Politics & Government

The Brutes in Blue: From Ferguson to Freedom

By Andrew Gavin Marshall

The protests resulting from events in Ferguson and New York have spurred a nation-wide anti-police brutality and social justice movement. This movement is addressing issues related to the realities of institutional racism in the United States, a colonial legacy born of slavery. Policing itself has a history and institutional function that is relevant to current events. This part in the series, 'From Ferguson to Freedom' examines the institution of policing and 'law enforcement', designed to protect the powerful from the people, to punish the poor and enforce injustice.


A Primer on Policing

Many social divisions erupt when it comes to discussing the issues of police and policing. Many accept the police and state-propagated view of police as being there 'to serve and protect', and that the 'dangerous' jobs of ensuring 'peace' and 'safety' are deserving of respect and admiration. Others view police as oppressors and thugs, violent and abusive, the enforcers of injustice. Here, as with the issue of racism itself, we come to the dichotomy of individual and institutional actions and functions.

As individuals, there are many police who may act admirably, who may 'serve and protect', who serve a social function which is beneficial to the community in which they operate. But, as with the issue of racism, individual acts do not erase institutional functions. The reality is that as an institution, policing is fundamentally about control, with cops acting as agents of 'law and order'. They enforce the law and punish its detractors (primarily among the poor), they 'serve and protect' the powerful (and their interests) from the people.

When individuals in poor black neighborhoods are caught with illegal substances, such as drugs, the police are there to arrest them and send them into the criminal justice system for judgment and punishment. When Wall Street banks launder billions in drug money, police are nowhere to be seen, the law is ignored, justice is evaded, and the rich and powerful remain untouched. Crime is subject to class divides. Crimes such as mass murder, crimes against humanity, war crimes, slavery, ethnic cleansing, money laundering, mass corruption, plundering and destruction are typically committed (or decided) by those who hold the power, have the money and own the property. These crimes largely go unpunished, and very often are even rewarded.

Crimes committed by the poor, the oppressed, and especially those which take place in communities of colour are the main focus of the criminal injustice system. It is the poor and exploited who are policed and repressed, punished and sentenced, beaten and executed. The criminal rich and powerful are largely untouchable. The police enforce the law, so far as it applies to the poor, and are primarily there to serve the interests of the powerful. This is not new.

Like with all institutions, to understand their functions, one must turn to their origins and evolution through the years. In the United States, the history of 'policing' pre-dates the formation of the country itself, when it was a collection of European colonial possessions. From the late 1600s onward, just as racism was itself becoming institutionalized in the slave system, the social concept of policing increasingly emerged. The European colonial system was dependent upon the exploitation of slave labour, which since the late 1600s had become increasingly defined along racial lines.

In the 1700s, colonial societies began forming "slave patrols" to keep the slaves in line, to capture escapees, and to maintain "law and order" in an inherently unjust and exploitative social system of domination. As black slaves increasingly outnumbered the local white colonists, paranoia increased (especially in the wake of slave rebellions), and so the "slave patrols" and other locally organized 'vigilante' groups would be formed to protect the white colonizers against the local indigenous populations and the enslaved black African population.

The slave patrols defined the early formation of the modern " law enforcement" institution in the United States, which extended into the 19th century, up until the Civil War. The slave patrols also had other functions within the communities they operated, but first and foremost, their primary purpose was "to act as the first line of defense against a slave rebellion."

Following the processes of industrialization and urbanization, cities became crowded, immigrants became plenty, and poverty was rampant as the rich few became ever more powerful. Thus, throughout the 19th century, the slave patrols began evolving into official "police forces," with their concern for "order" and "control", largely via the policing of poor communities of colour.

The evolution of policing in America since the 19th century has largely maintained its focus on the policing of the poor, acting as soldiers in the "war against crime" (which J. Edgar Hoover declared in the 1930s), though, of course, this applies almost exclusively to crime committed by the poor, by immigrants and 'minority' groups, as the rich and powerful are able to continue plundering and stealing wealth, waging wars and killing great masses of people, engaging in institutional corruption and even participating in war crimes and crimes against humanity, almost always with impunity and beyond the reach of police or justice.

In the past few decades, police forces across America have become increasingly militarized, with the rise of what has been called the " warrior cop." Police forces get military equipment, tanks, rocket launchers, and even wear military outfits and get military training. Militaries are of course designed to be institutions of force, to kill, to destroy, to occupy and oppress. They are fundamentally, and institutionally, imperial. So as police forces become increasingly militarized, their function becomes increasingly aligned with that of the military. While the military secures the interests of the rich and powerful abroad, the police secure the interests of the rich and powerful at home. The domestic population is treated increasingly like an "enemy population," with poor communities (especially poor black, Hispanic and indigenous communities) treated like occupied populations.

The origins of the modern police force began as a distinctly colonial structure, to enforce the injustice of slavery, to protect the colonizers as they expanded their territories and committed genocide against the indigenous population. Colonization, ethnic cleansing, slavery and genocide are inherently wrong and unjust. As such, these policies must be protected by force. The legal system has always been far more concerned with the protection of property (belonging to rich white men) than it has been with the protection of the population from the abuses of an inherently unjust social system. In a slave society, human beings become property. The law protects private property, but does so often through the oppression of populations. Property becomes more important than people, even when peopleare property.


The Global Reality of the Brutes in Blue

Think, for a brief moment, of the images, videos and realities of protests, revolutions, resistance movements and rebellions around the world in the past several years. From the Arab Spring in Tunisia and Egypt, to Indigenous movements in Canada and Latin America and Africa, to the peasant and labour unrest across Asia, to the anti-austerity movements across Europe, with social unrest reaching enormous heights in Greece, Spain, Italy and Portugal, from the Indignados to Occupy Wall Street, to the student movements in Quebec, the UK, Chile, Mexico and Hong Kong, to the urban rebellions in Turkey and Brazil, and now to the civil unrest in the US sparked by Ferguson. What do you see, in all of these cases?

In each and every case, there are large or significant segments of populations who are rising up in resistance to oppressive structures, against dictatorships, state violence and repression, against poverty, racism and exploitation. In each case, there are populations struggling for dignity and opportunity, for freedom and democracy, for justice and equality. These populations, those who protest and resist, those who struggle and strive for the realization of democracy and justice, are historically the main reason why society has in any meaningful way ever been able to advance, to civilize itself, for rights and freedoms to be won and realized. Progress for people as a whole has always been accompanied by mass struggle and resistance against the forces of oppression and to upset the 'stability' of the status quo.

And, both historically and presently, without exception, the struggle and resistance of populations at home and abroad has always been met with the blunt, brute force of police, there to beat the people back down into subservience and to maintain "law and order." In the youth-led rebellions from Egypt to Spain to Indonesia, from Brazil to Mexico to Quebec, from Hong Kong to Turkey to Ferguson, Missouri, the police are there with batons, pepper spray, tear gas, rubber bullets, real bullets, beatings and brutality, mass arrests and murder, all in the name of preserving 'stability'.

This is the true institutional function of the police. It cares not whether there are good or decent individuals within police forces, no more than the institutional reality of militaries cares whether individual soldiers are good or decent. Their job is to protect the powerful, police the poor, and punish those who threaten the stability of this unjust system. This is an institutional function which has been a lived reality for the black community in the United States since the origins of slavery and policing. The protests resulting from Ferguson are a reflection of this reality, regardless of the opinions of white people who have been largely spared the blunt truth of batons and bullets wielded and shot by the Brutes in Blue.


Black and Blue

According to a study published in 2012, every 28 hours in the United States, a black man, woman or child is murdered by a law enforcement official, security guard or "vigilante." In 2011, murder was listed as the number one cause of death for black males between the ages of 15 and 34 . In the month prior to Michael Brown's murder, three other unarmed black men were killed by police, with data from police forces across the country revealing that black males are far more likely to be shot and killed by police than any other demographic group.

According to data from the Department of Justice, between 2003 and 2009, roughly 4,813 people were killed in the process of being arrested or while in the custody of police officers. In 2012 alone, 410 people were killed by police in the United States. Between 1968 and 2011, data from the CDC reveals, black Americans were between two and eight times more likely to be killed by police than white Americans. On average, black Americans were 4.2 times more likely to be murdered by police than whites.

Between the murder of Michael Brown in August and the delivery of the verdict in November of 2014, police in the United States killed roughly 14 other teenagers, at least six of them black. Two days before the Darren Wilson verdict was reached, 12-year-old Tamir Rice was murdered by police in Cleveland, Ohio, for holding a BB gun.

In late December, however, a mentally ill man in New York shot and killed two NYPD police officers in Brooklyn, after which he shot and killed himself. New York mayor Bill de Blasio, who has attempted to navigate between placating protesters and police, has made himself hated by many in the NYPD, who view anything but absolute and unquestionable loyalty as unforgivable betrayal. The head of the NYPD's union commented on the two killed cops, saying that many had "blood on their hands", which " starts on the steps of City Hall , in the office of the major."

Attempting to placate the police, mayor de Blasio called for the protests to end until the funerals for the two cops had passed, saying, "It's time for everyone to put aside political debates, put aside protests, put aside all of the things that we will talk about in due time." Of course, this and other statements made by de Blasio are designed to keep his own police force under his control; however, the hypocrisy of the statement should not go unnoticed. After all, hundreds of unarmed black Americans are murdered by police every year, and now, people have had enough, have reacted, taking to the streets to protest. Yet, when two cops are killed, the mayor calls for the protests to end out of some misplaced form of 'respect' for the police. Clearly, murdered black Americans are not given the same type of respect, even if it is guided by political pandering. That should speak volumes.

The backlash against the protesters and the emerging social justice movement has been palpable, and the police have been (as they often are) on the front lines of social regression. There was even a small protest in New York held in support of the NYPD, attended mostly by white men (and cops), some wearing shirts declaring, "I canbreathe," mocking the final words of Eric Garner as he was choked to death by a NYPD officer, repeating, "I can't breathe." At the same time, there was a counter protest on the other side of the street, attended largely by black and Hispanic New Yorkers, chanting, "Whose streets? Our streets!" with the pro-NYPD crowd responding, "Whose jails? Your jails!" When the crowd chanted "hands up, don't shoot!" the pro-police crowd chanted, "Hands up, don't loot!" The pro-NYPD protest was largely made up of retired or off-duty police officers and their supporters, which along with the assembled on-duty police, media and counter-protesters, did not amount to more than 200 people.

Following the shooting deaths of the two NYPD officers, the head of an NYPD union declared that, "we have, for the first time in a number of years, become a 'wartime' police department. We will act accordingly." So the NYPD has declared 'war', but against who? Well, they place the blame for the two deaths not only on the mayor, but more so on the protesters and the anti-police brutality movement itself. Thus, the largest police force in the United States, made up of 35,000 people, has essentially declared 'war' on a significant part of the population. It's worth remembering that the previous New York mayor, billionaire oligarch Michael Bloomberg, once declared during a press conference, " I have my own army in the NYPD, which is the seventh biggest army in the world."

In light of the two killed cops, many who had previously been pleading for people to respect the police and remember 'that they are there to protect us' and have 'dangerous jobs' suddenly feel vindicated. However, as theWashington Post reported back in October of 2014, " policing has been getting safer for 20 years ," with 2013 being the safest year for police since the end of World War II. Indeed, as the Post noted, "You're more likely to be murdered simply by living in about half of the largest cities in America than you are while working as a police officer." According to the U.S. Bureau of Labor Statistics, policing is not even on the list of the top ten most dangerous jobs in America. Some of the jobs which appear on the top ten list include loggers, fishermen, pilots, garbage collectors, truck drivers, farmers and ranchers.

However, it IS dangerous to be an unarmed black man, woman or child in America. And while the NYPD union boss has declared a "war" on the people, the realities of that war have been felt and suffered by black and Hispanic Americans for years and decades.

For over a decade, New York City has implemented a "stop and frisk" policy whereby police are given the illegal 'authority' to stop and frisk citizens without reasonable suspicion or probable cause, an obvious violation of constitutional rights. Between 2004 and 2012, New York City cops conducted 4.4 million 'stops', with 88% resulting in no further action (arrest or court summons). In roughly 83% of 'stop and frisk' cases, those stopped by the police were either black or Hispanic.

A study published in the American Journal of Public Health in 2014 revealed that young men who were subjected to stop and frisk by police, particularly young black men, "show higher rates of feelings of stress, anxiety and trauma." In over 5 million stop and frisks that took place during the 12-year tenure of New York mayor Michael Bloomberg, a billionaire oligarch, young black men accounted for a total of 25% of those targeted , yet accounted for 1.9% of the city's population, according to the New York Civil Liberties Union. In over 5 million stops, police found a gun in less than 0.02% of the cases.

In late 2014, with a new mayor (de Blasio) and following increased public outrage against the policy as well as legal rulings against it, the 'stop and frisk' policy declined in its implementation. However, as the New York Times noted, "police officers today remain ever-present in the projects," with a "new strategy" for policing the projects slowly forming. Police stand at posts on the perimeters of housing blocks, "officers park their cars on the sidewalk and turn on the flashing roof lights," and, at night, "the blue beams illuminate the brick of the projects for hours on end, projecting both a sense of emergency and control."

Black communities remain under 'military' occupation by the Brutes in Blue, the modern manifestation of the 'slave patrols'. The rich and powerful are protected and served, the poor are punished, the descendants of African slaves are slain, their communities under 'control,' as the police walk their beat, and beat black lives back down. From Eric Garner and Michael Brown, to the mass protests and civil unrest, the institutional function of the police is, as always, about maintaining stability and order in an inherently unjust social system.

The institutionalization of racism, slavery, and policing predates the formation of the United States itself. And while these things have evolved and changed over the years, decades and centuries, they remain relevant and present. If they are not addressed in a meaningful or substantial way, the America that many imagine or believe in will fade away, leaving only racism, slavery and repression here to stay.

The Hunger Gamerization of American Police and the Community

[PHOTO CREDIT: VIOREL FLORESCU/North Jersey/Landov]

By Jason Michael Williams

On December 20th, 2014 in the late afternoon social media and television news stations were flooded with reports regarding the execution of two NYPD officers . Later into the day Mayor de Blasio held a press conference where NYPD officers protested his presence by turning their backs to him. One lesson that stems from this atrocity is that all lives should matter, including both officers and innocent civilians. As a result of conflict, both sides (police and community) have had to taste the unnecessary flavor of premature death, and for what? In response to the shooting of the two NYPD officers,Charlotte Schnook made a compelling argument on Facebook:

Marxist gate keeper theory: police are the enforcers of the hierarchy, and the more abusive the hierarchy gets, the more abusive the police will get, thus the conflict between the proletariat and the law enforcement will snow ball.

You take a job in which you maim, execute and abuse working people, eventually one will treat you the same. Is it horrific? Yep, but revenge has never been pretty…

The police can either stop this abuse of people, or EXPECT this to become more common because folks aren’t sitting ducks forever. “

Although some may take issue with the argument being made by Charlotte, I believe she is making a profound point. Charlotte is, in effect, describing the extent to which American policing to many communities of color and increasingly others have become tyrannical and hyper-repressive. There had been other op-ed articles on the illegitimacy of policing, however, what these articles fail to take into account is the extent to which police illegitimacy has long been a factor in the Black community. This tumultuous relationship between police and Blacks does not exist in a vacuum like so many are painting it out be. In fact, according to many criminologists and police scholars, American policing began in the South with the slave patrols (Balko, 2014), and yet like then, today, the response to the outcries of Blacks on this issue is non-acknowledgement and condemnation-on par with the story line of “The Hunger Games,” no?

The sole duty of the slave patrols was to maintain white supremacy to the detriment of the Africans who were enslaved and denied their humanity- point blank! If a discussion is to take place regarding the tumultuous relationship between Blacks and the police, it must begin there. It must start with the fact that much as not changed-that, in fact, when police officers are in communities of color the feeling is still very much like the slave patrol. Moreover, today police resources and power are still disproportionately situated within communities of color; meanwhile criminals in Washington, D.C., on Wall Street, and other corporate criminals go unnoticed and unaffected by justice. This unwillingness to focus police resources on other areas of crime is also observed via the FBI uniform crime report which seems to purposely focus solely on what may be considered street crime-not white collar or political crime, the crimes of which do the most harm to the public (see also, Friedrichs, 2003).

This concentration of police power within communities of color is on par with the theme of “The Hunger Games” in the sense that these repressed communities see the cops as the gatekeepers of the elite. They do not recognize the police as a legitimate force there for their protection, and their viewpoints ought to be acknowledged. Thus, the police officer’s job (to them) is to enforce often racist and classist laws (among others) for the sole purpose of maintaining the alignment. The results from these practices are further used to legitimize the subordination of the affected groups at the behest of the ruling class which subsequently maintains superiority (see Giuliani’s remarks on Black crime).

In fact, this is the primary reason why victims of state violence are immediately vilified and made to appear as if death was deserved (e.g., as in the case of Brown, Myers, Garner and countless others). Official statistics are rarely used to address crime problems forthrightly, but are rather used as mechanisms of justification for majoritarian trickery that masquerades as justice for all. Meanwhile, communities of color are being torn apart by a “justice system” that is obsessed with delivering rigid and unremitting punishment more than anything even remotely related to the word justice. One can walk into any American inner-city and see these results for himself.

Surprisingly after the Ferguson decision there seem to have been an uprising in consciousness surrounding the nearly tyrannical power of American police in communities of color and the near illegitimacy and outright silliness of the American justice system. People from all walks of life are protesting in defense of the notion that #BlackLivesMatter and these protests are disrupting business as usual. These protests have angered police unions across the nation, thus sending the message that certain people have not the right to protest and exclaim freely in America that they too matter, that the continued murdering of innocent Black lives at the hands of the state should be unacceptable in a free society. Hunger Games-like?

Nevertheless, it should be noted that the murdering and brutalization of Black bodies with impunity is as American as apple pie. America has a history of tolerating such brutality, and this history has yet to be confronted because the ruling elite has decided that it does not matter. This devaluation of people’s feelings and experiences is what gives rise to Katniss Everdeens (the victor in The Hunger Games). The systematic exclusion of the repressed will almost always lead to conflicts and catastrophe on both sides as witnessed with the shooting of the two NYPD officers. The question is how does a civilized society respond to this?

