question, but it does provide resources that (in conjunction with the work of many others) can aid our effort to do so.

Today’s realities are of course far different than those that defined Fanon’s life and times – on an assortment of levels. But they also provide new possibilities for coming to grips with the problems he was addressing, especially at the end of his life. Fanon departed from the scene declaring, ‘Let us leave this Europe which never stops talking of man yet murders him at every one of its street corners, at every corner of the world.’[65] These words are hardly rendered obsolete by the fact that today many from the global South are trying to find their way into Europe, as is seen from the response of the European powers to an influx of refugees which is transforming the continent. It may turn out that the growing presence of the global South inside the global North provides a material basis for thinking out new pathways to the transcendence of neocolonialism and class society, just as the racist resurgence that has accompanied it gives new urgency to working out the dialectical relation of race, class and gender anew. Fanon’s work will live on so long as these problems continue to concern us.

References

Anderson, Kevin B. 2010, Marx at the Margins: On Nationalism, Ethnicity, and Non-Western Societies, Chicago: University of Chicago Press.

Basso, Luca 2015, Marx and the Common: From ‘Capital’ to the Late Writings, Historical Materialism Book Series, Leiden: Brill.

Bhabha, Homi K. 1999, ‘Remembering Fanon: Self, Psyche, and the Colonial Condition’, in Rethinking Fanon: The Continuing Dialogue, edited by Nigel Gibson, New York: Humanity Books.

Bird-Pollan, Stefan 2015, Hegel, Freud and Fanon: The Dialectic of Emancipation, Lanham, MD: Rowman & Littlefield.

Cherki, Alice 2006, Frantz Fanon: A Portrait, translated by Nadia Benabid, Ithaca, NY: Cornell University Press.

Coulthard, Glenn Sean 2014, Red Skin, White Masks: Rejecting the Colonial Politics of Recognition, Minneapolis: University of Minnesota Press.

Cox, Oliver Cromwell 1948, Race, Caste and Class: A Study in Social Dynamics, New York: Doubleday.

Debs, Eugene V. 1903, ‘The Negro in the Class Struggle’, International Socialist Review, 4, 5: 257–60.

Dunayevskaya, Raya 2003, Philosophy and Revolution: From Hegel to Sartre, and from Marx to Mao, Lanham, MD: Lexington Books.

Fanon, Frantz 1967, Toward the African Revolution, translated by Haakon Chevalier, New York: Grove Press

Fanon, Frantz 2004, The Wretched of the Earth, translated by Richard Philcox, New York: Grove Press.

Fanon, Frantz 2008, Black Skin, White Masks, translated by Richard Philcox, New York: Grove Press.

Fanon, Frantz 2016, Écrits sur l’aliénation et la liberté, edited by Jean Khalfa and Robert J.C. Young, Paris: La Découverte.

Gordon, Lewis R. 2015, What Fanon Said: A Philosophical Introduction to His Life and Thought, New York: Fordham University Press.

Harrison, Hubert 2001, ‘The Negro and Socialism: 1 – The Negro Problem Stated’, in A Hubert Harrison Reader, edited by Jeffrey P. Perry, Middletown, CT: Wesleyan University Press.

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Hudis, Peter 2012, Marx’s Concept of the Alternative to Capitalism, Historical Materialism Book Series, Chicago: Haymarket Books.

Hudis, Peter 2015, Frantz Fanon, Philosopher of the Barricades, London: Pluto Press.

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Lee, Christopher J. 2015, Frantz Fanon: Toward a Revolutionary Humanism, Athens, OH: Ohio University Press.

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Marx, Karl 1976, The Poverty of Philosophy, in Marx–Engels Collected Works, Volume 6, New York: International Publishers.

Marx, Karl 1977, Capital: A Critique of Political Economy. Volume One, translated by Ben Fowkes, New York: Penguin.

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Parry, Benita 1987, ‘Problems in Current Theories of Colonial Discourse’, Oxford Literary Review, 9, 1: 27–58.

Roberts, Michael 2016, The Long Depression: How It Happened, Why It Happened, and What Happens Next, Chicago: Haymarket Books.

Shatz, Adam 2017, ‘Where Life Is Seized’, London Review of Books, 39, 2: 19–27, available at : <https://www.lrb.co.uk/v39/n02/adam-shatz/where-life-is-seized&gt;.

Wyrick, Deborah 1998, Fanon for Beginners, New York: Writers and Readers Publishing.

Yaki Sayles, James 2010, Meditations on Frantz Fanon’s Wretched of the Earth, Chicago: Spear and Shield Publications.

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Notes

[1] Fanon 2004, p. 5.

[2] See Gordon 2015, Lee 2015, Bird-Pollan 2015, Hudis 2015, Zeilig 2016. See also Coulthard 2014.

[3] See Fanon 2016.

[4] For specific expressions of this, see Hudis 2015, p. 1.

[5] See Parry 1987, p. 33.

[6] See especially JanMohamed 1986 and Bhabha 1999.

[7] Of course, vital appropriations of Fanon’s work occurred in recent decades that were outside the purview of most postcolonial theorists – as by South African youth during and after the Soweto Uprising in 1978. The impetus for this came from the Black Consciousness Movement and not the ANC – which adhered (as it still does) to the two-stage theory of revolution, which calls for a prolonged stage of national capitalist development while pushing a socialist transformation off to the distant horizon.