Additionally, Charlotte’s argument is rooted in histories of physical violence against the marginalized and the utter reckless indifference of the ruling class against excluded communities since the beginning of American civilization. This hegemonic destruction of marginalized experiences, bodies, and voices disguised as justice and fact is unhealthy and an affront to democracy and basic human decency. The current conflict is symbolic of the bottom having had enough. The bottom is reacting to an authoritarian body in ways that describe their lack of hope. Case in point: The gentlemen who decided to kill the two NYPD officers was not only acting in his lonesome, but clearly he was a young man without hope, and one affected by police violence. Society should focus on what created his hopelessness. Or perhaps society should wrestle with the fact that a Black is killed by an officer every 28 hours. Or that since 911, there have been more police killings of civilians than soldiers killed in the Iraq War. Hunger Games?

The question that lingers now is whether or not society will respond in a manner on par with the ruling elite in The Hunger Games or a manner consistent with democratic values. The test of America sits before us right now as the world watches in disbelief while American exceptionalism is steadily torn to pieces due to socially manufactured poisons that this nation has yet to confront. The shooting of the two NYPD officers should be condemned, but it should not hinder the change needed in the American criminal justice system, otherwise there will likely be more casualties. Both sides have much to lose, and with that said a change must come if the legitimacy of law enforcement and justice is ever to existfor all in this nation.


A version of this article was published on Truthout. Permission to reprint granted by author.

Works Cited

Friedrichs, D. (2003). Trust criminals: White collar crime in contemporary society, 2nd ed. Beverly Hills: Wadsworth.

Imperialist Feminism and Liberalism

By Deepa Kumar

In a recent CNN interview, religion scholar Reza Aslan was asked by journalist Alisyn Camerota if Islam is violent given the "primitive treatment in Muslim countries of women and other minorities." Aslan responded by stating that the conditions for women in Muslim majority countries vary. While women cannot drive in Saudi Arabia, elsewhere in various Muslim majority countries, women have been elected heads of states 7 times. But, before he could finish his sentence pointing out that the US is yet to elect a woman as president, he was interrupted by co-host Don Lemon who declared: "Be honest though, Reza, for the most part it is not a free and open society for women in those states."

How is it that people like Camerota and Lemon, who very likely have never travelled to "free and open" Turkey, Lebanon or Bangladesh, or read the scholarship on women's rights struggles in Morocco, Iran and Egypt, seem to know with complete certainty that women are treated "primitively" in "Muslim countries"? On what basis does Lemon believe that he has the authority to call Aslan out for supposed dishonesty? How is it that with little or no empirical evidence on women's rights in Muslim majority countries (which vary widely based on country, regions within a country, social class, the history and nature of national liberation movements, the part played by Islam in political movements etc.) Western commentators routinely make such proclamations about women and Islam?

The answer lies in a ubiquitous, taken-for-granted ideological framework that has been developed over two centuries in the West. This framework, referred to by scholars as colonial feminism, is based on the appropriation of women's rights in the service of empire. Birthed in the nineteenth century in the context of European colonialism, it rests on the construction of a barbaric, misogynistic "Muslim world" that must be civilized by a liberal, enlightened West; a rhetoric also known as gendered Orientalism.

Colonial/imperialist feminism has taken new and old forms in the US. The immediate context for a resurgence of imperialist feminism in the US is the 2001 invasion of Afghanistan. Borrowing a trope from Britain in India and Egypt, and France in Algeria, the US argued that it was going to liberate Afghan women. Liberals and feminists in the US, going against the wishes of Afghan feminist organizations such as RAWA (Revolutionary Association of the Women of Afghanistan) who opposed US intervention, linked arms with the Bush administration and supported the Afghan war.

In the Obama era, liberalism became even more intertwined with empire. Despite mountains of evidence to show that the US/NATO occupation had done little for women's rights, Amnesty-USA conducted a campaign in support of the continued occupation of Afghanistan. In 2012, ads appeared in public places of Afghan women in burqas with the caption: "Nato: Keep the Progress Going!" Amnesty further organized a summit that rearticulated through the voices of powerful women, such as Madeline Albright, imperialist feminist justifications for war.

What explains this tendency among liberals to take positions that go against the interests of Muslim women and women of color? While there are numerous factors, two are worth noting-racism and empire.

As several Third World Feminists have argued, a historical weakness of liberal feminism in the West has been its racist, patronizing attitude towards women of color who have been seen less as allies/agents and more as victims in need of rescue. This attitude prevails both in relation to women of color within Western nation states, as well as women in the global South. This is what allows figures such as Madeline Albright and Hillary Clinton to be viewed as feminist saviors even while both, in their roles as Secretary of State, have advanced US imperialism. It is liberalisms understanding of the state as a neutral body, rather than as a coercive apparatus used to advance capitalism and empire, which is at the root of such perspectives.

homeland.jpg

In the cultural sphere, TV shows such as Homeland reproduce imperialist feminism not only through its plot line and female lead character (Carrie Mathison), but also through its ad campaigns. In the lead up to Season 4, the publicity campaign featured Mathison "far from home" fighting the righteous war. Mathison's red hood, blue gown and white face stand in for the American nation against a sea of Eastern darkness. Her unique clothing and her active posture mark her as the embodiment of liberal individualism in contrast to the passive, indistinguishable Muslim women in black. The larger narrative is the construction of "us" as a society that values women and their agency, and of them as misogynistic in a classic reproduction of the "clash of civilizations" colonial argument.

Yet, imperialist feminism has not been the province only of white elites in the West; comprador intellectuals in the global South have always played a productive role. Today, in the "post-racial" era, it is not only white liberals and feminists that have bolstered imperialist feminism, middle and ruling class brown and black women in the West and the global South have actively contributed to the articulation of new forms and new agents of imperialist feminism.

One recent example of how imperialist feminism can occasionally incorporate Muslim female agency is the widespread media attention in the West focused on the UAE female pilot Maryam al-Mansouri. Widely praised by liberals and conservatives in the US (not withstanding the "boobs on the ground" comment), al-Mansouri became a means by which to paper over the gulf monarchies' atrocious human rights record. Even while the image of a Muslim female pilot served to disrupt the standard victim imagery, the larger narrative was one which cast the US as savior leading a coalition of "good Muslims" in a righteous war against ISIS. In place of T. E. Lawrence, we have Barack Obama.

Liberal feminism has routinely viewed women's participation in the military as positive. In 1991, after the first Gulf war, feminist Naomi Wolf praised US female soldiers for eliciting "respect and even fear" and for taking the struggle for women's rights forward. What she failed to discuss is the over 200,000 Iraqis, men, women and children, who were killed in that war. US women cannot achieve their liberation on the bodies of the victims of empire any more than Arab women can by raining bombs on Syrians. Empire does not liberate, it subjugates.


Deepa Kumar is an associate professor of media studies and Middle Eastern studies at Rutgers University (New Jersey). She is the author of Islamophobia and the Politics of Empire and Outside the Box: Corporate Media, Globalization, and the UPS Strike.

This article was originally published at Open Democracy

The Great Recession, Six Years Later: Uneven Recovery, Flawed Indicators, and a Struggling Working Class

By Colin Jenkins

In July of this year, Barack Obama boasted of an impressive recovery the US has undertaken since the Great Recession of 2008, proclaiming, "We've recovered faster and come farther than almost any other advanced country on Earth." To support this claim, the White House released a report showing that, out of 12 countries identified as "advanced" (France, Germany, Greece, Iceland, Ireland, Italy, Netherlands, Portugal, Spain, Ukraine, United Kingdom and United States), the United States is "one of only two (the other being Germany) that experienced systemic financial crises in 2007 and 2008 but have seen real (gross domestic product) per working-age person return to pre-crisis levels."

Reports such as these have become commonplace in 2014, not only from those in the White House, but also from multiple media sources. Within mainstream circles, the recovery has generally been lauded by the Democratic wing of the media (MSNBC, Huffington Post, and of course reports from the White House) and questioned by the Republican wing (Fox News, the Wall Street Journal). Since the reports stemming from these sources are almost always politically-charged, they have a tendency to be misleading in at least some manner. In the rare instance where genuine information or analysis leaks from the mainstream, it is usually the unintended result of a media spin.

Ultimately, the intended purpose of these reports are reduced to either showing Barack Obama and the Democratic Party in a good light (by focusing on seemingly positive statistics) or showing Obama and the Democrats in a bad light (by focusing on seemingly negative statistics). Often times, the same statistics may be used; however, spun differently. Neither side is interested in formulating meaningful analysis, but rather in swaying voters one way or the other. Still, in this media tug-o-war, facts are sometimes used to support political arguments, and thus may be useful from time to time if one is able to pick them out of the fray. But, even when we catch a glimpse of fairly reliable statistics, how do we cut through the politically-charged spins to give them meaning?

Take Obama's July statement for instance. It suggests that the US has experienced a strong recovery since the 2008 economic crisis, right? Well, not necessarily. What it says is that the US has experienced a better recovery than 11 out of 12 of its "advanced" counterparts that "experienced systemic crises," which (it's important to note) were handpicked by the White House. According to the International Monetary Fund, there are actually 36 countries that are considered to have "advanced economies." And considering the global nature of the economy, it's difficult to claim that 67% of them avoided systemic crisis. When compared to the 36, the US ranks 12th in GDP growth and 9th in unemployment rate recovery. Not necessarily bad, but certainly not as good as suggested.

Which brings us to some other questions: How accurate are GDP and unemployment rates when assessing the overall economic well-being of a country? Why are such macroeconomic indicators used so frequently in mainstream analyses? Do they accurately represent the well-being of the working-class majority, or do they simply represent convenient fodder used to supplement political spins? Let's take a look.


Gross Domestic Product and the Dow Jones Industrial Average

Two major indicators used to determine the overall health of the economy are the Gross Domestic Product (GDP) and the Dow Jones Industrial Average (DJIA).

US GDP growth rates over the past six years suggest a strong recovery. Since falling more than 16 percent during the Great Recession of 2008-09, the GDP has experienced growth in 19 out of 21 financial quarters.

rec1.jpg

2013 was especially successful in terms of GDP growth, averaging over 3 percent for the first time since the recession. 2014 started out slow, dropping a little over 2% in the first quarter (Q1 2014); however, this was written off as an irregularity by analysts, including PNC Senior Economist Gus Faucher, who attributed the drop to " bad weather " that "was a significant drag on the economy, disrupting production, construction, and shipments, and deterring home and auto sales." Since that time, the GDP has been growing at a rate of 4.1% over the past six months.

The DJIA has shown even bigger signs of recovery. After being cut in half between September 2007 (15,865) and February 2009 (7,923), the DJIA has experienced an almost unfathomable boom.

It hit its highest point ever in November 2013, nearly five years after the recession, at 16,429, and has been breaking records ever since. Heading into November of 2014, it stands at 17, 390 - the highest point in its 128-year history.


Corporate Profits

Not surprisingly, the cumulative amount of corporate profits in the United States have paralleled the success of the stock market. American Enterprise Institute economist Mark J. Perry has illustrated a sharp correlation between the S & P 500 Index and after-tax corporate profits in the chart below:

rec2.jpg

Perry explains this phenomenon:

"Starting about 2009, a one-to-one relationship between stock prices and after-tax corporate profits has once again re-emerged, and both the S&P 500 and corporate profits have increased by the exact same 119% at the end of 2013 from their cyclical, recessionary lows. The all-time record highs for the S&P 500 Index in 2013 were being driven by record-high corporate profits as the chart shows, and it's almost certain that the ongoing bull market rally in 2014 continues to be supported by record-high corporate profits."

The corporate landscape has rarely been as conducive to generating profit as it is right now. As a result, the post-recession years have been dubbed "a golden age of corporate profits" by those in both mainstream and alternate media. Specifically, "corporate earnings have risen at an annualized rate of 20.1 percent since the end of 2008." As a percentage of national income, "corporate profits stood at 14.2 percent in the third quarter of 2012, the largest share at any time since 1950."

To put the significance of this growth in perspective, at the end of 2008, during the peak of the recession, US corporate after-tax profits totaled $671.40 Billion. At the end of June 2014, that total has nearly tripled to $1.842 Trillion.


Unemployment Rate and Job Growth

Another major indicator used to gauge the state of the economy is the unemployment rate. In October of 2009, after the residual effects of the recession had settled, the US unemployment rate officially hit 10% for only the second time since 1940 (10.8% in 1982). After hovering around 9% through 2011, the rate has steadily decreased over the past few years, dropping below 6% in September of 2014 - a level untouched since July of 2008.

This new 6-year low in the rate includes 1.9 million people dropping from the ranks of the unemployed, and the number of "long-term unemployed" falling 1.2 million over the past year.

According to the US Department of Labor, "employers added 248,000 jobs in September (2014)" and "payrolls have expanded an average 227,000 a month this year, putting 2014 on track to be the strongest year of job growth since the late 1990s." The job growth rate in 2014 included a 300,000+ jump in April. And much of this expansion has been fueled by the private sector, which "has now added 10.3 million jobs over 55 straight months of growth" since the recession.


Flawed Indicators

Based on assessments which focus on macroeconomic indicators like the GDP, DJIA, and Unemployment Rate, one could reasonably come to the conclusion that not only has the US fully recovered from the "Great Recession," but it has actually surpassed pre-recession levels in economic well-being. However, this begs the question: whose well-being? And a closer examination uncovers plenty of contradictions.

The contradictions that arise from such assessments are largely due to the inherent flaws of these indicators. According to the New Economy Working Group, "Gross Domestic Product (GDP) has many deficiencies as a measure of economic well-being. Most often noted is the fact that it can only add, which means it makes no distinction between beneficial and harmful economic activity." Also, GDP analyses focus solely on total growth, and do not attempt to assess levels of wealth distribution:

"There could be complete income equality with everyone's purchasing power growing equally. Or the society may be divided between a small minority of the extremely affluent and a majority of the extremely destitute - or anything in between. GDP gives no clue one way or the other. Growth in the incomes of a few billionaires can produce impressive growth in GDP even as a majority of people starve."

In fact, during the past half-century, the DJIA has lost almost all of its credibility as a reliable indicator of economic well-being. And since the rise of globalization in the late-1990s, it has become increasingly irrelevant to economic activity on a national level. "The Dow's biggest flaw, perhaps, is that it doesn't help us to make sense of an increasingly interconnected global economy - one in which what's good for GM isn't always good for the country," explains Adam Davidson. "GE, IBM and Intel, for example, all make more than half their profits in other countries. And while this may be great for their shareholders, it means little for most Americans."

The ever-increasing gap between corporate profit and workers income has also served as a death knell to the DJIA indicator. "In the postwar boom of the 1950s, the economy was growing so fast, and the benefits were so widely shared (throughout the socioeconomic ladder), that following 30 large American companies was a solid measure of most everyone's personal economy," Davidson adds. Back then, "what was good for GM really was good for the country." In a modern economic environment that rewards CEOs 331 times more than the average worker, and 774 times more than minimum wage workers, this is no longer the case. (In 1983, this ratio was 46 to 1)

Historically, the unemployment rate has been considered a fairly weak indicator of economic well-being, and for good reason. Its two major flaws lie in its failure to gauge levels of income, and its inability to consider things like "underemployment" and "hidden unemployment."

These lost categories include "people who have given up looking for jobs or work part time because they can't find full-time position." In 2014, as unemployment statistics suggest a vast improvement in labor participation, "more than 9 million Americans still fit into these categories, about 60 percent - or 3.5 million - above prerecession levels, according to the Labor Department."

Evan Horowitz explains:

"Let's say there are 100 people either working or looking for work. If 94 of those people have jobs, and six are seeking jobs, then the unemployment rate is 6 percent.

Notice that a lot hinges on people 'working or looking for work.' Say you want to work, but the job market is bad and you decide to put off the search until conditions get better. You're still unemployed, just not counted as unemployed by the government.

To return to the example, if three of those six people looking for work get discouraged and give up, the unemployment rate would fall to about 3 percent."

Furthermore, the unemployment rate completely ignores income. In other words, even rates that are considered to represent "full employment" (4-5%) essentially mean nothing if a considerable number of jobs pay poverty wages.


State of the Working Class

Because macro-indicators like the DJIA, GDP, and unemployment rates are severely flawed in their ability to reflect standards of living and economic well-being for a population, it is important to evaluate how the majority is fairing in this so-called recovery.

Since the US population throughout is largely driven by consumerism, a telling statistic is the market-based core personal consumption expenditures (PCE) price index, a measurement used to determine the amount of expendable income the average consumer possesses at a given time. According to Josh Bivens of the Economic Policy Institute, "the market-based price index for core PCE (i.e., excluding food and energy) rose just 1.3% over the past year, well below the Fed's 2% inflation target." This supports further evidence that impressive gains in GDP and corporate profits are simply not reaching (or trickling down to) a majority of Americans.

Despite recent and steady job growth, there are still 1.4 million fewer full-time jobs in the US today than there was in 2008. A recent survey conducted at Rutgers University reports that more than 20 percent of all workers that have been laid off in the past five years still have not found a new job.

When considering workers who have given up on job searches, the unemployment rate is estimated at more than 12 percent.

A more accurate indicator than the unemployment rate may be the actual employment rate. When looking at this, we see that roughly 80 percent of " prime-age workers " (those between 25 and 54) had jobs in 2007. "That bottomed out at around 75 percent during the worst of the downturn, but has risen to only 76.7 percent since."

Despite steady job growth, new jobs simply do not stack up to the jobs that were lost. In sectors that experienced severe job losses due to the recession, workers are earning 23% less today. The average annual salary in the manufacturing and construction sectors - a particularly hard hit area - was $61,637 in 2008. It has now plummeted to $47,171 in 2014. Similar adjustments to income levels imply that $93 billion in lower wage income has been created during the recovery - meaning workers, across the board, are receiving a much smaller share than they were before 2009.

A report by the United States Conference of Mayors (USCM) also showed that "the majority of metro areas - 73 percent - had households earning salaries of less than $35,000 a year," hardly a living wage for families facing ever-rising commodity prices.

Despite increased productivity and corporate profits, most workers' wages have actually fallen. Biven reports, "From the first half of 2013 to the first half of 2014, real hourly wages fell for all deciles, except for a miniscule two-cent increase at the 10th percentile. Underlying this exception to the general trend at the 10th percentile is a set of state-level minimum-wage increases in the first half of 2014 in states where 40 percent of U.S. workers reside."

"As a percentage of national income, corporate profits stood at 14.2 percent in the third quarter of 2012, the largest share at any time since 1950, while the portion of income that went to employees was 61.7 percent, near its lowest point since 1966,"reported Nelson Schwartz in 2013. Dean Maki, chief US economist at Barclay's reports that "corporate earnings have risen at an annualized rate of 20.1 percent since the end of 2008, but disposable income inched ahead by 1.4 percent annually over the same period, after adjusting for inflation," adding that "there hasn't been a period in the last 50 years where these trends have been so pronounced."

In the midst of impressive GDP growth, the US working class is experiencing a legitimate hunger crisis that does not seem to slowing down. "As of 2012,49 million Americans suffer from food insecurity, defined by the U.S. Department of Agriculture (USDA) as lack of access to 'enough food for an active, healthy life.' Nearly one-third of the afflicted are children. And millions of them don't even have access to food stamps, according to a new report from the anti-hunger organization Feeding America."

In May of 2014, there were 46.2 million Americans on food stamps, a slight decrease from a record 47.8 million in December 2012. According to the US Department of Agriculture, 14.8% of the US population is currently on the Supplemental Nutrition Assistance Program (SNAP). Prior to the recession, the percentage of the population requiring such assistance hovered between 8 and 11 percent.

According to the US Census Bureau, "in 2013, there were 45.3 million people living in poverty" and "for the third consecutive year, the number of people in poverty at the national level was not statistically different from the previous year's estimate." The official poverty rate is at 14.5 percent.


Conclusion

Between 2008 and 2013, the number of US households with a net worth of $1 million or more increased dramatically, from 6.7 million to 9.6 million. Households with a net worth of $5 million and $25 million respectively also increased. "There were 1.24 million households with a net worth of $5 million or more last year, up from 840,000 in 2008. Those with $25 million and above climbed to 132,000 in 2013, up from 84,000 in 2008."

The US government, or more specifically, the Federal Reserve, has been instrumental in this uneven recovery that has been characterized by massive corporate profits and booming millionaires on one side (a small minority), and falling wages, increased poverty, and frequent reliance on food stamps on the other side (a large majority).

According to a September 2014 study by the Harvard Business School, the widening gap between America's wealthiest and its middle and lower classes is "unsustainable," and "is unlikely to improve any time soon." The study points the finger at "shortsighted executives" who are "satisfied with an American economy whose firms win in global markets without lifting US living standards" for American workers, and therefore create an extremely polarized population where a majority of workers are disenfrachised from the business world.

The practice of quantitative easing (QE) - "An unconventional monetary policy in which a central bank purchases government securities or other securities from the market in order to lower interest rates and increase the money supply" - has become common during the recovery. Essentially, this practice "increases the money supply by flooding financial institutions with capital in an effort to promote increased lending and liquidity." After three bouts of QE, all occurring since the recession, the Federal Reserve has acquired $4.5 trillion in assets , while adding at least $2.3 trillion of additional currency into the economy.

Robert D. Auerbach - an economist with the U.S. House of Representatives Financial Services Committee for eleven years, assisting with oversight of the Federal Reserve, and now Professor of Public Affairs at the Lyndon B. Johnson School of Public Affairs at the University of Texas at Austin - estimates that 81.5% of this money has not been used to "stimulate the economy," but rather " sits idle as excess reserve in private banks."

Others have reported that, rather than sitting idle as Auerbach suggests, the money has actually funneled through to major corporate players, creating massive personal wealth for a select few. CNBC's Robert Frank reported just last week that "the world's billionaires are holding an average of $600 million in cash each - greater than the gross domestic product of Dominica," which "marks a jump of $60 million from a year ago and translates into billionaires' holding an average of 19 percent of their net worth in cash."

When considering the top-heavy recovery numbers, and increased misery for the working class, this comes as no surprise. And it certainly comes as no surprise to political economist Doug Henwood, who reported such trends back in 2012:

"Despite the strong recovery in cash flow, to record-breaking levels, firms are investing at levels typically seen at cyclical lows, not highs. Some cash flow is going abroad, in the form of direct investment, but still you'd think returns like these would encourage investment. Instead, they've been shipping out gobs to shareholder. Here's a graph of what I call shareholder transfers (dividends plus stock buybacks plus proceeds of mergers and acquisitions) over time:

rec3.jpg

Though not at the preposterously elevated levels of the late 1990s and mid-2000s, transfers are at the high end of their historical range. Instead of serving the textbook role of raising capital for productive investment, the stock market has become a conduit for shoveling money out of the 'real' sector and into the pockets of shareholders, who besides buying other securities, pay themselves nice bonuses they transform into Jaguars and houses in Southampton."

The Great Recession - like the 2001 recession before it, the 1990-91 recession before that, the 1981-82 recession before that, the 1973-75 recession before that, and so on - was the result of deeper systemic deficiencies. While the emergence of financialization opened the door for manipulative and predatory finance tricks (credit default swaps, mortgage-backed securities, NINJA loans, etc...) and helped to construct an impressively profitable house of cards, it is only part of the story. Ultimately, it is the boom & bust, cyclical nature of capitalism, along with its perpetually falling rates of profit (not cumulative profit), that are truly responsible, though almost always ignored.

The nature of this latest recovery suggests that the final nail in the working-class coffin, whose construction has been underway since the birth of neoliberalism, has been secured into place. Despite desperate measures used to pump massive amounts of currency into the economy through QE, virtually none has trickled down to the 99%. It's like déjà vu, all over again. And again… And again…

Policing the Blacks: Ferguson and Past Histories

By Jason Michael Williams

The continuing protesting efforts in Ferguson are a constant reminder that democracy left unchecked is totalitarianism disguised as freedom and inclusivity. The protestors in Ferguson, who represent all walks of life, are protesting in defense of a mentality and ideal that is unable to conceive inequality and mistreatment as a normative function within American democracy. They understand that no American citizen should have to face differential treatment within a society that allegedly claims to be among the leaders of the world and yet is not whole. How could it be 2014 and yet, still, as a society, brutalization against Black bodies is tolerated and, in many cases, quickly justified by those who have yet to accept Blackness as their equal within the human family, let alone within American democracy. Yes, the problem is largely race-based, and America should accept this truth however hard it might be to fathom.

Many critics on this subject rush toward politically correct speaking points that overwhelmingly discount a truth that is knowable and historic. The politically correct orientation of Ferguson is one based in the fantasy of colorblindness. It attempts to shield the hard historical fact that policing in America has always been one of color/class-consciousness. Thus, American policing at its foundation is inherently protective of the status quo. Regarding Blacks, this reality dates back to plantation justice-a time within which Black bodies were brutality policed at the behest of White domination. Sadly, almost 400 years later, this would still be the dominant thinking behind policing the Blacks, whether known consciously or not.

Given the history of American social control and its relationship to Black bodies, there could be not a single question of doubt against the general inquiry of those in Ferguson-police accountability. America has long tolerated and justified the brutalization of Black bodies (even when the culprit is Black) and, because of this historic hard fact, it is hard to fathom how some are unable to conceive the possibility that police officers might be engaging in the same activity that was once legal or customary within American society. Police officers are not somehow disconnected from the broader American ethos as they too are socially conditioned and therefore susceptible to the biases, prejudices, and misperceptions that ought to be checked given the amount of power they hold over the lives of citizens.

The answer lies in the stark racial contrast regarding the value of life and how certain lives are legitimated to the detriment of others. An example of this contrast was eloquently and expectedly showcased at a Cardinals game where pro-Brown protestors were met face to face with an all-White crowd of pro-Wilson responders. Thus, the racial make-up of this incident speaks volumes to the impact that histories of racial control and exclusion have had on modern day social-racial discourses.

Why are people surprised by the fact that Black men, in particular, are the quintessential victim of police brutality and violence, again, given the history of brutalization in America? For example, a study published by ProPublica, recently found that Black teens were 21 times more likely to be murdered by police than White teens from 2010-2012 (see figure 1). Yet, most will inevitably fail to realize the deep importance of this study as it situates, clearly, the level of vulnerability that Blacks must still face in 2014.

policing.jpg

Moreover, the revelations noted in this study and many others like it, is what compels those in Ferguson to protest. The revelations in studies like these also give power to the significance of past histories; for example, the often quoted words of Chief Justice Taney in the United States Supreme Court Dred Scott decision regarding Africans:

"In the opinion of the court, the legislation and histories of the times, and the language used in the Declaration of Independence, show that neither the class of persons who had been imported as slaves nor their descendants, whether they had become free or not, were then acknowledged as a part of the people, nor intended to be included in the general words used in that memorable instrument…They had for more than a century before been regarded as beings of an inferior order, and altogether unfit to associate with the white race either in social or political relations, and so far inferior that they had no rights which the white man was bound to respect, and that the negro might justly and lawfully be reduced to slavery for his benefit. He was bought and sold, and treated as an ordinary article of merchandise and traffic whenever a profit could be made by it. This opinion was at that time fixed and universal in the civilized portion of the white race. It was regarded as an axiom in morals as well as in politics which no one thought of disputing or supposed to be open to dispute, and men in every grade and position in society daily and habitually acted upon it in their private pursuits, as well as in matters of public concern, without doubting for a moment the correctness of this opinion."

Given the rampant amounts of blatant and hidden discrimination in the American administration of justice, how could anyone argue that Taney's words are not as important today in reflexive contexts as they were when they were written? Like Mr. Scott, the protestors in Ferguson are asking for inclusion and the humanity of all to be respected. History serves as a constant reminder on the extent to which their simple requests have not been met, but when will this nightmare end? Moreover, how can America continue to be the mediator of world problems when it continues to ignore domestic issues like police brutality? It is the inconsistencies in American democracy that hinders U.S. imperialism in the Middle East and beyond. Even before Ferguson the international community knew that the U.S. does not always practice what it preaches.

One of the last bastions of pre-sixties white supremacy is, in fact, the criminal justice system itself. For instance, the use of the criminal justice system as a post-sixties tool of racialized social control begun with the state's hampering down on resistance movements and groups in the '70s and later with the war on drugs, which targeted Blacks. It is the ultimate tool because most people (especially the majority) do not question the law as a result of being taught to respect it at all costs. Thus, judicial mistreatment is justified via majoritarian trickery masquerading as justice. Also, people are taught that justice in America is colorblind, albeit easily debunked by decades of social science research. The result is a recipe for judicial deceit and betrayal because it complicates what is essentially in plain sight, at least to the non-majority.

Nevertheless, Ferguson is an excellent test case on which to examine race and criminal justice. For example, many pundits are arguing for better training, community relations, and the inclusion of people of color on police forces, all of which has been tried before with little difference. On the contrary, however, the solution is simply police accountabilityOfficers of color are equally guilty, at a lesser rate, though, of some of the same questionable behavior predominately exhibited by White officers. Therefore, more training and diversity, although probably useful, is not a panacea. Like Taney, rogue officers understand the Constitution very well, and they recognize that racial profiling and excessive force is inappropriate even though they choose (like any ordinary criminal) to engage in those kinds of behavior. Yet, at the same time, these officers also know that there are very little consequences for poor decision making that is often life changing and ending

Therefore, the solution to problems like these must be akin to the same kinds of consequences faced by civilians. The people in Ferguson are tired of the term, "justifiable homicide" they instead would like to see investigations and consequences as opposed to having to witness two different forms of justice. They see no difference between the extrajudicial murders of yesterday and so-called justifiable homicides today, which Blacks are accounted disproportionately. They are tired of subjective citizenship when they deserve full citizenship. They are tired of having to respect the rights of others while their rights are unacknowledged. They are tired of being guilty until proven innocent unlike Darren Wilson (and other White males) who seem to never be guilty first of criminal behavior because they are likely perceived as innocent and non-dangerous. Finally and perhaps more important , their tiredness falls on the backdrop of histories of racial discrimination (legal and custom), brutalization of their bodies via systems of social control/criminal justice, and outright democratic exclusion. The only fix to this problem is police accountability . No other fix will work. Those in Ferguson and beyond must believe that they too matter and that the death of their bodies will be met with swift justice . The Ferguson movement is essentially proposing that now is our society's chance to prove Taney wrong.

Dropping the Bomb: A Historiographical Review of the Most Destructive Decision in Human History

By Derek Ide

The historiography of the atomic bomb can be roughly categorized into three camps: traditionalists, revisionists, and middle-ground "consensus" historians. [1] Traditionalists, also referred to as orthodox[2] historians and post-revisionists, studying the atomic bomb generally accept the view posited by the Truman administration and articulated most clearly in Henry Stimson's 1947 Harper's Magazine article.[3] In short, this argument assumes that the use of the atomic bombs against Japan was justifiable on military grounds in order to prevent a costly invasion of the Japanese home islands. Often attached to such analysis is the notion that insofar as the atomic bombs ended the war prior to an invasion and saved hundreds of thousands or millions of lives, the use of the atomic bombs was also a morally sound decision. There tends to be a remarkable level of homogeneity amongst the traditionalist arguments. Whereas they may emphasize certain facts or aspects of the debate, they tend to present strikingly similar arguments, with a few exceptions.

The revisionists, in contrast, tend to be far more heterogeneous. Revisionist historians are unconvinced by the official narrative, and tend to emphasize the alternatives to the atomic bomb not pursued by the Truman administration. Furthermore, most revisionists accept, on some level, the "atomic diplomacy" thesis articulated first by Gar Alperovitz in 1965. To one degree or another revisionists argue that the Truman administration purposefully chose not to pursue alternatives to ending the war and that post-war diplomatic concerns vis-à-vis the Soviet Union were germane to, and in some historian's view dictated, the use of the atomic bombs.

The third camp, the consensus historians, are those who J. Samuel Walker refers to as having "reached a broad, though hardly unanimous, consensus on some key issues surrounding the use of the bomb."[4] These include the fact that Truman and his advisers were aware of alternatives that seemed likely to end the war, that invasion would likely not have been necessary, and that the atomic bomb did not save hundreds of thousands or millions of lives. What distinguishes them from the traditionalists is the argument that the atomic bombs were not a military necessity. On the other hand, their rejection or hesitancy to incorporate atomic diplomacy into their analysis differentiates them from the revisionists.

Given the nature of the three camps, the organizational framework I have utilized includes three sections. The first section will deal with the debate between traditionalists and revisionists. It will focus on questions of atomic diplomacy, the Potsdam Conference, unconditional surrender, Soviet entry into the war, projected casualty figures, and certain key figures in the Truman administration, the Soviet Union, and Japan. The second section will examine the points of disagreement within the revisionist camp. Although revisionists all challenge the orthodox position, they are significantly less homogenous than the latter. The third section of the essay will explore the consensus historians and their disagreements with both the traditionalists and the revisionists. Given the level of unanimity amongst the traditionalist historians, it is unnecessary to dedicate a section exploring differences between them because with rare exceptions, which will be noted when appropriate, there is remarkably little disagreement. The essay will conclude with a brief analysis of the authors, such as Robert Newman and Paul Boyer, who have extended their chronological framework significantly beyond the actual use of the atomic bombs.


The Traditionalists vs. the Revisionists

The five monographs within the traditionalist camp that will be analyzed here are Robert James Maddox'sWeapons for Victory: The Hiroshima Decision (2004)[5], Robert P. Newman'sTruman and the Hiroshima Cult (1995), Richard B. Frank's Downfall: The End of the Imperial Japanese Empire (1999), Paul D. Walker'sTruman's Dilemma: Invasion or the Bomb (2003), and Wilson D. Miscamble's The Most Controversial Decision: Truman, the Atomic Bombs, and the Defeat of Japan (2011). On the other side of the debate are four revisionist historians, including Gar Alperovitz's The Decision to Use the Atomic Bomb and the Architecture of an American Myth (1995)[6], Martin J. Sherwin's A World Destroyed: Hiroshima and Its Legacies (2003),[7] Ronald Takaki's Hiroshima: Why America Dropped the Atomic Bomb (1995), and Tsuyoshi Hasegawa's Racing the Enemy: Stalin, Truman, and the Surrender of Japan (2005). The positions of the traditionalists and the revisionists regarding atomic diplomacy, the Potsdam Conference, Japanese surrender, the unconditional surrender policy, Soviet entry into the war, projected casualty figures, and key individuals[8] involved in the decision to use the bomb and Japanese surrender are fundamentally at odds.

The question of atomic diplomacy is what creates the fundamental divide between the two camps. Although there is great variation between revisionist and traditionalist positions on unconditional surrender, the role and race and racism, and other factors, most questions tend to be subsumed within and intricately bound up with atomic diplomacy. Since the revisionists first posited this thesis, it is appropriate to adumbrate their arguments. Objecting to the official narrative that "Truman simply had no choice except to use the atomic bomb," Alperovitz argues that Truman, significantly influenced by Byrnes, used the bomb as a form of "atomic diplomacy" to pursue post-war U.S. interests in both Europe and Asia. In essence, Alperovitz argues that the U.S. government "generally understood" that "Japan was defeated and preparing to surrender before the bomb was used." [9] According to Alperovitz there was a "quite general" notion amongst U.S. officials at Potsdam that the bomb would strengthen U.S. diplomacy vis-à-vis the Soviet Union. It was during this time that "a conscious decision not to encourage Soviet participation in the war" was undertaken. Attempts "to delay the Red Army's attack to the extent feasible" were meant to "limit Soviet political influence in Asia."[10] For Alperovitz atomic diplomacy is the crucial element in explaining the use of the bomb.