[8] For a fuller discussion of these developments, see Taylor 2016.

[9] For more on this, see Hudis 2012, pp. 169–82.

[10] For a substantiation of these claims, see Roberts 2016.

[11] For a pathbreaking study that put forward this thesis, see Cox 1948.

[12] Marx 1976, p. 167.

[13] See Anderson 2010, pp. 79–153.

[14] Marx 1977, p. 414.

[15] See Debs 1903 for a classic formulation of this position.

[16] Fanon 2008, p. xi.

[17] Hegel 1977, p. 10.

[18] Fanon 2008, p. v.

[19] Ibid.

[20] Fanon 2008, p. xii.

[21] Ibid.

[22] Marx 1975a, p. 186.

[23] Marx 1975b, p. 274.

[24] Marx 1975b, p. 296.

[25] Marx 1975a, p. 185.

[26] Basso 2015, p. 4.

[27] Fanon 2008, p. xiv.

[28] It is therefore no accident that one of the most commonly circulated posters during the US Civil Rights Movement was the simple – albeit enormously profound – statement, ‘I am a Man.’ Curiously, thousands of virtually the same posters resurfaced, in a new form, during the street protests against police abuse in Chicago, New York, and other cities in 2015 and 2016 – although many of them also read, ‘I am a Woman.’

[29] Hegel 1977, p. 119.

[30] Fanon 2008, p. 195.

[31] See Hegel 1977, p. 119: ‘Having a “mind of one’s own” is self-will, a freedom which is still enmeshed in servitude.’

[32] Fanon 2008, p. 106.

[33] Gordon 2015, p. 54.

[34] Fanon 2008, p. 112.

[35] Fanon 2008, pp. 112–13.

[36] Fanon 2008, p. 112.

[37] Fanon 2008, p. 117.

[38] Cherki 2006, p. 64.

[39] See Harrison 2001, p. 54.

[40] See Dunayevskaya 2003, pp. 267–73.

[41] See Wyrick 1998, p. 132: ‘In fact, Fanon believes that colonialism causes the Marxist model of base and superstructure to collapse altogether because economic relationships are secondary to racial ones. That is, the Manichean thinking on which colonialism depends blots out other distinctions, hierarchies, logical patterns.’

[42] Fanon 2004, pp. 93–5.

[43] Yaki Sayles 2010, p. 304.

[44] Yaki Sayles 2010, p. 181.

[45] Shatz thinks that Fanon had already reached this position by the end of Black Skin, White Masks (Shatz 2017, p. 20). However, Fanon’s emphasis on ‘reaching out for the universal’ and creating ‘a new human world’ is better seen as a concretisation of his insistence (in critiquing Sartre) that black consciousness is the mediating term in the movement from the individual to the universal.

[46] Fanon 2004, p. 182.

[47] Fanon 2004, p. 119.

[48] Alice Cherki, who knew Fanon very well, reports that the transcripts of the proceedings of the first four Congresses of the Third International, which debated this issue, held ‘a great fascination for Fanon’. See Cherki 2006, p. 93.

[49] Fanon 2004, p. 118.

[50] Fanon 2004, p. 23.

[51] Fanon 2004, p. 69.

[52] Fanon 2004, p. 111.

[53] Fanon 2004, p. 138.

[54] See Marx and Engels 1983, p. 139.

[55] Fanon 1967, p. 65.

[56] Fanon 1967, p. 74.

[57] Fanon 1967, p. 144.

[58] Ibid.

[59] Fanon 2004, p. 62.

[60] Shatz 2017, p. 26.

[61] Fanon 1967, pp. 180–1.

[62] Fanon 1967, p. 187

[63] Fanon 1967, p. 192.

[64] Fanon 2004, p. 55.

[65] Fanon 2004, p. 235.

Engels on Nature and Humanity

(Pictured: A painting by English artist LS Lowry (1887 - 1976) entitled 'Going To Work')

By Michael Roberts

Republished from the author’s blog.

In the light of the current pandemic, here is a rough excerpt from my upcoming short book on Engels’ contribution to Marxian political economy on the 200th anniversary of his birth.

Marx and Engels are often accused of what has been called a Promethean vision of human social organisation, namely that human beings, using their superior brains, knowledge and technical prowess, can and should impose their will on the rest of the planet or what is called ‘nature’ – for better or worse.

The charge is that other living species are merely playthings for the use of human beings.  There are humans and there is nature – in contradiction.  This charge is particularly aimed at Friedrich Engels, who it is claimed, took a bourgeois ‘positivist’ view of science: scientific knowledge was always progressive and neutral in ideology; and so was the relationship between man and nature.

This charge against Marx and Engels was promoted in the post-war period by the so-called Frankfurt School of Marxism, which reckoned that everything went wrong with Marxism after 1844, when Marx and Engels supposedly dumped “humanism”.  Later, followers of the French Marxist Althusser put the blame on Fred himself.  For them, everything went to hell in a hand basket a little later, when Engels dumped ‘historical materialism’ and replaced it with ‘dialectical materialism’, in order to promote Engels’ ‘silly belief’ that Marxism and the physical sciences had some relationship.