Martin Sherwin supplements Alperovitz's atomic diplomacy thesis by extending the importance of such diplomatic concerns backwards into the Roosevelt administration. Sherwin posits that the policies of the Roosevelt administration suggest "that the diplomatic value of the bomb began to shape his atomic energy policies as early as 1943."[11] Although Sherwin cites Roosevelt's elusive decision making process and sudden death as inhibitors to fully understanding his policy, he posits that Roosevelt "consistently opposed international control and acted in accordance with Churchill's monopolistic, anti-Soviet views."[12] Ronald Takaki, despite emphasizing the role of race and racism in the decision, also concedes that atomic diplomacy was indeed a factor. He notes the "incredible pressure" on Manhattan project scientists to complete the bombs prior to the Potsdam conference. Similarly, he explains how Truman purposefully postponed the conference to coincide with the bomb tests. Takaki maintains that two "schools of thought" dominated the thinking of U.S. officials, including the "quid-pro-quo" strategy, articulated by people like Henry Stimson,[13] and the "monopoly" strategy a la James Byrnes. [14] In Tsuyoshi Hasegawa's view, the Potsdam Proclamation was not a warning to Japan, but an attempt to justify the use of the bomb.

Hasegawa's argument aligns with Alperovitz's as well. He maintains that a "race" began at Potsdam between the United States and the Soviet Union when the Soviets set August 15 as their projected state of entry into the war. This "gave American policymakers a definite deadline to work for." [15] Thus, the timing of the Potsdam Proclamation was "integrally connected with the schedule for deployment of the atomic bombs."[16] The Truman administration desired to end the war via the atomic bombs in order to avoid Soviet entry and maintain hegemony in the Pacific in the post-war world. Therefore, the Truman-Byrnes commitment to unconditional surrender and the Potsdam declaration was simply a prelude to the use of the atomic bombs. Byrnes position was essentially: "if we insisted on unconditional surrender, we could justify dropping of the atomic bomb."[17] Concerned about the post-war political consequences of Soviet participation in the war, U.S. planners sought to bring about Japan's surrender before the Soviets could join. At best, Soviet participation in the war was an "insurance policy" in case the atomic tests failed.[18]

Thus, the revisionist position is quite clear. Officials in the United States were deeply concerned about post-war hegemony, particularly in the Pacific but in Europe as well, and saw the use of the atomic bomb against Japan as a way to contain the Soviet Union. Subsequently, any and all alternatives that could have ended the war, albeit not in time to prevent Soviet entry, were disregarded and not pursued. This conclusion is often premised on the fact that Japan was already defeated and near surrender. Alperovitz argues that "Japan was defeated and preparing to surrender before the atomic bomb was used. Though the question of timing was in dispute, it is also certain that this was general understood in the U.S. government at the time." [19] Hasegawa contends that the "Soviet entry into the war played a greater role than the atomic bombs in inducing Japan to surrender" and, as such, the Japanese would have quickly surrender upon Soviet entry even without the use of the atomic bombs.

It is on these grounds that the traditionalists most vehemently challenge the revisionists. Robert James Maddox challenged what he saw as "blatant revisionist distortions" in order to construct his argument that the single-most decisive factor in forcing the Japanese to surrender and preventing a costly land invasion of Japan was the use of the atomic bombs. Whereas Alperovitz maintained that the casualty figures for a land invasion were inflated as post-war justifications by the Truman administration, Maddox suggests that the half-a-million figure "cited by Truman, and even higher ones, were circulated within the upper echelons of government."[20] For Maddox bombs were utilized out of military necessity because the Japanese would not have surrendered without the atomic destruction of Hiroshima and Nagasaki. Indeed, according to Maddox the "very idea of surrender was alien to the Japanese samurai tradition."[21] Furthermore, ULTRA intercepts suggest surrender prior to an invasion was not even a serious option, let alone inevitable. Richard Frank goes even further, arguing that the conclusions the revisionist reach regarding the MAGIC are erroneous because they ignore the fact that Japanese peace feelers were completely "want of official sanction." [22] Thus, the "thesis that Japan was actively seeking to surrender in 1945, and that American policy makers knew this primarily from code breaking," is rejected by the traditionalists.[23]

Robert Newman concurs with this analysis, adding that most "Hiroshima cultists,"[24] including Gar Alperovitz, P. M. S. Blackett, Paul Boyer, the Smithsonian exhibit authors, and others who "swallow this conclusion of the [United States Strategic Bombing Survey][25] whole" are incorrect because the study itself was extremely flawed. [26] Information in the survey was purposefully distorted to support conclusions already arrived at a priori by Paul Nitze, and the testimony of most high-ranking Japanese officials "overwhelmingly indicated that Japan was not about to surrender before the bomb."[27] Thus, the "Truman bashers"[28] are incorrect to argue that the bomb changed no minds. In fact, according to Newman it "created a situation in which the peace party and the emperor could prevail." [29] Wilson Miscamble also views himself as "exploding permanently the myth of a Japan ready to surrender," a "myth" perpetuated by the United States Strategic Bombing Survey of 1946. [30]

Richard Frank furthers this argument by explaining that Japan's "fundamental policy," based on the Ketsu-Go defense plan, was a national resistance program intended to bloody the invading enemy enough to force political negotiations and ipso facto avoid unconditional surrender. Frank relies heavily upon the document produced by the Big Six entitled "The Fundamental Policy to Be Followed Henceforth in the Conduct of the War," which argued Japan "must fight to the finish and choose extinction before surrender."[31] In essence, Japan was "effectively locked on course for a fight to the last man, woman, and child."[32] Furthermore, Frank continues this theme, arguing that the goal was to "severely bloody the invaders" to the point of achieving political goals. Ultra documents, according to Frank, did much to "unmask their carefully wrought plans."[33] The forces on Kyushu far exceeded the 350,000 number given to Truman. Indeed, by November 1 Japanese strength would be 680,000, much closer to the 1:1 ration of American to Japanese soldiers that U.S. leaders desperately wanted to avoid. Paul Walker takes this argument to its logical extreme. He argues that due the 35 percent casualty rate of the Iwo Jima and Okinawa battles, as well as the "fanaticism of the Japanese military and their updated code of Bushido," casualties would have ranged from around 250,000 in the invasion of Kyushu alone, to over one million with the invasion of both Kyushu and Honshu.[34] Miscamble maintains that "retrospective castigations" like William D. Leahy's memoirs in 1950, which denounced the atomic bomb as a "modern type of barbarism not worthy of Christian man," can be dismissed since "no military officials counseled the president against using the weapons prior to Hiroshima."[35] Maddox concurs, explaining that despite the retroactive denunciations of the atomic bomb by top-ranking military officials, no military officials seriously attempted to guide Truman away from using the bomb prior to its deployment. The fact that the bomb was utilized out of military necessity dismisses the "gravest charge against Truman," namely that the atomic bomb was deployed "primary as a diplomatic weapon to intimidate the Soviet Union."[36]

The question of Soviet entry into the war preoccupies an important space in the discourse as well. Tsuyoshi Hasegawa maintains that "Soviet entry into the war played a greater role than the atomic bombs in inducing Japan to surrender."[37] Interestingly, Maddox claims the Soviets invaded Manchuria not to be "a good ally" but rather "to get in on the kill,"[38] an analysis Hasegawa would largely share. However, where the revisionists and the traditionalists differ, is that most traditionalists seriously downplay the role of Soviet entry into the war. In Frank's narrative, "Soviet intervention was a significant but not decisive reason for Japan's surrender… reinforcing but not fundamental."[39] Miscamble maintains that revisionist historians who emphasize Soviet entry in the war "distort history by overemphasizing" its importance.[40] According to Miscamble, Hasegawa's claim that Truman was disappointed at the Soviet entry into the war "are not substantiated by the historical evidence." [41] Paul Walker points out that when the emperor finally surrendered on August 15, 1945, the Russian invasion was not mentioned as a cause of surrender. Hasegawa counters this point by citing "another historic document" written by Sakomizu's [42] assistant and sanctioned by the emperor that was not issued until August 17. This rescript explained that if Japan continued fighting after the entrance of the Soviet Union into the war it would endanger "the very foundation of the empire's existence," [43] reinforcing Hasegawa's claim that Soviet intervention was key.

Perhaps the most creative defense of the use of the atomic bomb from the traditionalist camp is the moral one. One of the primary objectives of Wilson Miscamble is to "confront the question regarding the morality of the atomic bomb."[44] Miscamble suggests that for Byrnes and Truman "moral complexity or future diplomatic implications failed to complicate their straight forward thinking." If the atomic bomb "might save American lives" then it must be used, and this "remained, throughout, the essential motivation that guided the decision." [45] Whereas revisionists argue that Japan was defeated, he makes a stark distinction between defeat and surrender, explaining that the U.S. would have eventually won the war by "continued obliteration bombing of Japanese cities and infrastructure, a choking blockade, the terrible invasions... [and these] would have meant significantly greater Allied casualties and much higher Japanese civilian and military casualties."[46] Likewise, the abrupt end to the war also brought an end to Japanese brutality in other parts of Asia. Furthermore, "indiscriminate bombing had become the norm for the Anglo-American forces well before 1945," indicating that any "moral Rubicon" had already been crossed prior to Hiroshima.[47] Thus, the bomb was the "lesser of the evils available," and subsequently Miscamble pleas that in "future anniversaries of the dropping of the atomic bomb… one might hope for less moralizing condemnation of Truman's decision… Perhaps there might even be some empathy for the man who felt required to make the decision and who carried the burden of it."[48]

Robert Newman makes a slightly less sophisticated moral defense, proclaiming that neither "Hiroshima cultists nor professional moralists had even considered the possibility that Hiroshima and Nagasaki were legitimate retribution for the millions of deaths caused by Japan's fourteen-year rampage through China and the Pacific,"[49] an idea he apparently entertains. Newman suggests that the atomic bombs were moral actions taken in order to prevent greater evil. According to him the general arguments against Truman's choice to use the bomb come in four general varieties: first, atomic bombs are intrinsically evil and should not be used; second, their use violated the principle of noncombatant immunity; third, the bombs were used on invalid motives, including retribution, revenge, and reprisal; and fourth, no specific warning was given. To the first, Newman responds that "the case for immorality of today's overkill arsenals and war fighting doctrines is strong," but "to apply the same case retrospectively to 1945, however, is senseless."[50] To the second, Newman quotes Bamba Nobuya to suggest that the "Marxist interpretation of imperialistic war," namely that "the 'people' should have been innocent," is incorrect. The Japanese population did not just passively support imperialism, "on the contrary, most people competed to get front seats on the fascist bandwagon." [51] Thus, they were not noncombatants and to attack them was legitimate. To the third point Newman maintains that because the Japanese were involved in developing atomic weapons as well, even though U.S. leaders were not aware of this at the time, it retroactively justifies the decision. Since "upwards of 250,000 people… would have died each month the Japanese Empire struggled in its death throes beyond July 1945," and since the bomb had the ability to end the war early, it could not have been used for the wrong reasons.[52] To the last point, he responds that the shock value of the bomb was decisive in ending the war, and thus it would have been ineffective and prolonged the war to issue the warning.

Finally, the issue of culture and its relationship to policies of surrender are intricately bound up in the traditionalist narrative. For Paul Walker, a key element of the war was the "barbarism, savageness, and race hatred" of "an oriental enemy with a brutal heritage." [53] According to Walker, the Japanese in World War II "believed they were fighting in the proud traditions of their samurai ancestors."[54] This ideological reliance upon "a version of Bushido" meant that military schools taught "a perverted cult of death" which made "young Japanese men expendable numbers for the military's reckless and costly adventures." [55] Tracing Japanese history from the Forty Seven Ronin to the Meiji Restoration and beyond, Walker paints a picture of uniform brutality and aggression. This culminates in the period from 1894 to 1945, where "Japan was involved in almost constant warfare with her neighbors."[56] Since being a prisoner of war was "completely unacceptable, considered dishonorable or shameful, and contrary to the samurai code," the Japanese were essentially automatons that fought to the death. In contrast with U.S. imperialism, where "Filipinos had a positive image of America" and U.S. intervention in Vietnam "sorted itself out,"[57] Japanese imperialism was infinitely more brutal, according to Walker. This notion that the Japanese were imbued with fanaticism and the ideology of Bushido, which permeated their consciousness for centuries, is an important part of Walker's thesis because it attempts to reinforce the notion that the toll of casualties would be great in a U.S. invasion of Japan. Miscamble suggests a similar theme, explaining that the "the twisted neo-samurai … geared up with true banzai spirit to engage the whole population in a kind of national kamikaze campaign." [58] Maddox is slightly less crude, suggesting that that the "very idea of surrender was alien to the Japanese samurai tradition."[59]

Thus, within the traditionalist camp one finds a remarkable degree of unanimity. While some authors, such as Miscamble and Newman, focus on the moral argument, others, such as Maddox, implore the military aspect. Others still emphasize the "savage" culture of the "Oriental enemy" a la Paul Walker. Yet, all of the traditionalists tend to converge in their main analysis. There is little disagreement among them on any vital issues. In one way this greatly distinguishes them from the revisionist camp, which presents a quite heterogeneous and diverse array of analyses.


The Revisionist Camp

The traditionalists and revisionists part ways on the fundamental divide of atomic diplomacy. Within the traditionalist camp arguments are largely convergent, whereas within the revisionists camp the nuances are far more pronounced. All tend to agree that some level of atomic diplomacy was in play. Most, however, disagree on a variety of other issues. Gar Alperovitz and Martin Sherwin heavily emphasize the role of atomic diplomacy. In contrast, Takaki suggests race and racism as primary variables. Hasegawa maintains that an "international" perspective is vital, and criticizes past revisionists for heavily focusing on leaders in Washington. As Gar Alperovitz is the first and quintessential revisionist, much of the internal discussion amongst revisionists is characterized by correcting, expanding, or challenging certain assumptions Alperovitz has made.

The first distinction of analysis can be seen in the characterization of the Roosevelt and the Truman administration. Alperovitz imbues individual political actors, particularly Harry Truman and his adviser James Byrnes, with immense agency over the use of the bomb. He warns against "analyses which assert that a combination of factors-political, military, racial, and financial-produced the decision."[60] He also makes the case against "momentum theories," which may have "an odd feeling of seeming plausibility about them," but which go against the evidence that top U.S. military officials were against the bombing.[61] Throughout his work it is stressed that individual political actors were absolutely fundamental in the decision, and that no sort of "momentum theory" is capable of capturing the dynamics of the top-level discussions that led to the final decision. Alperovitz emphasizes the importance of the Truman-Byrnes relationship, implicitly suggesting that the outcome may have been different with Roosevelt in office.

Martin Sherwin articulates a somewhat distinct argument that draws a strong line of continuity between the Roosevelt and Truman administrations. For Sherwin, an "analysis of the policies [Roosevelt] chose…suggests that the diplomatic value of the bomb began to shape his atomic energy policies as early as 1943."[62] Although Sherwin cites Roosevelt's elusive decision making process and sudden death as inhibitors to fully understanding his policy, he posits that Roosevelt "consistently opposed international control and acted in accordance with Churchill's monopolistic, anti-Soviet views."[63] He concludes that Roosevelt's commitment to amicable postwar relations with the Soviets has "often been exaggerated," and that "his prescriptions for the diplomatic role of the atomic bomb… reveal a carefully guarded skepticism regarding the Grand Alliance's prospects for surviving the war intact."[64] Thus, Sherwin argues that Truman did not "inherit the question" of whether to employ the bomb as a means of atomic diplomacy, but he "inherited the answer" since by 1943 the diplomatic value of the bomb had already begun to shape atomic energy policies. The decision to use the bomb, and its diplomatic implications, were prescribed by Roosevelt. Truman's decisions were more or less technical, revolving around how specifically to use the bomb. Where Alperovitz has attempted to present a break or disconnect between what he perceives as Roosevelt's uncertain and wavering atomic policies, Sherwin presents a forceful analysis suggesting strong continuity between the two administrations.

A second point of contention amongst revisionists is the role of race and racism in the decision to use the bomb. Here Alperovitz argues that while "it is certainly possible" that racism amongst U.S. officials played a role in the decision to drop the bomb, "it is all but impossible to find specific evidence that racism was an important factor."[65] In contrast, while Takaki adopts Alperovitz's notion of atomic diplomacy, he drastically parts with him on the issue of race. Takaki's primary focus is understanding the decision within the trajectory of US racism. [66] In this regard, it seems his argument is best encapsulated when he declares, borrowing from John Dower, that "in this 'war without mercy,' Truman made the deadly mushroom cloud of 'Manhattan' appear over Japan in order to destroy an enemy he regarded as 'a beast'."[67] Takaki explicates upon the "racialization of the Pacific War," positioning it within the historic context of racism and US expansionism. After briefly addressing Japanese notions of racial superiority, Takaki attempts to place Truman's decision to use the atomic bombs within the "sociological imagination" of anti-Japanese racism in US society. In doing so, he links the war in the Pacific to earlier periods of conquest. His analysis focuses on the complex processes by which the US idea of democracy was intricately bound up with westward expansion and slavery, all institutions saturated with racialized notions of superiority. Citing the Chinese Exclusion Act, "Yellow Peril" hysteria, the American Federation of Labor anti-Japanese agitation, and the Asiatic Exclusion League, Takaki draws a long line of continuity culminating in the internment of Japanese Americans and the atomic bombing of Hiroshima and Nagasaki. For Takaki, notions of racial superiority and anti-Asian racism were key variables in the "sociological imagination" which facilitated the bombing of hundreds of thousands of civilians. It is in this context of a society deeply permeated with both institutional and individual racism that Truman's actions must be analyzed. Takaki analyzes Truman's biography, emphasizing the implicit notions of racial superiority deeply embedded in him and his family of ex-slave owners. Takaki outlines Truman's broadly anti-Asian sentiments, such as in 1911 when he explained that he "does hate Chinese and Japs" and that the "yellow men [ought to be] in Asia." [68] By 1945, Truman referred to the "Japs" as "savages, ruthless, merciless and fanatic." Thus, the "sociological imagination" was a highly racialized one that helped rationalize the slaughter of innocent Japanese civilians in the minds of men like Truman.