Indeed, the ‘green’ critique of Marx and Engels is that they were unaware that homo sapiens were destroying the planet and thus themselves.  Instead, Marx and Engels had a touching Promethean faith in capitalism’s ability to develop the productive forces and technology to overcome any risks to the planet and nature.

That Marx and Engels paid no attention to the impact on nature of human social activity has been debunked recently in particular by the ground-breaking work of Marxist authors like John Bellamy Foster and Paul Burkett.  They have reminded us that throughout Marx’s Capital, Marx was very aware of capitalism’s degrading impact on nature and the resources of the planet.  Marx wrote that 

“the capitalist mode of production collects the population together in great centres and causes the urban population to achieve an ever-growing preponderance…. [It] disturbs the metabolic interaction between man and the earth, i.e., it prevents the return to the soil of its constituent elements consumed by man in the form of food and clothing; hence it hinders the operation of the eternal natural condition for the lasting fertility of the soil. Thus it destroys at the same time the physical health of the urban worker, and the intellectual life of the rural worker.” 

As Paul Burkett says: “it is difficult to argue that there is something fundamentally anti-ecological about Marx’s analysis of capitalism and his projections of communism.”

To back this up, Kohei Saito’s prize-winning book has drawn on Marx’s previously unpublished ‘excerpt’ notebooks from the ongoing MEGA research project to reveal Marx’s extensive study of scientific works of the time on agriculture, soil, forestry, to expand his concept of the connection between capitalism and its destruction of natural resources. (I have a review pending on Saito’s book).

But Engels too must be saved from the same charge.  Actually, Engels was well ahead of Marx (yet again) in connecting the destruction and damage to the environment that industrialisation was causing.  While still living in his home town of Barmen (now Wuppertal), he wrote several diary notes about the inequality of rich and poor, the pious hypocrisy of the church preachers and also the pollution of the rivers.

Just 18 years old, he writes

“the two towns of Elberfeld and Barmen, which stretch along the valley for a distance of nearly three hours’ travel. The purple waves of the narrow river flow sometimes swiftly, sometimes sluggishly between smoky factory buildings and yarn-strewn bleaching-yards. Its bright red colour, however, is due not to some bloody battle, for the fighting here is waged only by theological pens and garrulous old women, usually over trifles, nor to shame for men’s actions, although there is indeed enough cause for that, but simply and solely to the numerous dye-works using Turkey red. Coming from Düsseldorf, one enters the sacred region at Sonnborn; the muddy Wupper flows slowly by and, compared with the Rhine just left behind, its miserable appearance is very disappointing.”

He goes on:

First and foremost, factory work is largely responsible. Work in low rooms where people breathe more coal fumes and dust than oxygen — and in the majority of cases beginning already at the age of six — is bound to deprive them of all strength and joy in life. “

He connected the social degradation of working families with the degradation of nature alongside the hypocritical piety of the manufacturers.

Terrible poverty prevails among the lower classes, particularly the factory workers in Wuppertal; syphilis and lung diseases are so widespread as to be barely credible; in Elberfeld alone, out of 2,500 children of school age 1,200 are deprived of education and grow up in the factories — merely so that the manufacturer need not pay the adults, whose place they take, twice the wage he pays a child. But the wealthy manufacturers have a flexible conscience and causing the death of one child more or one less does not doom a pietist’s soul to hell, especially if he goes to church twice every Sunday. For it is a fact that the pietists among the factory owners treat their workers worst of all; they use every possible means to reduce the workers’ wages on the pretext of depriving them of the opportunity to get drunk, yet at the election of preachers they are always the first to bribe their people.”

Sure, these observations by Engels are just that, observations, without any theoretical development, but they show the sensitivity that Engels already had to the relationship between industrialisation, the owners and the workers, their poverty and the environmental impact of factory production.

In his first major work, Outlines of a Critique of Political Economy, again well before Marx looked at political economy, Engels notes how the private ownership of the land, the drive for profit and the degradation of nature go hand in hand. 

“To make earth an object of huckstering — the earth which is our one and all, the first condition of our existence — was the last step towards making oneself an object of huckstering. It was and is to this very day an immorality surpassed only by the immorality of self-alienation. And the original appropriation — the monopolization of the earth by a few, the exclusion of the rest from that which is the condition of their life — yields nothing in immorality to the subsequent huckstering of the earth.” 

Once the earth becomes commodified by capital, it is subject to just as much exploitation as labour.

Engels’ major work (written with Marx’s help), The Dialectics of Nature, written in the years up to 1883, just after Marx’s death, is often subject to attack as extending Marx’s materialist conception of history as applied to humans, into nature in a non-Marxist way.  And yet, in his book, Engels could not be clearer on the dialectical relation between humans and nature.

In a famous chapter “The Role of Work in Transforming Ape into Man.”, he writes: 

“Let us not, however, flatter ourselves overmuch on account of our human conquest over nature. For each such conquest takes its revenge on us. Each of them, it is true, has in the first place the consequences on which we counted, but in the second and third places it has quite different, unforeseen effects which only too often cancel out the first. The people who, in Mesopotamia, Greece, Asia Minor, and elsewhere, destroyed the forests to obtain cultivable land, never dreamed that they were laying the basis for the present devastated condition of these countries, by removing along with the forests the collecting centres and reservoirs of moisture. When, on the southern slopes of the mountains, the Italians of the Alps used up the pine forests so carefully cherished on the northern slopes, they had no inkling that by doing so they were … thereby depriving their mountain springs of water for the greater part of the year, with the effect that these would be able to pour still more furious flood torrents on the plains during the rainy seasons. Those who spread the potato in Europe were not aware that they were at the same time spreading the disease of scrofula. Thus at every step we are reminded that we by no means rule over nature like a conqueror over a foreign people, like someone standing outside nature — but that we, with flesh, blood, and brain, belong to nature, and exist in its midst, and that all our mastery of it consists in the fact that we have the advantage over all other beings of being able to know and correctly apply its laws.” (my emphasis)

Engels goes on: 

“in fact, with every day that passes we are learning to understand these laws more correctly and getting to know both the more immediate and the more remote consequences of our interference with the traditional course of nature. … But the more this happens, the more will men not only feel, but also know, their unity with nature, and thus the more impossible will become the senseless and antinatural idea of a contradiction between mind and matter, man and nature, soul and body. …”

Engels explains the social consequences of the drive to expand the productive forces.  

“But if it has already required the labour of thousands of years for us to learn to some extent to calculate the more remote natural consequences of our actions aiming at production, it has been still more difficult in regard to the more remote social consequences of these actions. … When afterwards Columbus discovered America, he did not know that by doing so he was giving new life to slavery, which in Europe had long ago been done away with, and laying the basis for the Negro slave traffic. …”

The people of the Americas were driven into slavery, but also nature was enslaved. As Engels put it:

What cared the Spanish planters in Cuba, who burned down forests on the slopes of the mountains and obtained from the ashes sufficient fertilizer for one generation of very highly profitable coffee trees–what cared they that the heavy tropical rainfall afterwards washed away the unprotected upper stratum of the soil, leaving behind only bare rock!”

Now we know that it was not just slavery that the Europeans brought to the Americas, but also disease, which in its many forms exterminated 90% of native Americans and was the main reason for their subjugation by colonialism.

As we experience yet another pandemic, we know that it was capitalism’s drive to industrialise agriculture and usurp the remaining wilderness that has led to nature ‘striking back’, as humans come into contact with more pathogens to which they have no immunity, just as the native Americans in the 16th century.

Engels attacked the view that ‘human nature’ is inherently selfish and will just destroy nature.  In his Outline, Engels described that argument as a “repulsive blasphemy against man and nature.”  Humans can work in harmony with and as part of nature.  It requires greater knowledge of the consequences of human action.  Engels said in his Dialectics:

“But even in this sphere, by long and often cruel experience and by collecting and analyzing the historical material, we are gradually learning to get a clear view of the indirect, more remote, social effects of our productive activity, and so the possibility is afforded us of mastering and controlling these effects as well.”

But better knowledge and scientific progress is not enoughFor Marx and Engels, the possibility of ending the dialectical contradiction between man and nature and bringing about some level of harmony and ecological balance would only be possible with the abolition of the capitalist mode of production. As Engels said: “To carry out this control requires something more than mere knowledge.”  Science is not enough. “It requires a complete revolution in our hitherto existing mode of production, and with it of our whole contemporary social order.”  The ‘positivist’ Engels, it seems, supported Marx’s materialist conception of history after all.

On Historical Materialism: A Theoretical Revival

By Charles Wofford

What is the responsibility of the historian? Historians show how those things often taken for granted, taken as a fact of life, are relatively recent developments. Alternately, they show how those things one may assume to be strange and unusual have, in fact, been present for a long time. That approach fits neatly into the broader critique of ideology, and there is a reason Marx was so invested in history and historical method. He revealed the historicity of "nature" in, among other places, his 1844 Economic and Philosophical Manuscripts, which were not brought to public light until the mid-20th century, well after the developments of "orthodox" Marxisms and Marxism-Leninism (Claeys, 2018). The effort was to expose Adam Smith, David Ricardo, and the other political economists of the eighteenth century for treating historical developments (from which they had conveniently benefited) as though they were eternal nature. Writes Marx, "Political economy starts with the fact of private property; it does not explain it to us. It expresses in general, abstract formulas the material process through which private property actually passes, and these formulas it then takes for laws" (Marx, 1844). If something is historical, that means it had a beginning. If it had a beginning, it can therefore have an end. Historical materialism - the exposure of capital's historical conditions of existence - was a sword forged to slay Mammon.

But a sword is only as good as the steel out of which it is made. Today, many introductions to historical materialism not only fail to show the real power of the Marxist analysis but obscure the nature of Marxist historiography. Some Marxist intellectuals (like Richard Wolff), acting out of the best intentions, recapitulate capitalist historiography. The purpose of this essay is to introduce historical materialism with academic rigor, and to get at its deeper project, i.e. setting a general theoretical foundation for a revolutionary understanding of historical development, with the specific purpose of thinking past capitalism. What is historical materialism, and what is not historical materialism? There are several issues, each to be framed as a critique: The critique of teleology, the critique of "modernity," the critique of technological determinism, and the ideological self-critique.