Tsuyoshi Hasegawa also takes Alperovitz to task on more than one occasion. Throughout Racing the Enemy he points out that he views his work as a corrective to the mistakes of revisionist historians. As he explains, the "sharp division between revisionist and orthodox historians in the Unites States" has failed to address the crucial international dimension because "the main point of contention is over American perceptions of Soviet intentions" that "depict Soviet actions as a sideshow and assign to Moscow a secondary role at best."[69] Furthermore, although Hasegawa is certainly not an orthodox historian, he is mildly critical of the revisionists who have preceded him: "Although much of what revisionist historians argue is faulty and based on tendentious use of sources, they nonetheless deserve credit for raising an important moral issue that challenges the standard American narrative of Hiroshima and Nagasaki."[70] Thus, Hasegawa strengthens the revisionist narrative by correcting some of the errors and increasing the attention to the international dynamic at work.

Alperovitz in large part bases his argument on the conclusions of the 1946 United States Strategic Bombing Survey which argued that Japan "would likely have surrender in 1945 without atomic bombing, without a Soviet declaration of war, and without an American invasion." [71] In contrast with Alperovitz and most other revisionist historians who uncritically accept the United States Strategic Bombing Survey's conclusion, Hasegawa maintains that "defeat and surrender are not synonymous," and Paul Nitze's "conclusion was repeatedly contradicted by the evidence in the Survey itself."[72] He largely accepts the critique of the USSBS findings put forward by Barton Bernstein. Instead, he argues that "even without the atomic bombs, the war most likely would have ended shortly after Soviet entry into the war-before November 1."[73] Strangely, Hasegawa tends to overemphasize his departure from Alperovitz on this point, or he must have simply overlooked Alperovitz contention that, even had the atomic bomb not been used, it is "almost a certainty that the Japanese would have capitulated upon the entry of Russia into the war."[74]

On a number of other points Hasegawa and Alperovitz certainly do disagree, however. Whereas Alperovitz characterizes the Sino-Soviet negotiations between Stalin and the Nationalists as a U.S. ploy to prolong Russian entry in the war, Hasegawa responds that in the Sino-Soviet negotiations, the "interests of Truman, Stalin, and Chiang Kai-shek all converged: the successful conclusion of a Sino-Soviet treaty could make everyone happy." [75] Hasegawa does not view the difficult negotiating by the Chinese as a concocted plot by the U.S. to keep the Soviets out of the war. "Revisionist historians are wrong," Hasegawa explains, "in asserting that Harriman's actions were meant to pressure Soong to resist Stalin's demand in order to prevent Soviet entry into the war against Japan."[76] Likewise, throughout his work Hasegawa repeatedly attempts to re-characterize Byrnes are someone not nearly as bent on geopolitical conflict with the Soviet Union as other revisionist historians have made him out to be. For instance, in response to the Soviet Kurils Operation as part of August Storm, Hasegawa argues that Byrnes, "though often regarded by revisionist historians as an ardent advocate for a tough stance against the Soviet Union… favored a conciliatory position on this issue."[77] Thus, the internecine differences amongst the revisionists exist. They are not nearly as pronounced or as heated as the differences between the traditionalists and the revisionists, but significantly more obvious than any real disagreement amongst traditionalist scholars.


Consensus Historians vs. The Traditionalists and the Revisionists

Between the traditionalist and revisionist historians lay a murky "middle ground" that encompasses a group of scholars who posit quite different arguments regarding the atomic bomb but tend to share in common a notion that alternatives existed. These "consensus" historians, as J. Samuel Walker refers to them, [78] in some way suggest that Truman and his advisers were aware of alternatives that seemed likely to end the war. The "consensus" historians reject the traditionalist argument that the atomic bombs were a military necessity and at the same time greatly distance themselves from the atomic diplomacy thesis. Samuel Walker'sPrompt and Utter Destruction: Truman and the Use of the Atomic Bombs Against Japan (1997), Dennis Wainstock'sThe Decision to Drop the Atomic Bomb: Hiroshima and Nagasaki (1996), and Sean L. Malloy's Atomic Tragedy: Henry L. Stimson and the Decision to Use the Bomb Against Japan (2008) form the core of this "consensus" or middle ground camp.

Dennis Wainstock argues that the policy of unconditional surrender was a "policy of revenge, and it hurt America's national self-interest." [79] He continues, suggesting that had the United States given Japan conditional surrender terms, including retention of the emperor, Japan would have surrendered significantly earlier than it did. This means that neither the atomic bombs nor Soviet intervention would have been required. By prolonging the war in Europe and East Asia the policy of unconditional surrender expanded Soviet power in both areas, thereby harming U.S. interests. The dropping of the atomic bomb only "hastened the surrender of an already defeated enemy." [80] Wainstock does not neatly align with either the traditionalist or revisionist camp. First, he aligns his critique of unconditional surrender within "U.S. national interests." His emphasis is that unconditional surrender unnecessarily prolonged the war, and Truman's commitment to it subsequently harmed U.S. interests since the prolonged war eventually allowed the Soviet Union to enter the arena and exercise increased influence in East Asia. This "policy of revenge [unconditional surrender]… hurt America's national self-interest" because it "prolonged the war… and helped to expand Soviet power."[81]

It is in this way that Wainstock differs sharply from all of the traditionalists who, in one way or another defend the policy of unconditional surrender. Whereas Paul Walker, Richard Frank, and Wilson Miscamble tend to be generally supportive of the unconditional surrender policy, James Maddox, in a rather reserved way, argues that "there is no way of telling whether the doctrine prolonged the war in any way." [82] Robert Newman is Wainstock's primary adversary in this regard, however. Newman argues two main points: first, Truman "had no good reason" to believe that permitting retention of the emperor would have led to early capitulation and, second, the "Potsdam Declaration defined surrender in a fashion acceptable to the Japanese peace forces."[83] To "those who insist that unconditional surrender was a purely punitive stance," he proclaims that the "leaders of the Japanese peace party… saw in the Potsdam terms an acceptable alternative to the destruction Japan would otherwise sustain."[84] The reason that Truman eventually accepted the condition that the emperor be retained was, according to Newman, because "peace was too tantalizing to resist." [85] In the end, however, Newman is sure that retaining the emperor, "what Hiroshima cultists insist was a viable alternative for Truman to end the war early… was really no alternative at all."[86] Furthermore, the conditions outlined at Potsdam were not unconditional surrender, and the Japanese knew it. Thus, for Newman the entire thesis constructed by Wainstock rests on dubious grounds.

Regarding his differences with the revisionists, Wainstock concedes that "perhaps Truman's decision to drop the bombs was an attempt to both impress the Soviets… and to end the war before the Soviets entered and seize the Far Eastern territories."[87] Even if this were true, however, it was totally counterproductive since in the end it prolonged the war and allowed Soviet entry, something that could have been prevented by altering the policy. This brief commentary is all the space that Wainstock provides for the atomic diplomacy thesis. In other words, despite accepting that atomic diplomacy may have played some minor role, Wainstock contends that a blind policy of unconditional surrender was of prime importance in the decision. This is where his greatest disagreement comes to the fore with the revisionists, and in particular Hasegawa. Hasegawa contends that even if Truman had "accepted a provision in the Potsdam declaration allowing the Japanese to retain a constitutional monarchy," it would "not have immediately led to Japan's surrender."[88] It is doubtful, Hasegawa maintains, "that Japan would have capitulated before the atomic bomb was dropped on Hiroshima and the Soviet Union entered the war."[89] Thus, whereas the policy of unconditional surrender is the fundamental variable for Wainstock, it is significantly less so for Hasegawa. Wainstock significantly minimizes the significance of atomic diplomacy and inflates the importance of the unconditional surrender policy.

Sean Malloy, like Takaki, attempts to analyze the decision to use the atomic bomb through the "lens of biography." [90] Malloy attempts to approach "the use of the bomb through a conceptual framework he calls the "context of use," positioning the use of the bomb as a "compound product of a series of choices" rather than "the result of single decision." [91] Malloy makes the argument that Stimson, as secretary of war, unintentionally "presided over a set of policies that accelerated the budding nuclear arms race with the Soviet Union,"[92] despite his "deep concern with limiting the effects of war on civilians and fostering trust between nations as the foundation of the peace that followed." [93] In essence, realpolitik dominated Stimson's approach to the atomic bomb and undermined his moral commitments.

One example of this is Stimson's oversight of the 1945 Stassfurt operation intended to secure Anglo-American hegemony over uranium supplies. By the time of Strassfurt, when the U.S. moved in to seize the largest known stock of uranium in Europe, they "did as so as part of a one-sided nuclear arms race" in which, "by 1945, the Soviet Union was already America's primary nuclear rival."[94] Thus, while Stimson is the tragic hero with a fatal flaw, James Byrnes is his foil, presented as the bad apple in the administration who desires conflict with the Soviet Union. Malloy's key argument, then, is that "by his own actions during World War II, the secretary of war had helped to set in motion exactly the kind of destructive international competition in armaments that he had spent much of his long public career attempting to avoid." [95] The almost capricious nature of his rapidly changing positions, and the tenuous justifications which frequently accompanied them, indicates that Stimson's moral convictions were more often than not drown out for the sake of political expediency. Malloy's conception of the atomic bomb as a "tragedy" is the principle departure from the traditionalists who tend to glorify the use of the bomb and celebrate it for ending the war and saving lives.

Malloy's differences with the revisionist camp are rather nuanced, but significant. Once again, his conception of the bombs as a "tragedy," rather than a calculated diplomatic initiative, separates him from the revisionists. Second, he makes the argument that the secretary of war "was in a unique position to shape many of the decisions about the use of the bomb."[96] This is in direct contradistinction to other historians, such as Alperovitz, who emphasize the agency of actors such as James Byrnes at Stimson's expense. Second, Malloy attempts to put forward a sort of "momentum theory" that Alperovitz considers "seemingly plausible" but in reality historically bankrupt. During the various decisions that led to the atomic bombing, the morals and convictions of officials were often sublimated for political expediency. For Malloy, this was particularly true of Stimson. In this way, a sort of "momentum theory" is employed by Malloy to mitigate the pernicious intent of certain actors and explain away the "failures" of their decisions. Thus, the atomic bombs were not intentionally used as diplomatic tools by most of the Truman administration, but policy "failures" as individuals were swept up in events. Further modifying the arguments of Alperovitz and Hasegawa, Malloy argues that "American domestic politics" were a primary reason that Truman "failed at Potsdam" to use the "two potentially useful, if imperfect, diplomatic levers… in an effort to end the war." [97] Furthermore, whereas Hasegawa presents Soviet entry as vital, Mallow suggests that "neither the public threat of Soviet entry nor the lure of allowing the Japanese to retain the emperor after the war were diplomatic panaceas." [98] Thus, Malloy's differences with the revisionists are perceptible.

A slightly different approach is apparent in J. Samuel Walker's book. He sets out to answer two interrelated questions: was the bomb "necessary at all" and, "if so, what exactly did it accomplish?"[99] By the conclusion of the book, Walker asserts that the answer to the first question "seems to be yes and no. Yes, it was necessary to end the war as quickly as possible. No, it was not necessary to prevent an invasion of Japan."[100] Addressing the second question, he maintains that the bomb "shortened the war and saved the lives of a relatively small but far from inconsequential number of Americans."[101] By situating his thesis within these parameters, S. Walker avoids having to take a position regarding the morality of the atomic bombings and instead focuses on rather narrow notions of "military necessity." He presents a variegated list of reasons Truman dropped the bomb: "(1) the commitment to ending the war successfully at the earliest possible moment; (2) the need to justify the effort and expense of building the atomic bombs; (3) the hope of achieving diplomatic gains in the growing rivalry with the Soviet Union; (4) the lack of incentives not to use atomic weapons; and (5) hatred of the Japanese and a desire for vengeance."[102]

Walker's differences with the traditionalists are quite clear: Walker suggests three rectifications to the popular narrative, a narrative the traditionalists largely accept: first, "there were other options available for ending the war… without the bomb and without an invasion"; second, due to Japan's enervated capacity for war, Truman and his advisers did not regard invasion as inevitable; last, even if invasion was necessary to end the war, military planners "projected the number of American lives lost at far fewer than the hundreds of thousands that Truman and his advisers claimed after the war."[103] Furthermore, Walker relies on the USSBS, a point of divergence between himself and both the traditionalists and Hasegawa, to conclude "the war would probably have ended before an American invasion of Kyushu became necessary." [104] Walker essentially dismisses the entire traditionalist approach, with the caveat that Truman was indeed concerned with saving as many American lives as possible.

It is important to note that he is rather critical of the revisionist approach as well. First and foremost, Walker specifically outlines what Alperovitz disparages as an analysis asserting "that a combination of factors-political, military, racial, financial-produced the decision." Alperovitz's criticism of such an approach is that it "is easy to assemble fragments of evidence" that suggest such an analysis, but jumping from these "fragments to an explanatory conclusion about decision-making at the very top of the U.S. government is suspect."[105] Thus, Walker's "five fundamental considerations" are a significant departure from Alperovitz. More significantly, Walker actually considers the entire atomic diplomacy thesis as a sideshow. For instance, he maintains that "Truman did not drop the bomb primarily to intimidate the Soviets." It was at best an ancillary consideration, a "bonus."[106]

Thus, the "consensus" historians, largely agree that potential alternatives existed, that invasion may not have been necessary, and that the atomic bombs were probably not responsible for saving hundreds of thousands of lives. In other words, they were not a military necessity. At the same time, the atomic bombs were not deployed primarily as diplomatic mechanisms. Even if they eventually came to fulfill this role, it was either the unintentional result of "momentum" or a tertiary variable barely perceptible vis-à-vis other considerations.


Conclusion: The Myth, the Cult, Nuclearism, and Nuclear Consciousness

In the post-war era, the debate and discussion over the bomb has been of tremendous importance. Both the traditionalist and revisionist camps have plotted the trajectory of the discourse surrounding Hiroshima and Nagasaki in different ways. Gar Alperovitz has suggested that officials promulgated propaganda in a top-down manner in order to manufacture an "American myth" surrounding the use of the atomic bombs. Robert J. Lifton's preface to Martin Sherwin's A World Destroyed laments the emergence of "nuclearism," the ideology that the atomic bomb is a "deity" capable of both "destroying the world" and "capable of ruling and protecting the world, even of keeping the world going."[107] In contrast, Robert Newman denounces Alperovitz and other revisionists as "Hiroshima cultists," "Truman bashers," and a host of other pejoratives for creating a "cult" that worships at the altar of Hiroshima. Lastly, Paul Boyer, in his book By the Bomb's Early Light: American Thought and Culture at the Dawn of the Atomic Age (1994), suggests that a sort of "nuclear consciousness" has infused itself in the perceptions and ideology of Americans in the post-war era.[108] In fact, "nuclear reality" so deeply pervades our "consciousness that it is hard to imagine what existence would have been like without it." [109] In these various ways authors have interpreted the post-war world after the atomic bomb.

In the second part of his book, Alperovitz explores the creation of the mythology surrounding the ostensibly "inevitable" use of the bomb. He maintains that three decisions, including the rejection to provide enough time for Japan to surrender, the choice to not offer the Japanese emperor assurances, and the explicit decision not to test a Russian entry into the war, "set the terms of reference for the bomb's subsequent seemingly 'inevitable' use… [and] so tightly framed the remaining issues as to make it all but impossible thereafter to oppose the bombings." [110] This "framing of the bomb," alongside the top-down campaign of disinformation immediately after the war, were key factors that facilitated the permeation of American consciousness with the "inevitability" narrative.

Stimson, Truman, Byrnes, and Groves were key figures in this top-down propaganda campaign. Despite what Alperovitz argues was an ancillary role in the actual decision to drop the bomb, Stimson did play a vital role in propagating the official discourse, citing Stimson's 1947 Harper's article which was presented as "a mere recital of the facts." Stimson posited a rigid dichotomy later picked up by traditionalist historians: either a costly invasion or use of the bomb was required to end the war. As Alperovitz explains, the article was an "extraordinary success," with the New York Times, the Washington PostReader's Digest, the Bulletin of Atomic Scientists, and an indeterminate number of other media outlets "decidedly uncritical and, indeed, often effusive in praise."[111] Truman's argument that "the dropping of the bombs stopped the war" and "saved millions of lives" was the main line of thought he propagated continuously after the war. He maintains that the "over a million" figure "became the essential source for a myth which has been repeated with only occasional challenge for much of the last half century" despite modern scholarship demonstrating "the estimate to be without any serious foundation in the documents of that period." [112] Byrnes systematically distorted and revised the past by shrouding himself in secrecy and meticulously managing his personal writings. Groves' role as "an expert public relations artist and news 'spin' master" also comes to light when he devised a strategy whereby U.S. officials would "saturate" the "huge market hungry for information with officially approved material from the only authoritative source available."[113] In Japan itself a Civil Censorship Division of the Occupation had some 8,700 staffers engaged in examining thousands of newspapers, magazines, textbooks, motion pictures, and even private mail to ensure they did not stray too far from the official discourse.[114] The most pernicious form of censorship was also the most ubiquitous; namely, government classification. Thus, as Alperovitz argues, "the 'normal' functioning of government… is even more effective than the occasional excesses which make the headlines."[115] In these ways the historical narrative from beginning to end was "managed" by U.S. officials.

Part of Martin Sherwin's work is intended to combat the legacy of nuclearism. In a world where humans have "infused [the atomic bomb] with a constellation of awe and mystery. That constellation has included tendencies to embrace the bomb, to become fiercely dependent upon it, indeed, to render it something close to a deity."[116] The "willful embrace of the cruelest weapon ever created is the essence" of nuclearism.[117] Suggesting a line of continuity with Paul Boyer, A World Destroyed suggests that an "idealistic aura of peacemaking was inseparable from the bomb's lure of ultimate technology and ultimate power-all of which became part of the transcendent technology of nuclearism."[118] Hence, "the bizarre emphasis on the bomb's ostensible function of 'saving lives' rather than destroying them, of rendering the world peaceful rather than bringing to it a specter of annihilation." [119] This "bizarre emphasis" has been the plaything of traditionalist scholars for decades.