First, historical materialism is not a theory of history that sees "primitive communism" necessarily leading to "slave" systems, necessarily leading to "feudal" systems, necessarily leading to "capitalist," then to "socialist" and "communist" systems. Any thesis of overarching historical development following from some "necessary" internal logic ought to be seen as outmoded and historiographically suspect. Teleological views of history have been rightly abandoned by academic historians, and Marxism has shown itself flexible and powerful enough to outgrow its nineteenth-century trappings.

"The history of all hitherto existing society is the history of class struggle." But class struggle is not some mechanical, deterministic thing, like a clock. It is rather a dynamic process that may yield any number of results. Feudalism did not have to lead to capitalism, and capitalism arose not from feudalism itself, but from the ruins of feudalism. It is true that feudalism was only formally abolished (in France anyway) on August 4th, 1789, at the beginning of the French Revolution. But feudalism, throughout the Medieval ages with which it is associated, was a largely decentralized mode of production. It was not the same thing as the absolutism of the French ancien regime, overthrown in the revolution of 1789, which aimed to consolidate power into the monarch (indeed, the entire concept of "feudalism" has been challenged by academic historians, and with good reason. Marxist intellectuals have been slow on the uptake, with even people like Richard Wolff casually referring to "feudalism" as though it is a widely agreed upon concept). Wood and Brenner note that absolutism, and the enlightenment which supported it, may be seen as a defeated historical alternative to the rise of capitalism. In any case, it is a mistake to see feudalism as flowing directly into capitalism by means of a bourgeois revolution; rather, feudalism was already on the decline, and capitalism and absolutism of the French monarchy were alternative ways out of the medieval era.

Capitalism did not have to emerge, and that is the fundamental lesson of historical materialism: capitalism is not necessary or natural, and therefore it is not something that any country or society "needs." The idea that certain modes of production must pass into others is an example of the old historian's fallacy of projecting the present onto the past, fallaciously assuming a greater homology between "modern" and "pre-modern" society than may be justified. It also justifies imperialist expansion against non-capitalist societies, as one believes that the imperialist may be acting to bring those societies "forward" in some greater sense, and that any suffering is justified in the name of "progress." Marxist historian Ellen Meiksins Wood (1942-2016) had it right when she identified the point of historical materialism to be isolating what makes capitalism specific, what makes it unique, not how it may manifest age-old human practices like commerce. The job of the Marxist historian, then, is not to show how modern capitalist society has its seeds in the ancient past, but to show how things became the way they are in the relatively recent past. Marxist historiography, understood in this way, is empowered, rather than challenged, by the postmodern polemic against "grand narratives." "We agree, there are no 'grand narratives'" says the Marxist. "That is why we doubt the Thatcherite declaration that 'there is no alternative.'" Are capitalist triumphalism and capitalist realism (Fisher, 2009) not the ultimate "grand narrative?" Historical materialism is about creating a "theoretical foundation for interpreting the world in order to change it" (Wood, 1995). It is not about shoehorning all of history into a preconceived theoretical framework. In this sense, much of the youtube left intelligentsia (with otherwise excellent user "Cuckphilosophy" as an example), recapitulates schoolboy-level understandings of these issues ("Marxism is a grand narrative, postmodernism is against grand narratives" etc).

The Marxist historian ought to search for the breaks, fragments, and gaps, the hidden or lost potentials. Why? Because in doing so we reveal capitalism in its historicity, and take it out of the realm of nature, and thereby bring to light the possibility of surpassing it. The apologists of capital have always situated capitalism as part of nature, never as part of history. Histories of capitalism discuss how commerce has been around for thousands of years, which is true. Yet the aim of such "histories" is precisely to de-historicize; to show how capitalism goes all the way back to the foggy pre-history of humanity, and how modern commercial society is just the culmination of all those tendencies. The Marxist historian will therefore seek the fragments and breaks, and not the continuities or the overarching narratives.

Second, a central project of the historical materialist is the critique of the concept of "modernity." The rise of capitalism, the rise of individual rights, the scientific revolution, the industrial revolution, the French revolution of 1789 and the "Glorious Revolution" of 1688 are all sometimes taken as one unified package, lumped together under the term "modernity." This is an error.

That is not to say that there is no such thing as the "modern," but a critical engagement with the entire concept is necessary if we are to conceive of an alternative modernity to neoliberal capitalism, one that is not merely some form of nostalgia. Unfortunately, thinkers like Max Horkheimer and Theodor W. Adorno still hold undue sway in leftist circles, although their historiography is flawed. In Dialectic of Enlightenment (1944) Adorno and Horkheimer set out a general critique of modernity as overly rationalizing and systematizing the totality of human life. But they take "Enlightenment" in a broad definition, including in its ambit all of the features of modernity noted above.

A detailed account of why Adornian historiography is wrong deserves and entire book of its own, dedicated to the rise of capitalism in England, the French revolution, the German Aufklärung, and other topics. Moreover, I do not wish to state that Adorno and Horkheimer were the only leftist intellectuals guilty of severe historical and historiographical errors (Foucault also comes to mind). But Dialectic of Enlightenment still carries an august status in even some orthodox Marxist circles, when it misleads more than it illuminates.

The historical materialist critique of modernity begins with the following observations: The rise of capitalism in England, the French Enlightenment, the German Aufklärung, the scientific revolution, and the industrial revolution did not come to us as part of a unified package. Capitalism as we understand it arose in rural England (Wood, 2002; Brenner 1976; Marx, 1867), and was not initially tied to the 1789 French revolution. The bourgeoisie and the capitalists were not originally the same class: most French bourgeois were office-holders, lawyers, or intellectuals; they were not capitalists or even merchants. It was the long-established landlord class in England which emerged as the nascent capitalists, and their literature was related to agricultural "improvement" (which in practice meant yielding higher profits), not the "enlightenment" of the citizenry.

Immanuel Kant's famous reply to the question "What is Enlightenment?" defines "enlightenment" as "man's exit from self-inflicted immaturity." He goes on to link this "exit" to "the public use of reason." Is this challenge of finding an "exit" through "public use of reason" not more in line with revolutionary leftist thinking than reactionary thinking? If a philosopher comes along who argues that the pursuit of progressive values (broadly defined) results in greater harm to humanity than otherwise, would we not regard such a figure as a reactionary? Why, then, do we give figures like Adorno a pass when they argue the same (or nearly the same) thing?

Adam Smith's famous passage on the invisible hand goes thusly:

"As every individual, therefore, endeavours as much as he can both to employ his capital in the support of domestic industry, and so to direct that industry that its produce may be of the greatest value; every individual necessarily labours to render the annual revenue of the society as great as he can. He generally, indeed, neither intends to promote the public interest, nor knows how much he is promoting it. By preferring the support of domestic to that of foreign industry, he intends only his own security; and buy directing that industry in such a manner as its produce may be of the greatest value, he intends only his own gain, and he is in this, as in many other cases, led by an invisible hand to promote an end which was not part of his intention. Nor is it always the worse for the society that it was no part of it. By pursuing his own interest he frequently promotes that of the society more effectually than when he really intends to promote it. I have never known much good done by those who affected to trade for the public good. It is an affectation, indeed, not very common among merchants, and very few words need be employed in dissuading them from it." (Smith, 1776, emphasis added)

Smith's famous argument is echoed by 20th-century neoliberal economist Friedrich Hayek:

"As decentralization has become necessary because nobody can consciously balance all the considerations bearing on the decisions of so many individuals, the coordination can clearly be affected not by "conscious control" but only by arrangements which convey to each agent the information he must possess in order effectively to adjust his decisions to those of others. And because all the details of the changes constantly affecting the conditions of demand and supply of the different commodities can never be fully known, or quickly enough be collected or disseminated, by any one center, what is required is some apparatus of registration which automatically records all the relevant effects of individual actions and whose indications are at the same time the resultant of, and the guide for, all the individual decisions. This is precisely what the price system does under competition, and which no other system even promises to accomplish." (Hayek, 1944)

In no way can either of these passages be squared with Kant's appeal to "the public use of reason." Both Smith and Hayek argue explicitly in favor of the individual, private use of reason, and believe that the greater good is served via the aggregate of individuals pursuing their own private interests. Nowhere is this argument to be found in Kant, nor is it in Kant's peers in the debate (Moses Mendelssohn, Karl Reinhold, etc.) "The public use of reason must at all times be free, and it alone can bring about enlightenment among men; the private use of reason, however, may often be very narrowly restricted without the progress of enlightenment being particularly hindered" (Kant, 1784). Is Kant's statement not more easily squared with notions of public planning, and public ownership, rather than some assumed dialectical inversion whereby private greed promotes the public welfare? If the public use of reason is a main criterion, then the main inheritors of the enlightenment in the 20th century might be Salvador Allende and the Cybersyn project, or computer scientist Paul Cockshott's book with political economist Allin Cottrell, Towards a New Socialism (1993). Wood may be right when she wrote in "Modernity, Postmodernity, or Capitalism?" (1996)

"So this isn't just a phase of capitalism. This is capitalism. If "modernity" has anything at all to do with it, then modernity is well and truly over, not created but destroyed by capitalism. The Enlightenment s dead. Maybe socialism will revive it, but for now the culture of "improvement" reigns supreme...The only concept we need to deal with this new reality is capitalism. The antithesis to that, of course, isn't postmodernism but socialism." (Wood, 1996)

My goal here is not to exonerate that heterogeneous phenomenon called "the Enlightenment," which is itself arguably as obscurantist a label as "modernity." But if the main portions of the Enlightenment happened in France and the German states, and capitalism arose in England, the question must be asked, whence arises the idea that the Enlightenment and capitalism were two parts of a united and oppressive modernity?

The answer, I think, is in another misappropriated Marxist idea: base and superstructure. Because ideological developments are assumed to reflect materialist ones, some Marxists conclude that the intellectual movement of the Enlightenment, coeval with the rise of capitalism, must therefore be capitalism's intellectual expression. But again, the main strains of Enlightenment thought were in France and the German states and promoted "enlightened absolutism." They had little in common with the literature of "improvement" that thrived on England, and which was used to justify the mass enclosures that took up special urgency after 1688, and which were associated with different notions of citizenship (such as the English Bill of Rights). The mistake arises from an excess of historiography and a dearth of history. Recall that one third of classical Marxism's foundation was English empiricism. Modern Marxists sometimes place such emphasis on Hegelian method that, though their sword may be made from great technique, the shoddy materials result in a shoddy weapon. A frail weapon will not slay the dragon of capital.