In sharp contrast with Alperovitz and Sherwin, Robert P. Newman's thesis in Truman and the Hiroshima Cult is the paradigmatic post-revisionist account of the atomic bomb and its aftermath. In it he argues that a "cult," with attendant cultists, has arisen around Truman and the Hiroshima decision. These "Hiroshima cultists" argue, in a variety of forms, that Japan was on the verge of surrender, that the "unconditional surrender" formula unnecessarily prolonged the war, and that Truman's decision to drop the bomb was driven either by racism towards the Japanese or diplomatic concerns vis-à-vis the Soviets, or some combination thereof. Newman vehemently rejects what he refers to as the "Japanese-as-victim cult," suggesting that any and all of the above suggestions are fundamentally incorrect. Newman proclaims that neither "Hiroshima cultists nor professional moralists had even considered the possibility that Hiroshima and Nagasaki were legitimate retribution for the millions of deaths caused by Japan's fourteen-year rampage through China and the Pacific."[120]

Newman traces the development and growth of what he maliciously and interchangeably refers to as the "Japan-as-Victim myth" or "Hiroshima cult." He begins by explaining how in the immediate aftermath of the war "the whole world viewed Japan as villainous." [121] After 1948, however, things began to change, in both Japan and the United States. In 1949 John Hersey's Hiroshima was published, which Newman credits with having the opposite but equally powerful impact that Anne Frank's diary had on Germany. Where Anne Frank's diary forced Germany to come to terms with its atrocities, Hiroshima shielded Japan from having to do so, and helped begin the "Japan-as-Victim" myth. Furthermore, in 1951 P. M. S. Blackett published Fear, War, and the Bomb, which argued that the bomb was not the last act of the Second World War but the first act of the Cold War. Finally, in 1954 when the U.S. tested the new H-bomb and the crew of a tuna trawler were affected by radioactive fallout, the "five most important Japanese newspapers took a common position: this was the third atomic bombing." [122]

Despite all this, however, in 1964 a public opinion poll suggested that 49 percent of the Japanese public viewed the United States as their "favorite foreign country." By 1973, after the U.S. atrocities in Vietnam and use of Japan to accomplish them, this "popularity" had dropped to 18 percent. [123] By the late sixties people were questioning earlier U.S. military endeavors, notably the dropping of the atomic bombs, as a reflection of the changing political tide and anti-Vietnam war sentiment. By 1989, the "majority opinion even among Japanese scholars" was accepting of both the Blackett thesis and racism as primary factors in the dropping of the atomic bomb. In the United States, the gradual buildup of anti-nuclear activism, starting with The Bulletin of the Atomic Scientists in the late 1940s to the "Scientists' Declaration on Nuclear Power" in 1975, had a major impact on retroactive views of the bombings. Thus, "accurate charges" of postwar "overkill… seemed to legitimate chargers of overkill levied at the Hiroshima and Nagasaki bombs."[124] Furthermore, many "who became disillusioned with the American terror bombing in Vietnam became converts to the Hiroshima guilt trip."[125] Newman also cites Ian Buruma's The Wages of Guilt, which explores the myriad of factors for why a "Japan-as-Victim" cult developed but no comparably "cult" developed around Germany. The key factor as Newman sees it, however, was Vietnam. Without it, "the Japanese-as-victims cult in the United States would still be puny."[126] Newman's work is a vicious attack on the legacy of revisionists like Gar Alperovitz and Martin Sherwin.

Paul Boyer's study, By the Bomb's Early Light: American Thought and Culture at the Dawn of the Atomic Age, addresses the "unsettling new cultural factor" of the atomic bomb that had been introduced in immediate post-war period from 1945 to 1950. [127] His contention is that the bomb "had transformed not only military strategy and international relations, but the fundamental ground of culture and consciousness" in the United States.[128] These five formative years shaped how Americans first "confronted the bomb, struggled against it, and absorbed it into the fabric of the culture." [129] In short, Boyer maintains that the 1945 to 1946 period was a time of "obsessive post-Hiroshima awareness of the horror of the atomic bomb," while in the period from 1947 to 1950 and after there was a "diminished cultural attention and uneasy acquiescence" as the "dread destroyer of 1945 had become the shield of the Republic by 1950."[130] In essence, Sherwin's "transcendent technology of nuclearism" permeated what Boyer calls America's "nuclear consciousness." This "nuclear consciousness" was infused into the very core of American ideology in the post-war era and so deeply pervades American "consciousness that it is hard to imagine what existence would have been like without it."[131] Hiroshima and Nagasaki, Boyer argues, "stand as signposts marking both a gash in the living flesh of our historical consciousness and a turning point in our ethical history." [132]

From 1945 to 1946 an "intense discourse" had surrounded the atomic bomb, where after 1947 this "diminished to scattered murmurs and faint echoes" and by 1950 "America's nuclear culture… would appear as a gray and largely deserted landscape."[133] Around this time the Atomic Energy Commission began a full throttle propaganda campaign to associate atomic energy with health, happiness, and prosperity. This campaign drew in scientists, educators, radio personalities, health workers, and others, directly reaching some four million Americans and indirectly affecting many more. A "policy of deep secrecy about atomic-bomb research and stockpiling," alongside the "pervasive official practice… of playing down the bomb's dangers" continued to condition the American public.[134] In this context, and with the ensuing Cold War schism that dominated international relations, the "civil defense" paradigm displaced the "international control" slogan dominant during 1945-6. This multifaceted propaganda campaign was so successful that by 1950 Americans had overwhelmingly, if not unanimously, embraced the atomic bomb. The mid-1950s saw a resurgence of debate over the atomic bomb and then a re-decline after 1963. He argues that the illusion of diminished risk, the loss of immediacy, the promise of a world transformed by atomic energy, the complexity and comfort of deterrence theory, and the importance of the Vietnam War led to the decline of atomic prominence. Interestingly, whereas Newman positions the Vietnam as the central feature in establishing the "Hiroshima cult," Boyer contends that the Vietnam War actually lessened discussion and debate over the atomic bomb.

Although Boyer aligns neatly with revisionist historians, he does refocus the chronological lens. Where other historians have drawn a line of continuity between the development of the bomb and its use, or between the Roosevelt and Truman administrations, Boyer furthers that line of continuity by exploring the state's role in managing post-Hiroshima public discourse. In this way Boyer's work partially overlaps and agrees with but significantly transcends Alperovitz "architecture of an American myth." By focusing on the state's institution of a broad, far-reaching propaganda campaign that helped shape popular opinion, Boyer repositions the role of the state not just as user of the atomic bomb, but also as manager of the dominant discourse after its use. In this way, Boyer provides a unique historiographical contribution by arguing that atomic policies "transformed not only military strategy and international relations, but the fundamental ground of culture and consciousness" in the United States.

Thus, not only is the discourse surrounding the actual use of the atomic bomb split into competing camps, the post-war discourse itself is a topic of debate. In this regard, Paul Boyer's work is the most thorough, sophisticated, and systematic cultural analysis of the post-war discourse. For those of us interested in challenging not only the excesses of war, but the inter-imperial rivalries that ultimately lead to the use of the bomb, understanding the nuances of the historiographical debate is vital. More importantly, in the wake of the 1995 Smithsonian controversy and the ever-expanding list of countries with access to nuclear armaments, those of us on the left must continue to wage war on the post-war discourse justifying and rationalizing the atomic bomb.



Bibliography

Alperovitz, Gar. The Decision to Use the Atomic Bomb and the Architecture of an American Myth. New York: Alfred A. Knopf, 1995.

Boyer, Paul. By the Bomb's Early Light: American Thought and Culture at the Dawn of the Atomic Age. Chapel Hill: The University of North Carolina Press, 1994.

Frank, Richard B. Downfall: The End of the Imperial Japanese Empire. New York: Penguin Books, 1999.

Hasegawa, Tsuyoshi. Racing the Enemy: Stalin, Truman, and the Surrender of Japan. Cambridge, MA: The Belknap Press of Harvard University Press, 2005.

Maddox, Robert James. Weapons for Victory: The Hiroshima Decision. Columbia: University of Missouri Press, 2004.

Malloy, Sean L. Atomic Tragedy: Henry L. Stimson and the Decision to Use the Bomb Against Japan. Ithaca: Cornell University Press, 2008.

Miscamble, Wilson D. The Most Controversial Decision: Truman, the Atomic Bombs, and the Defeat of Japan. Cambridge: Cambridge University Press, 2011.

Newman, Robert P. Truman and the Hiroshima Cult. East Lansing: Michigan State University Press, 1995.

Walker, J. Samuel. Prompt and Utter Destruction: Truman and the Use of the Atomic Bombs Against Japan. Chapel Hill: The University of North Carolina Press, 2004.

Walker, Paul D. Truman's Dilemma: Invasion or the Bomb. Gretna: Pelican Publishing Company, 2003.

Stimson, Henry L. "The Decisions to Use the Atomic Bomb." Harper's Magazine (1947).

Sherwin, Martin J. A World Destroyed: Hiroshima and Its Legacies. Stanford: Stanford University Press, 2003.

Takaki, Ronald. Hiroshima: Why America Dropped the Atomic Bomb. Boston: Little, Brown and Company, 1995.

Wainstock, Dennis. The Decision to Drop the Atomic Bomb. New York: Enigma Books, 2011.


Citations


[1] I borrow the term "consensus" from J. Samuel Walker.

[2] Tsuyoshi Hasegawa utilizes "orthodox" to describe this position.

[3] Henry L. Stimson, "The Decisions to Use the Atomic Bomb," Harper's Magazine (1947). See full article: http://classrooms.tacoma.k12.wa.us/stadium/mberggren-2/us-history/download/Stimson%2B-%2BHarper%2BFeb%2B1947%2B-%2BDecision%2Bto%2BUse%2Bthe%2BAtomic%2BBomb.pdf?id=230795

[4] J. Samuel Walker, Prompt and Utter Destruction: Truman and the Use of the Atomic Bombs Against Japan (Chapel Hill: The University of North Carolina Press, 2004), 105.

[5] Originally published in 1995.

[6] A reiteration and strengthening of his 1965 work Atomic Diplomacy.

[7] Originally published in 1973.

[8] Truman, Stimson, Byrnes, Stalin, Hirohito, and the Big Six in Japan are examples where disagreement is most pronounced.

[9] Gar Alperovitz, The Decision to Use the Atomic Bomb and the Architecture of an American Myth (New York: Alfred A. Knopf, 1995), 19.

[10] Alperovitz, The Decision to Use the Atomic Bomb, 225.

[11] Martin J. Sherwin, A World Destroyed: Hiroshima and Its Legacies (Stanford: Stanford University Press, 2003), 6.

[12] Sherwin, A World Destroyed, 7.

[13] This argument maintained that the US should share atomic technology with the Soviet Union in exchange for political cooperation.

[14] This position stated that the US should maintain a monopoly over atomic technology as long as possible and advance its diplomatic aims through harsh bargaining from its position of atomic power.

[15] Tsuyoshi Hasegawa, Racing the Enemy: Stalin, Truman, and the Surrender of Japan (Cambridge, MA: The Belknap Press of Harvard University Press, 2005), 140.

[16] Hasegawa, Racing the Enemy, 154.

[17] Ibid., 135.

[18] Ibid., 139.

[19] Alperovitz, 19.

[20] Robert James Maddox, Weapons for Victory: The Hiroshima Decision (Columbia: University of Missouri Press, 2004), xv.

[21] Maddox, Weapons for Victory, 146.

[22] Ibid., 113.

[23] Richard B. Frank, Downfall: The End of the Imperial Japanese Empire (New York: Penguin Books, 1999), 104.

[24] This is Newman's term for revisionist historians.

[25] The USSBS maintained that in all likelihood Japan would surrender prior to November 1, 1945 without the atomic bombing or the entrance of the Soviet Union into the war. It further states that had Japan not surrendered by November 1, it would definitely have surrendered prior to the end of 1945.

[26] Robert P. Newman, Truman and the Hiroshima Cult (East Lansing: Michigan State University Press, 1995), 36.

[27] Newman, Truman and the Hiroshima Cult, 47.

[28] This is one of Newman's other terms for revisionists.

[29] Ibid., 49.

[30] Wilson D Miscamble, The Most Controversial Decision: Truman, the Atomic Bombs, and the Defeat of Japan (Cambridge: Cambridge University Press, 2011), 91.

[31] Frank, 95.

[32] Ibid., 96.

[33] Ibid., 197.

[34] Paul D. Walker, Truman's Dilemma: Invasion or the Bomb (Gretna: Pelican Publishing Company, 2003), 171.

[35] Miscamble, 115. Original emphasis.

[36] Maddox, 153.

[37] Hasegawa, 5.

[38] Maddox, 131.

[39] Frank, 348.

[40] Miscamble, 89.

[41] Ibid., 91.

[42] Sakomizu was chief secretary to the cabinet of Japan during World War II.

[43] Hasegawa, 250.

[44] Miscamble, 3.

[45] Ibid., 44.

[46] Ibid., 113.

[47] Ibid., 119.

[48] Ibid., 124.

[49] Newman, xiii. Emphasis added.

[50] Ibid., 120.

[51] Ibid., 130.

[52] Ibid., 138. Emphasis original.

[53] Paul Walker, 15.

[54] Ibid., 17.

[55] Ibid., 18-19.

[56] Ibid., 27.

[57] Ibid., 43-44.

[58] Miscamble, 120-1.

[59] Maddox, xv.

[60] Alperovitz, 656.

[61] Ibid., 657.

[62] Sherwin, 6.

[63] Ibid., 7.

[64] Ibid., 8.

[65] Alperovitz, 655.

[66] Ronald Takaki, Hiroshima: Why America Dropped the Atomic Bomb (Boston: Little, Brown and Company, 1995), 8.

[67] Takaki, Hiroshima, 100.

[68] Ibid., 94.

[69] Hasegawa, 2.

[70] Hasegawa, 300.

[71] Alperovitz, 4

[72] Hasegawa, 295.

[73] Ibid., 296.

[74] Alperovitz, 85.

[75] Hasegawa., 129.

[76] Ibid., 188

[77] Ibid., 275

[78] Samuel Walker cites Barton Bernstein as one of the pioneering "consensus" historians of Hiroshima.

[79] Dennis Wainstock, The Decision to Drop the Atomic Bomb (New York: Enigma Books, 2011), 178.

[80] Wainstock, The Decision to Drop the Atomic Bomb, 178.

[81] Ibid., 178.

[82] Maddox, 8.

[83] Newman, 57.

[84] Ibid., 71.

[85] Ibid., 73.

[86] Ibid., 77.

[87] Wainstock, 171

[88] Hasegawa, 290

[89] Ibid., 291

[90] Sean L. Malloy, Atomic Tragedy: Henry L. Stimson and the Decision to Use the Bomb Against Japan (Ithaca: Cornell University Press, 2008), 7.

[91] Malloy, Atomic Tragedy, 8.

[92] Ibid., 81.

[93] Ibid., 11.

[94] Ibid., 67.

[95] Ibid., 70.

[96] Ibid., 9.

[97] Ibid., 129. Here he is referring to retention of the emperor (modifying unconditional surrender) and the public threat of Soviet entry into the war.

[98] Malloy, 129

[99] Samuel Walker, 6.

[100] Ibid., 109.

[101] Ibid., 109.

[102] Ibid., 92.

[103] Ibid., 5-6.

[104] Ibid., 89.

[105] Alperovitz, 656.

[106] Walker, 95.

[107] Sherwin, xi.

[108] Paul Boyer, By the Bomb's Early Light: American Thought and Culture at the Dawn of the Atomic Age (Chapel Hill: The University of North Carolina Press, 1994), xix.

[109] Boyer, By the Bomb's Early Light, xx.

[110] Alperovitz, 631.

[111] Ibid., 455.

[112] Ibid., 466.

[113] Ibid., 598.

[114] Ibid., 610.

[115] Ibid., 613.

[116] Sherwin, xi.

[117] Ibid., xi.

[118] Ibid., xii.

[119] Ibid., xi.

[120] Newman, xiii.

[121] Ibid., 153.

[122] Ibid., 161.

[123] Ibid., 164.

[124] Ibid., 177.

[125] Ibid., 183.

[126] Ibid., 184.

[127] Boyer, xxi.

[128] Ibid., xxi.

[129] Ibid., xx.

[130] Ibid., 352 and 349.

[131] Boyer, xx

[132] Ibid., 182.

[133] Ibid., 291.

[134] Ibid., 303.

Calibrating the Capitalist State in the Neoliberal Era: Equilibrium, Superstructure, and the Pull Towards a Corporate-Fascistic Model

By Colin Jenkins

The following is Part one of a multi-part series, "Applying Poulantzas," which analyzes the work of Greek Marxist political sociologist, Nicos Poulantzas, and applies it to the unique political and economic structures found under neoliberalism and post-industrial capitalism.



Since the capitalist formation of relations between what is perceived as the 'public sector' and the 'private sector,' traditional nation-states and their governing bodies have played a major role as facilitators of the economic system at-large. This became a necessary supplemental component as localized economies, which were dominated by agrarian/plantation life, gave way to industrialization and subsequent mass migration into urban centers, thus introducing new industrial economies based in the manufacturing/production process. With the advent of wage labor came predictable outcomes of capital accumulation and a perpetually increasing polarization between the owning class and working class. And with this growing inequality came the notions of worker collectivization and unionism which, absent any equalizing measures taken by the State, were the only sources of hope for workers who quickly found themselves, their livelihood, and their family's well-being at the mercy of a rapidly fluctuating and exploitative labor market. Work was often hard to come by and, when it was available, the wages "earned" were barely enough to cover basic necessities like food, clothing and shelter - provisions which had long been commodified to create expanding avenues of profit for the owning class.

The inherent instabilities created by this economic system — a system that exists for the sole purpose of creating or maintaining individual/personal wealth (as opposed to preserving collective/societal wealth) — require components that act solely as stabilizers. Despite its shunning, the existence of society — or "the aggregate of people living together in a more or less ordered community" — not only remains, but actually serves as the casing for which this system must rely on, or more aptly, capitalize from within. And because of this reliance, the instabilities and contradictions that simultaneously represent natural byproducts and threats become common growths as the result of a counterintuitive and inhumane arrangement, and must be kept in check through a delicate (though not necessarily intricate) balancing act.

In order to "balance" competing interests - in this case the "dominant" and "dominated" classes - the political sphere, a major element of the State apparatus, assumes a vital role. As such, Nicos Poulantzas, building upon earlier theoretical contributions from the likes of Antonio Gramsci, details the dynamic process whereas the state serves as a facilitator to the unstable equilibrium that is produced by the internally antagonistic capitalist system. Ultimately, through this act of facilitating, the state (by deploying its political power) negotiates a perpetual series of "compromises" in the form of economic "sacrifices" which are accepted as a necessity by the dominant classes; and which are precisely aimed at creating a limited equilibrium that ensures a minimal degree of social stability (maintained by the political superstructure) atop the inherently asymmetrical economic base.

Poulantzas explains:

"…political power is thus apparently founded on an unstable equilibrium of compromise. These terms should be understood as follows: 1) Compromise: in the sense that this power corresponds to a hegemonic class domination and can take into account the economic interests of certain dominated classes even where those could be contrary to the short-term economic interests of the dominant classes, without this affecting the configuration of political interests; 2) Equilibrium: in the sense that while these economic 'sacrifices' are real and so provide the ground for an equilibrium, they do not as such challenge the political power which sets precise limits to this equilibrium; and 3) Unstable: in the sense that these limits of the equilibrium are set by the political conjuncture." [1]

Gramsci tells us, "The life of the state is conceived of as a continuous process of formation and superseding of unstable equilibria… between the interests of the fundamental group and those of the subordinate groups - equilibria in which the interests of the dominant group prevail, but only up to a certain point, i.e. stopping short of narrowly corporate interest."[2] In other words, as the capitalist system naturally bends toward a corporate-fascistic state of being through the simultaneous developments of capital accumulation and mass alienation - thus forming structures of domination that extend from the economic base and into the political, social, and cultural realms - there develops a need to stabilize the fragile nature (in the sense that such imbalance is a constant threat to the societal structure at-large) of this system.

The need to maintain this equilibrium exists as long as a wholly functioning society is requisite for capitalist expansion - or, as long as worker-consumers represent viable targets of exploitation. In Political Powers and Social Classes, Poulantzas identifies certain measures that represent embedded concessions on the part of the owning class, carried out by the state apparatus through a systematic process that is relatively fluid and effortless (though, as Poulantzas points out, competing interests exist even within this elite bureaucracy). In recognizing the function of the state and its role atop the capitalist formation of relations, Poulantzas explains, "The notion of the general interest of the 'people', an ideological notion covering an institutional operation of the capitalist state, expresses a real fact: namely that this state, by its very structure, gives to the economic interests of certain dominated classes guarantees which may even be contrary to the short-term economic interests of the dominant classes, but which are compatible with their political interests and their hegemonic domination."[3]

Political systems based on grand "democratic" narratives like "representative democracy" and "republicanism," as well as Rousseau's "social contract," are ideal enablers for this societal arrangement. This is the very reason why liberalism and the modern adaptation of the "liberal politician" play such a crucial role in their opposition to the proto-fascist nature of "conservatism." Their superficially adversarial relationship represents the ultimate stabilizer as its reach is limited to the confines of the political superstructure. And, because it deals primarily with "social issues" (including passive measures of economic redistribution), it is ultimately relegated to directing the aforementioned "compromises" of the dominant class. It does not and can not transform the economic base (the capitalist hierarchy) as these compromises, while representing "real economic sacrifices" that are necessary to provide the ground for equilibrium, "do not as such challenge the political power which sets precise limits to this equilibrium."

"Democratic" systems which involve periodic elections of "representatives" to "public" office accomplish two important tasks in this regard. First, they create a façade of civil empowerment - a form of political compromise which gives the dominated classes the appearance of choice vis-a-vis universal suffrage. Second, they create a political sphere that, while completely fused with the long-term interests of the dominant classes (through its sole purpose as a facilitator), operates as a separate entity existing outside the economic base - a separation that is, as Poulantzas explains, both an exclusive and necessary element to the capitalist system. It reminds us of John Dewey's claim that, "As long as politics is the shadow cast on society by big business, the attenuation of the shadow will not change the substance." In the US, the two-party political system has proven extremely effective in this regard. Aside from differences on social issues like abortion and gay marriage, as well as socioeconomic issues like unemployment insurance and public assistance, both parties ultimately embrace capitalist/corporatist interests in that they both serve as facilitators for the dominant classes: The Republican Party in its role as forerunner, pushing the limits of the capitalist model to the brink of fascism; and the Democratic Party in its role as governor, providing intermittent degrees of slack and pull against this inevitable move towards a "corporate-fascistic state of being."

The distinction made between 'the political' and 'the economic' is important to consider, though these boundaries have seemingly blurred in the age of neoliberalism and the intensification of the merger between "public" and "private." And while Poulantzas insists this separation is inherent and theoretically unbreakable, he (along with Gramsci) may have underestimated the extent to which compromises may be reined in without destabilizing the equilibrium beyond repair. During the neoliberal era, there have been many developments which have pushed this long-standing balance to the verge of "narrow corporatism" and beyond, including factors related to technology and government surviellance, growth in the banking industry, the development of corporate media and intricate propaganda, financialization's role in supplementing monopoly capitalism, and the maturation of the international economic system and all of its mediating components, to name a few; but that discussion is for another place and time.

For the purpose of this analysis, we are focused on national electoral politics and political parties, and the specific role they play in maintaining the status quo - in this case, not only the capitalist hierarchy, but also the stage of monopoly capitalism which has come to fruition over the past few decades. The distinction between base and superstructure allows us to see how the political apparatus, through the actions of political parties, exists solely as a tool for the "power bloc." Furthermore, it allows us to divert from reductionist theories which attempt to highlight a singular cause, and move towards a more nuanced critique of the capitalist state, especially in the "pluralist" form that we see in the US and other "western democracies."

"As far as the terrain of political domination is concerned, this is also occupied not by one single class or class fraction, but by several dominant classes and fractions," explains Poulantzas. "These classes and fractions form a specific alliance on this terrain, the power bloc, generally functioning under the leadership of one of the dominant classes or fractions, the hegemonic class or fraction."[4] In this instance, even with a government that includes separate branches - legislative, executive, and judicial - and represents several interests, as in Robert A. Dahl's "polyarchy," the state still exists and operates on the foundation of a capitalist system that creates its own hierarchy. The members of this "political terrain" are not necessarily synchronized with one another when it comes to geography, special interests, localized interests, and priorities when maintaining the equilibrium, and they don't have to be. Despite these various pieces which make up the power bloc, in its own formation the base forces the political "superstructure" to adjust accordingly. This is why modern practices like "blanket financing" of political campaigns, which consists of corporations or private interests providing monetary support to opposing candidates and political parties in a particular election, have become so prevalent. Politicians, despite what their personal beliefs or aspirations may be, are put into power by the very hierarchy that depends on the economic base. Their positions of power cater to and are reliant on not only the power bloc which put them there, but the maintenance of the very system that allows them to stay there. Therefore, while they may possess some leeway in terms of pushing superficial agendas, their ability to do so is granted by the hierarchy extending from the economic base. Ultimately, in order to maintain its own existence, the political apparatus must protect the base - and is essentially designed (or is ever-evolving) to do so despite its "relative autonomy" which is "inscribed in the very structure of the capitalist state."

According to Poulantzas, by recognizing both the autonomy of the "state machine" as well as the existence of a "power bloc" which mimics society's pluralist form, it will "enable us to establish theoretically, and to examine concretely, the way in which the relative autonomy of the capitalist state develops and functions with respect to the particular economic-corporate interests of this or that fraction of the power bloc, in such a way that the state always guards the general political interests of this bloc - which certainly does not occur merely as a result of the state's and the bureaucracy's own rationalizing will."[5] This understanding includes "firmly grasping the fact than an institution (the state) that is destined to reproduce class divisions cannot really be a monolithic, fissureless bloc, but is itself, by virtue of its very structure (the state is a relation), divided."[6] Poulantzas continues:

The various organs and branches of the state (ministries and government offices, executive and parliament, central administration and local and regional authorities, army, judiciary, etc.) reveal major contradictions among themselves, each of them frequently constituting the seat and the representative - in short, the crystallization - of this or that fraction of the power bloc, this or that specific and competing interest. In this context, the process by whereby the general political interest of the power bloc is established, and whereby the state intervenes to ensure the reproduction of the overall system, may well, at a certain level, appear chaotic and contradictory, as a 'resultant' of these inter-organ and inter-branch contradictions.[7]

This "division," and these "contradictions," were never more evident than with President Dwight Eisenhower's 1961 farewell address and sobering warning against the rising "military industrial complex," which publicly displayed a major fission within the power bloc. According to Poulantzas, this splitting is irrelevant in the capitalist scheme of things because it remains, by design, autonomous from the base; and, therefore, will naturally work itself out to accommodate that base, whether through conscious coordination or through inherent process. In the age of neoliberalism and monopoly capitalism, the state has become highly concentrated out of necessity. In this sense, C. Wright Mills' assessment rings true:

As each of these domains becomes enlarged and centralized, the consequences of its activities become greater, and its traffic with the others increases. The decisions of a handful of corporations bear upon military and political as well as upon economic developments around the world. The decisions of the military establishment rest upon and grievously affect political life as well as the very level of economic activity. The decisions made within the political domain determine economic activities and military programs. There is no longer, on the one hand, an economy, and, on the other hand, a political order containing a military establishment unimportant to politics and to money-making. There is a political economy linked, in a thousand ways, with military institutions and decisions. [8]

This intertwined political economy exists within the superstructure. It's increased centralization, coordination, and synchronization over the past half-century has undoubtedly pushed the US government to the brink of a "corporate-fascistic state of being." In this development, the equilibrium has never been more delicate and fragile. The two-party system, thriving from the pluralist nature of both the electorate and power bloc, has proven efficient in carrying out trivial "concessions" that give "the economic interests of certain dominated classes guarantees which may even be contrary to the short-term economic interests of the dominant classes, but which are compatible with their political interests and their hegemonic domination."[9] The expansion of domestic militarization and the intensification of "austerity measures" have introduced a degree of "corporate-fascistic" torque unseen before from within a mature capitalist state. How far these embedded "compromises may be reined in without destabilizing the equilibrium beyond repair" remains to be seen.



References

[1] Poulantzas, Nicos (Timothy O'Hagan translating). Political Power and Social Classes. Verso, 1975, p. 192.

[2] Gramsci, Antonio. Prison Notebooks, p. 182.

[3] Poulantzas, Political Power and Social Classes, p. 191.

[4] Poulantzas, Nicos. Classes in Contemporary Capitalism (Translated from French version by David Fernbach). Verso, 1978, p. 93.

[5] The Poulantzas Reader: Marxism, Law and the State. Verso Books: London/New York, 2008, p. 284.

[6] Ibid, p. 285.

[7] Ibid, p. 285.

[8] C. Wright Mills. The Power Elite, New Edition. Oxford University Press: 2000, p. 76.

[9] Poulantzas, Political Power and Social Classes, p. 191

Transformation of Fascism in the Twentieth Century: A Comprehensive Theory

By Fazal Rahman

The following paper was presented at the Pacific Northwest Marxist Scholars Conference in Seattle, Washington, on April 11, 1986, under a different title, "Some Aspects of the Developing Dialectic of U. S. Capitalist Democracy and International Imperialism". It is being reproduced here without any changes, except in the title. The paper was type-written and was scanned and transferred to the MS Word with some difficulty. There was an abstract diagrammatic presentation of the theory in the original paper. However, its scanned copy could not be transferred to the word processor. So, that has been excluded.

As predicted theoretically in the paper, enormous further erosions of capitalist democracy and conditions of the working class have taken place in the US and other imperialist centers since its writing and presentation in 1986, which are continuing and are going to get worse. Great changes have also occurred in the world politico-economic situation and balance of forces. Socialism has been betrayed in the former socialist giants, Peoples Republic of China and the USSR, as well as in majority of the other socialist countries. They are now turning into capitalist and imperialist countries, further fueling and exacerbating the inter-capitalist and inter-imperialist rivalries and competition. The former dominant imperialist countries of the US, Japan, and in Europe are now facing powerful and successful competition from the newly emerging capitalist and imperialist (or wannabe imperialist) powers, especially the countries of BRICS (Brazil, Russia, India, China, and South Africa). The 1986 paper had focused on the negative effects of the crumbling of fascist-type dictatorships in the periphery-established and sustained by the center-and their replacement with the democratic types, on the capitalist democracies in the imperialist centers. The great changes in the distribution of world resources, wealth, and balance of power, associated with the emergence of BRICS and other actors on the world stage, will inevitably produce further huge and powerful negative effects on the economies and political superstructures of the rapidly receding imperialist powers that have been dedicated and addicted to dominance and exploitation of the periphery for centuries. The effects, pressures, and forces of these newer changes in the world reality, on the political economies and systems of the imperialist centers, are combining with those of the earlier changes of abolition of fascist-type dictatorships and multiplying and compounding them. These effects, pressures, and forces are objective; but subjectively, in both cases, the imperialist capital and its political representatives in the government, congress, and other institutions are channeling them through the erosion of capitalist democracy and attacks on the rights, living conditions, employment, and wages of the working class and other working people, in attempts to maintain the class inequalities, privileges, and domination. Large parts of the Third World periphery were subjected to fascism of the imperialist center for a long time. Now those externalized forces and pressures are returning to that center itself. The newer changes mentioned above are also greatly adding to those.

The fundamentals of world balance of economic, political, and military forces, as well as the relations of production and classes, have been changing for quite sometime; and, recently, the pace of these changes has greatly accelerated. The super-profits extracted from the super-exploitation of the Third World had made it possible for the ruling capitalist classes in the US and other imperialist countries to bribe the working classes into class collaboration, from which the latter, especially their leaderships and technically skilled sections, had benefited significantly in financial terms, on the expense of the political positions of the working classes as a whole. Due to the changes in the fundamentals, large parts of the working classes in the imperialist countries are now not only being excluded from the benefits of the bribery, but are also being subjected to greatly enhanced exploitation and exclusion, in order to compensate for losses in the international areas. As the leaderships and privileged sections of the working classes continue to reap the benefits of bribery and class collaboration, they continue the same policies, callously and conscienceless ignoring and disregarding the plight of large parts of their classes, numbering tens of millions, and on the expense of the political positions of their classes, relative to the capitalist and imperialist classes. Needless to say that continuation of these policies by the working classes of imperialist countries, at this stage of the evolution of their politico-economic and social systems, has now become a great threat to their own welfare-as well as to that of the overwhelming majority of other people-, domestic and international peace, and capitalist democracy itself. These policies are greatly contributing to the blow-back of fascism from the Third World periphery-where it has been replaced with the democratic types-to the imperialist centers, and its establishment there. As a result of its rapidly weakening international economic position and resources, prolonged and irresolvable economic and all-round crises, and becoming the greatest debtor nation in history, US imperialism's ability to bribe its own working class and the capitalist and feudal leaders and other elites of the Third World countries has greatly diminished. In spite of all these great objective changes, it continues to allocate huge parts of its national budget and GDP to military expenditures, spending more on these than all the rest of the world combined. This policy is also now feeding into the developing domestic fascism. All these multiple international and national interacting factors, forces, and pressures, within the context of a new and changed global reality, are producing powerful macro- and micro-level objective and subjective effects, which are eroding the capitalist democracy and transforming it into the most dangerous masked fascism in history. Sooner or later, the mask itself will be eroded, if the system and society continue to move in the same directions.

An overwhelming part of the working class in the US is unorganized. It is in such a dismal state that only 7.2 percent of it is organized into unions in the private sector (2009 figures) and it does not even have its own working class political party. This situation is very different from 1945, when almost 36 percent of American workers were represented by the unions. Its leadership has been complacent with the capitalist class throughout much of the 20 th Century, as well as currently. During the last part of 19th Century, first two decades of 20th Century, and during the 1930s, large and important parts of the American working class had become politically conscious and revolutionary. They aimed at wrestling political power from the capitalist class, which is the only way for the transformation of the relations of production to bring them into harmony with the level of development of the productive forces and to establish a system of social justice, domestic and international peace, real democracy-the socialist democracy-, and universal well-being for everyone. However, they were brutally repressed and crushed. For example, the Western Federation of Miners (WFM), a militant socialist organization, was crushed between 1903 and 1907, and the Industrial Workers of the World (IWW), a powerful socialist revolutionary working class organization with large membership, was crushed during the second decade of the 20th Century. Twenty percent of the unions of Congress of Industrial Organizations (CIO) were controlled by the Communist Party (CP) after the Second World War. It was forced to purge them in 1949 and 1950 due to repressive legislation, government pressure, and American Federation of Labor (AFL) red baiting. The AFL has a long history of capitulation to the capitalist class and class collaboration. When the radical unions were being destroyed, AFL was being praised and rewarded. After purging all the communists from their unions, the AFL and CIO merged in 1955. The AFL-CIO has since been engaging in only industrial unionism. The radical unionism of WFM, IWW, and CP controlled unions of CIO was destroyed by brutal repression and repressive legislation. All the other radical political parties and organizations suffered the same fate in the long history of repression in this country. The worst repression was unleashed on CP, shortly after its formation in September 1919, and continued unabated, with brief intervals and ever-increasing ferocity, until its influence in the working class and unions was almost completely destroyed by 1950s. After the betrayal of socialism in the USSR, the CP has also betrayed socialism under its current leadership. Among other things, it has been attempting to act as Obama's tail! Before the betrayal, CP, under the leadership of Gus Hall, had intellectually become one of the best and most principled communist parties of the world.

Another important change during that period has been in the nature and operations of the United Nations Organization (UNO), its various agencies, and personnel. They no longer conduct the type of important objective and critical studies that were cited in the article. The UNO has essentially become a tentacle of imperialism and its various agencies and officials have lost their former relative intellectual, political, and ethical independence. They have now submitted to the masters that feed them. This is the age of the worst form of prostitution: the intellectual, spiritual, and politico-economic prostitution, and the UNO, like almost everyone else, has also become a part of the chain reaction, mutating into a different element.