Historians have discussed the "English Enlightenment." However, the idea itself is contentious, as the main representatives of English enlightenment thought (John Locke, Adam Smith, Edmund Burke, Edward Gibbon, etc.) were fiercely conservative, while the main figures of the continental Enlightenment were often imprisoned or had to meet in secret to avoid persecution for their radicalism. The "English Enlightenment," was notably distinct from the continental enlightenment(s).

If pressed to choose a single date for the "birth" of capitalism in England, my candidate would be 1688. Capitalism had, of course, been in utero for many years, with the enclosures gradually increasing and the power of the landlords increasing with it. But 1688 was the original revolution, which first enabled the legalization of what we now call capitalism on a mass scale. The Bank of England was founded six years later, which began the long and complex process of redefining national sovereignty along lines of government debt (Goodchild, 2002). The Bank of England was taken over by the state, which amounted to the taking over of the state by the Bank of England. This bank could never crash because it was backed up by the state, which had the monopoly on violence to extract whatever taxes were needed to maintain the bank. This enabled the Bank of England to create infinite loans on the promise that they could always be paid back in the future. That in turn justified the mass creation of paper currency secured against those instabilities suffered by previous paper currencies. Hence, the "creation" of the wealth which eventually allowed for the industrial revolution.

A brief side comment: in Capital Vol I, Marx calls the emergence of capitalism in England the "classic form" of accumulation by dispossession. In a footnote he then writes:

"In Italy, where capitalist production developed earliest, the dissolution of serfdom also took place earlier than elsewhere. There the serf was emancipated before he had acquired any prescriptive right to the soil. His emancipation at once transformed him into a "free" proletarian, without any legal rights, and he found a master ready and waiting for him in the towns, which had been for the most part handed down from Roman times. When the revolution which took place in the world market at about the end of the fifteenth century had annihilated northern Italy's commercial supremacy, a movement in the reverse direction set in. The urban workers were driven en masse into the countryside, and gave a previously unheard-of impulse to small-scale cultivation, carried on in the form of market gardening." (Marx, 1867)

This comment may seem to demolish the thesis of capitalism's origins in England. However, Marx is remarkably vague here. Why is England the "classic" case if Italy is the place where capitalist production developed "earliest?" One idea is that Marx realized at some level he was founding a whole discipline and method of analysis, and thus decided for his own convenience what counted as the "classic" case. However, such an explanation seems too contingent. A comrade suggested to me that early Italian capitalism was destroyed by the decades of invasion and warfare in Italy during the first half of the sixteenth century. Looking into this thesis further, I found that, combined with epidemics of Plague, he Great Italian Wars rendered low the opportunities for investment. As a result, those with capital, rather than investing in improving production, invested in buildings and art-hence the artistic bloom of the Italian Renaissance (Malanima, 2008). Their capital did not yield profit in the same self-perpetuating ways we associate with capitalism, and was turned into use-value, rather than maintaining and expanding itself as exchange-value. Implicit in this explanation is the idea that wealthy Italians would necessarily engage in capitalist behavior unless such behavior is deflected, and that sounds a little too close to the "Capitalism is human nature" position. Whether one agrees or disagrees with this particular analysis, the larger point is this: the capitalism that since consumed the world, the capitalism in which we are living- "our" capitalism-did not come from Italy. Early Italian capitalism was snuffed out.

Philosopher Philip Goodchild couches his analysis in a Nietzschean historiography, inquiring as to when, exactly, the "Death of God" occurred. He places it at 1694, the founding of the Bank of England and the merger of state and financial interests that had been kept apart for thousands of years. "It was this deed which caused the murder of God" (Goodchild, 2002). But if capitalism killed God, then capitalism must first have been born, and the moment of the birth of capitalism as a social system, albeit of course in its infancy, was 1688. Marx notes in chapter 27 of Capital that the 1688 "Glorious Revolution" enabled the "capitalist profit-grubbers" to engage in profit-grubbing on an entirely new scale. While his emphasis is mostly on land, enclosure, and the creation of a mass property-less proletariat, the creation of modern finance is a subject on which historical materialists ought to have much to say.

Third, technological development is not itself the locus of revolution. As Wood notes, the point of historical materialist analysis is that each mode of production has its own logic, and its own way of needing to be understood.

"It is one thing to say that capitalism uniquely fosters technological development. It is quite another to contend that capitalism developed because it fosters technological development, or that capitalism had to develop because history somehow requires the development of productive forces, or that less productive systems are necessarily followed by more productive ones, or that the development of productive forces is the only available principle of historical movement from one mode of production to another […] the principle is that at the foundation of every social form there are property relations whose conditions of reproduction structure social and historical processes." (Wood, 1995, 120-121)

A simple historical example may be used to further illustrate the point: The ancient Romans could have had an industrial revolution of their own. They had simple steam machines and they had wagons. But for some reason, the opportunity or the imperative never arose to stick a steam machine on the back of a wagon and have the steam do the work of pushing it. Had such a moment arisen, the industrial revolution might have been 1,800 years ago. If technology will save us, it would have done so by now. The lesson of historical materialism here is that the revolution will be a class revolution, not a technological revolution (also opening room for critiques of the pseudoscientific cult of Singularitarianism). Building on work done by Robert Brenner, Ellen Meiksins Wood shows the particular historical circumstances that allowed capitalism to emerge when and where it did, and not before (Wood, 2002). Historical developments need to be seen as historical, not as metaphysical; they do not follow from some predetermined logic waiting for its moment of fruition. History means beginnings. Technology has been around long before capitalism, so the beginnings of capitalism cannot be essentialized to technological development, unless we are prepared to once again view capitalism as existing in utero from the foggy pre-history of humanity.

Fourth, historical materialism involves challenging the categories in which we tend to think as themselves products of history. While Wood emphasizes the falseness of "economic" vs "political," we should also be careful of categories like "base" vs "superstructure," as ripe for reification. The terms of our analysis should be fluid and open to self-critique. As Slavoj Zizek put it in his 2009 debate with Alex Callinicos,

"If communism is an eternal idea, then it works as a Hegelian concrete universality. It is eternal, not in the sense of a series of abstract features which can be applied to every situation, but in the sense that it has the ability, the potential, to be re invented in each new historical situation." (Zizek, 2009).

That is the genuine power of historical materialism, to take the past and re-member it so as to continually recreate the space for revolutionary thought "in each new historical situation."

In the preface to his classic The Making of the English Working Class (1964), E.P. Thompson notes the problems created in thinking of class as a "thing" rather than a process ("If we stop history at a given point, then there are no classes but simply a multitude of individuals with a multitude of experiences"), and how such thinking engenders a framing of any sort of concept of "class consciousness" as embodying the worst caricatures of vanguardist organizational methods. The logical contradictions are clear:

"'It' - the working class - exists, and can be defined with some accuracy as a component of the social structure. Class-consciousness, however, is a bad thing, invented by displaced intellectuals, since everything which disturbs the harmonious co-existence of groups performing different 'social roles' (and which thereby retards economic growth) is to be deplored as an "unjustified disturbance-symptom.'" (Thompson, 1964, 10)

Thompson sees class-consciousness as something that exists empirically, and which ought to be studied. All classes have some kind of consciousness, and it is part of the job of the Marxist historian to study their historical development. In a similar vein, all movements have vanguards, and one may study those empirically too. This is the meaning used by Marx and Engels in the manifesto.

"The Communists, therefore, are on the one hand, practically, the most advanced and resolute section of the working-class parties of every country, that section which pushes forward all others; on the other hand, theoretically, they have over the great mass of the proletariat the advantage of clearly understanding the line of march, the conditions, and the ultimate general results of the proletarian movement." (Marx and Engels, 1848)

One may say to a "non-political" person, that while they may not care for politics, others do, and they will not care for their interests. One may also say to those skeptical of vanguards that while you may not pursue a position to influence the movement in ways you think are positive, that does not mean others won't. And those people will not necessarily lead the movement in directions that you think are best. Refusing to recognize any notion of the vanguard is akin to refusing to recognize any notion of politics. As Lenin put it,

"But what else is the function of Social-Democracy [i.e. revolutionary socialism] if not to be a "spirit," not only hovering over the spontaneous movement, but also raising the movement to the level of "its program?" Surely, it is not its function to drag at the tail of the movement; at best, this would be of no service to the movement; at the worst, it would be very very harmful." (Lenin, 1902)

Why does one become an activist (taking that term in the broadest sense) if not because one thinks one has something to contribute? Do we, as socialists, not think that we have a better political program than non-socialists? Are we not, in essence, trying to convince more people to think in socialist terms?

"For there will always be found some who think for themselves, even among the established guardians of the masses, and who, after they themselves have thrown off the yoke of immaturity, will spread among the herd the spirit of rational assessment of individual worth and the vocation of each man to think for himself." (Kant, 1784)

In this vein, see Zizek's emphasis on the nature of an "authentic" master who "forces us to be free" (see, for example, his debate with Jordan Peterson). In this vein, perhaps psychoanalysis may indeed serve a revolutionary role in creating the "maturity" needed to recognize the prospects for an "authentic" vanguard.

Obviously, this essay has gleaned over complex issues with a broad brush. It is really only aimed at correcting some errors that I have seen in explications of historical materialism. As noted above, just the discussion of capitalism and the enlightenment from a historical materialist perspective is itself a book waiting to be written, and this essay does not pretend to be that. Moreover, I have not discussed why feudalism was on the decline already if not because of the very same things that led to capitalism, or the critics of the Woods/Brenner theses (like Jairus Banaji, whose excellent work will be the subject of another essay). I have also shown the limits of my own historical understanding regarding the nature of the economy of the Italian states during the fifteenth and sixteenth centuries. But if we need a way out of "capitalist realism" and to show that, contra Thatcher, there are alternatives, then the first thing to do is look to the past for inspiration and understanding. Historical materialism is a method by which we may ensure that our backward glance is actually historical, rather than merely nostalgic. But it must be re invented as our understanding of history is re invented: historical materialism is a historiography, not a history. What historical materialism will tell you depends on which historical information you put into it. The good historical materialist is not just a communist but is a historian too. And that means really knowing history.


Charles Wofford is a communist and a PhD student in historical musicology.


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Zizek, Slavoj. "Slavoj Zizek: What does it mean to be a revolutionary today? Marxism 2009." Video File. Youtube.com. 2009. Accessed May 18th, 2019. Relevant comment at 2:13. https://www.youtube.com/watch?v=_GD69Cc20rw&t=640s