Introduction

Much has been written about the nature and history of fascism between the two world wars. However, there is a great void in theory as well as in the objective documentation of the development of fascism after the Second World War. Moreover, in spite of extensive studies of the earlier period, there continues to be very widespread confusion and misunderstanding about the class nature and state structure of the phenomenon of fascism, due to the dominance of bourgeois deformation of social knowledge and psychology in the capitalist societies. Although Marxist-Leninists developed the most scientific analysis of fascism in the earlier period, and several profound communist thinkers and fighters discovered and revealed its most essential features [e.g. R. Palme Dutt (1), Georgi Dimitrov (2), Palmiro Togaliati (3) etc.], no comparable insightful theoretical advance has been made in the development of knowledge of the forms of fascism and their transformations after the Second World War. Two major reasons for this crippling lack have been:

(1) The entirely inadequate and meager understanding of nature, forms, and evolution of fascist forces and tendencies inherent within the frameworks of bourgeois democracy in the imperialist centers.

(2) The artificial division and restriction of the phenomenon of fascism within the national boundaries of the center and the periphery in the historical and politico-economic analyses. Superficial appearances that have indicated the overwhelming dominance of bourgeois democracy over forms of fascism inherent in the advanced imperialist center, have been generally accepted for their face value. The flow of fascist pressures and tendencies from the center to the periphery has largely gone unnoticed. Such arbitrary and narrow fragmentation of the forms of fascism prevalent in the center from those in numerous areas of the periphery has already done immeasurable damage to the possibility of development of a comprehensive theory and knowledge of fascism as an integrated, interconnected, and continuous whole evolving in the center as well as in the periphery of imperialism simultaneously. In political circles, it is hardly understood at all that the contemporary existence of fascism in large areas of the periphery has been the result of, more than anything else, the evolution, transformation, and externalization of fascist forms and pressures of the imperialist center. Such a gap of understanding has inevitably retarded the discovery of the real and continuing dialectic of bourgeois democracy and fascism and of the passing of one into the other, as well as their mutual conditioning and flow between the center and periphery within the international system of imperialism under contemporary conditions.

In the current international political situation, characterized by intense fascist upsurge in the center as well as sharp polarization of international class forces, it is of utmost importance to grasp the correct structure of the above-mentioned dialectic. This paper is devoted to such an effort.


Evolutionary Dialectic of Fascism: An Outline

The most concise and yet profound and often-quoted definition of the rule of fascism was arrived at during the 13th Plenum of the Executive Committee of the Communist International in 1933 as "the open, terrorist dictatorship of the most reactionary, most chauvinistic, and most imperialist elements of finance capital" (4), which continues to be accepted as the essence of fascism by contemporary Marxist-Leninist circles throughout the world. Due to limitations of space, we cannot go into the details of the historical developments of this definition or of why this is the only scientific understanding of the class essence of fascism as compared to the confusionist and obscurantist theories of the apologists of capitalism. Here the focus is on the dialectical developmental processes of fascism.

There has been both continuity and discontinuity in the various historical types and forms of fascism. These will be briefly dealt with in the following four phases of fascism and its molting.


The First Phase

In the first phase, which started in the earlier part of this century and reached its zenith between the two world wars, the bourgeois democratic form of capitalist class rule was replaced by the fascist form of capitalist class rule in certain parts of the imperialist centers, e.g. Germany and Italy. There were colossal efforts to establish the rule of fascism universally. These efforts were crushed after the unprecedented destruction of human lives and material resources.


The Second Phase

The second phase, which started soon after the Second World War and continues into the present, constituted a major shift in the strategy of fascism as well as in the geographical location of its headquarters. As this phase is central to the theory, and as its various international connections between the imperialist center and the periphery have been effectively obscured for so long, this needs to be elaborated upon in some detail.

The strategy of fascist forces in the imperialist centers after the Second World War changed fundamentally while the basic objectives remained the same, i.e. maximization of profits for the big finance capital, brutal and militarist suppression of the international working class and its unions through fascist-type political superstructures, and economic, political, and military subjugation of the periphery in forms consistent with the new historical conditions. However, in this phase a dichotomy came into existence. While formerly, in the first phase, fascist superstructures were established in some parts of the imperialist centers themselves, in the second phase, the inherent fascist pressures and tendencies of capitalist democracies in the imperialist center were directed towards and channeled into numerous areas of the Third World periphery, while maintaining the bourgeois democratic types of superstructures in the center itself. As a result, numerous fascist-type superstructures sprang up in the periphery during that period. The nature of interactions and mutual conditioning between the imperialist center and periphery in this phase has been the most obscure in modern history. In the diagrammatic representation of this phase, it is shown that, while fascism flowed out of the center into the periphery, bourgeois democracy in the center was reinforced and enhanced by the super-exploitation and imperialist-fascist plunder of the human and natural resources of the periphery and the transfer of the resulting wealth to the center, which made it possible to establish, consolidate, and enhance the bourgeois democratic superstructures in the center. In fact, such a neocolonial process is coextensive with similar mechanisms during the colonial period.

The geographical headquarters of the fascist forces in this period shifted to the U.S. from Germany. It must be pointed out here that fascist tendencies and pressures are inherent in all the imperialist countries and grow out of, as well as against, the bourgeois democratic state apparatus under certain crisis situations. In the U.S., these tendencies and forces were already extremely well-developed and powerful even before the second phase. Fortunately, the inter-imperialist contradictions and rivalries and the uneven developments during the first phase prevented the international simultaneity and coordination of fascist conquest of political power and divided the capitalist world into two opposing camps. In the second phase, the fascist pressures and tendencies inherent within the bourgeois democracy of the imperialist center were externalized onto the numerous areas of the periphery wherever it was possible. The U.S., because of its unparalleled development of an international network of political, economic, and military domination during the post-Second World War period, played the determining central role in the developments of the second phase. As has been scientifically well documented, e.g. in Gromyko's work (5), in the first phase too it was the U.S. monopoly capital that had provided the essential industrial, economic, and military foundations for the establishment of a militarist and fascist Germany in the hope of directing that military power against the U.S.S.R. Although U.S. monopoly capital operates under all forms of political superstructure internationally, the focus of this essay is on its operations under the fascist types. If we examine the foundations of the latter, the following elements stand out clearly as of a determining nature:

(1) The economic, political, and military structures and forces provided by the imperialist center.

(2) The native military apparatus dominated by pro-imperialist elites, many of whom are trained for their roles in the center.

(3) Powerful sections of native big bourgeoisie closely tied to the imperialist metropolitan bourgeoisie.

(4) Big landowners also closely linked to monopoly capital of the center.

The foundations of fascist-type superstructures in the periphery have been permeated through and through with the powerful and vital components of imperialism, primarily of the U.S. Some sociologists and political economists in the periphery, intimately familiar with the situation, are already arriving at the conclusion that the U.S. metropolitan bourgeoisie can in no realistic sense be considered external to the class structure of fascist-type superstructures under discussion, but on the contrary it constitutes the most dominant class among the various native classes there. This, for example, is the conclusion of veteran progressive Pakistani sociologist Hamza Alavi (6) and various others in their analysis of the fascist-type dictatorships in Pakistan. A more or less similar class situation has existed in numerous other countries of the periphery where fascist-type dictatorships came into being during the second phase. U.S. imperialism has been the connecting thread, the international coordinator and manager of all these dictatorships spread all over the Third World periphery.

At this point, it would be desirable to cite some contemporary data on the global economic operations of imperialism, as ultimately it is on this basis that all other forms of relationships develop.

The U.N.Center on Transnational Corporations reported that the parent transnational corporations (TNCs) have 100,000 affiliates in other countries, out of which one-third belong to the parent TNCs in the U.S. and one-fifth to those in the U.K. U.S. and U.K. TNCs account for over 60 percent of all foreign affiliates in the developing countries (7). Of the 10 largest TNCs in the world, 8 are US corporations which account for 76 percent of the group's total sales and 75 percent of its total profits (8). In 1985, the 10 largest U.S. industrial TNCs had sales of more than $522.5 billion (9). A sample of the largest TNCs, in a U.N. study, showed that the ratio of sales by their foreign affiliates to total sales rose from about 30 percent in 1971 to about 35 percent in 1976 and to about 40 percent in 1980, indicating the rapid pace of the transnationalization of monopoly capital (10).

At the Tenth World Trade Union Congress in 1982, it was estimated that, by transfer of profits and other forms of plundering, international monopolies swindle the Third World countries of $200 billion annually (11). Certainly this conservative estimate must have gone up considerably by this time.

For more than a decade now, the main form of the export of capital has been loan capital, which, according to the Organization for Economic Cooperation and Development (OECD) data, made up 90 percent of the financial flow to the periphery in 1980 (12). In 1984, the debt of the periphery to the imperialist banks and corporations of the center reached the astronomical figure of $833 billion, on which $120 billion was extracted as debt service (13).

Transnational corporations from the center control 80 to 90 percent of the main commodities exported by the periphery and 40 percent of the industrial production in the latter (14). Fifteen largest among them, for example, controlled the marketing of 90 percent of the world's pineapples; 80 to 90 percent of the wheat, coffee, corn, cocoa, tea, forest products, cotton, tobacco, jute, copper, tin, bauxite; 90 to 95 percent of the iron ore; 75 percent of the crude petroleum; 60 percent of the sugar; 70 to 75 percent of the rice, bananas, and natural rubber; and 50 to 60 percent of the phosphates during 1980. In most cases, only 3 to 6 TNCs dominate bulk of the above-cited market (15). Although foreign direct investment and ownership is relatively lower in the agricultural economy than in mining, petroleum, and other industries of the periphery, the returns to the producers in the former sector, in terms of the proportion of the final product value, are much lower because of the TNC controls at the processing, transportation, and marketing levels (16). In one pioneering study, the U.N. Conference on Trade and Development (UNCTAD) revealed that, in the case of global banana trade, dominated by 3 large TNC's, 88 percent of the gains went to the TNC's while the producing countries got only 12 percent (17). It is estimated that the price manipulations by TNC's alone cause the Third World to lose between $50 billion and $100 billion annually (18).

The cumulative foreign direct investment (FDI) of TNC's at the end of 1983 was estimated to be around $625 billion, of which TNC's based in the U.S. accounted for over 40 percent. About a quarter of the total FDI was in developing countries (19). During the 1960's and 1970's, U.S. TNC's accounted for more than half of the total flow of FDI, and in 1979 their share was 59 percent of the total (20).

Another U.N. study revealed that between 1956 and 1968 the operations of U.S. TNCs were twice as profitable in the Third World as in the industrially developed countries (21).

The share of income from FDI in the total income of 8 of the top 10 U.S. TNC's varied from 49 to 87 percent in 1979 (22).

In UNCTAD's statistics, it was shown that for every dollar invested in the Third World between 1970 and 1980, TNCs repatriated approximately $2.20 to their home bases (23). U.S. TNCs invested $12,450 million and repatriated $48,847 million during 1970-1979, getting $3.92 return for every dollar invested in the developing countries (24). In 1980, there was a disinvestment of $3,454 million in the Middle East, and profits repatriated to the U.S. amounted to $7,326 million (25), reducing the net flow of FDI by U.S. TNCs to the periphery to $8,996 million and increasing the profits repatriated to the U.S. to $56,173 million between 1970 and 1980, indicating that $6.24 were repatriated as profits to the U.S. for every dollar invested in the Third World. Total income of U.S. TNCs between 1970 and 1980, from the above-mentioned net flow of $8,996 million during the same period, amounted to $78,934 million or a ratio of $8.77 income for every dollar invested in the periphery. During the same period, U.S. TNCs FDI net flow to developed capitalist countries was $35,218 million, profits repatriated to the U.S. from them $63,138 million and income $134,818 million. Hence the ratios of repatriated dollars and total profits to dollars invested in the developed capitalist countries were 1.79:1 and 3.83:1, respectively, between 1970 and 1980, while, as noted above, these ratios were 6.24:1 and 8.77:1 in the case of developing countries. While 46.8 percent of the total profits made in the developed capitalist countries were repatriated to the U.S. and 53.2 percent were reinvested there, from the Third World 71 percent of the profits were remitted to the U.S. and 29 percent reinvested. Moreover, the profit rate on the U.S. cumulative FDI investments in the developed capitalist countries in 1980 was 16.6 percent, while the corresponding profit rate in the developing countries amounted to 24.1 percent. The total profits of U.S. TNCs from FDI in all areas abroad between 1970 and 1980 added up to the colossal sum of $219,472 million. The total net inflow of FDI to these areas in the same period was $44,928 million (26).

UNCTAD estimated that technological contributions by the skilled personnel who emigrated from the Third World to the U.S., Canada, and U.K. between 1960 and 1972 amounted to $51 billion in terms of capital. The total amount of development assistance during the same period to the Third World was $46 billion. Hence, brain drain alone caused a net loss of $5 billion to the Third World in 12 years (27).

Such is the economic framework that has both been the result and the cause of numerous fascist superstructures in the periphery which constitute the overwhelming proportion of the data cited above for the periphery.

The above analysis of the second phase has shown that both bourgeois democracy and international fascism have been the essential attributes of U.S. monopoly capital in the post-Second World War period. The relevance of this relationship can hardly be overstated when applied to the developments and transformations in the present and future periods discussed in connection with the third and fourth phases.


The Third Phase

In the third phase of fascist molting, the initial processes of which started in the mid-1970s and the definitive shapes of which have been established in the 1980s, the imperialistically established fascist superstructures in the periphery are crumbling down rapidly, one after the other, like a house of cards, under the pressures of mass democratic movements. In this phase, the fascist pressures externalized so skillfully for so long onto the periphery are returning home to the imperialist center itself. This should be quite understandable, as once certain amounts of energy and pressures are generated and circulated in different channels of a system, any blockage in one of them would cause corresponding increases in the others to accommodate the total original volume, if a change in the system itself is not made. As indicated in the diagram, the third phase is a transitional phase which involves the present and immediate future periods and in which, as the fascist-type superstructures are breaking down in the periphery and being replaced by the democratic types, in the center the bourgeois democratic apparatus is being eroded, and there is a rapid upsurge of fascist and militarist tendencies on all levels of society, most importantly on the political level.

There are two diametrically opposed types of movement of forces and processes within the center inherent in the third phase:

(1) Mass opposition and resistance to the transformation of bourgeois democracy into fascism in the center. Such an opposition will only succeed if it sets before itself the task of transforming the imperialist system itself. Otherwise it will be absurdly self-contradictory and ineffective. To be effective and successful, it will have to be organized under the leadership of the working class and will involve the revolutionary transformation of the imperialist system into a socialist democracy, eliminating the source of fascism once and for all.

(2) Spontaneous movement of forces and processes, leading to ever-increasing erosion of bourgeois democracy, without the effective and consciously organized massive opposition mass movement in the center.


The Fourth Phase

The two alternative outcomes in the fourth phase would flow out of the two alternative developments of the movements described above and their conflict and outcome.

(1) As a result of the first alternative of the third phase, socialist-oriented democracy is likely to result in the present imperialist center, which will have complementary democratic relationships with the periphery. As shown in the diagram, democracy will flow in both directions if this alternative is materialized.

(2) If the second alternative of the third phase emerges victorious, fascism, in one form or another, is certain to be established in the imperialist center. It will be like the first phase, but with a different geographical nucleus, i.e. the U.S., and on an incomparably higher level of development and force. There will be renewed efforts for the establishment of universal fascism, even under the label of "democracy".


Foundations of Fascism in the U.S

Within the U.S. imperialist center, various objective and subjective processes, described below, that are prerequisites for the upsurge and consolidation of fascism, have accumulated and matured to unprecedented levels. Although some of the same objective processes, in themselves, also constitute the maturity of conditions for transition into socialism, the incredibly regressive and distorted development of the subjective factor counteracts movement in that direction.

(1) The highest degree and the most gigantic concentration of monopoly capital, under the control of relatively few large monopolies, in the world history.

(2) The highest state of militarization of the economy in world history.

(3) The most colossal buildup of material-technical military apparatus, constructed with the aid of the most advanced scientific and technological techniques in the world's history.

(4) Unparalleled increase in the economic and political power of the military-industrial complex headed by the most bestial, reactionary, chauvinistic, imperialistic, and nuclear-weapons-intoxicated sections of monopoly capital.

(5) A triple-layered economic crisis which U.S. imperialism is incapable of resolving within its present framework.

(6) Sharp increase in the well-integrated and aggressive attacks of monopoly capital on the working class and labor unions.

(7) An astounding lack of political unity, low political level of struggle, and predominance of class-collaborationist, opportunist, and pro-imperialist elements and sentiments in the working masses, which have made them extremely vulnerable to the attacks against them. Although a high degree of polarization of class forces is ensuing as a consequence of these brutal attacks, it is not clear whether it will develop rapidly enough and deeply enough to check the further advance of monopoly capital in the direction of fascism.

(8) A general dehumanization, followed by monsterization of human nature, decadence, callousness, spiritual-emotional atrophy, and perversion of the mass psychology and personality structure in the population at large, primarily the result of being under the prolonged rule of the most intensified and sinister forms of capitalism in history, have all created a social environment in which extreme reactionary forces can and have risen to the top levels of political state power with an ease which only appears surprising if one has entertained delusions about social reality in the U.S. To be sure, such objective social reality is denied and covered up by a thin and superficial layer of solipsistic-mechanical forms of linguistic and other social behavior that are culturally produced and reproduced. However, objective facts constantly burst forth and explode the fragile and phony bubble of this secondary layer which, nevertheless, is again automatically inflated. There is an incessant contradiction and tension between the objective social reality on the one hand, and social subjective manipulation, rationalization, and denial of it on the other, producing a sort of social schizophrenic mental apparatus in this society.

Due to the existence of various objective and subjective circumstances, "the most reactionary, most chauvinistic, and most imperialist elements of finance capital" have gained control of the political and state apparatus, albeit in a bourgeois democratic form. Whether they will need to or attempt to resort to the "open terrorist dictatorship" will largely depend upon the scale and strength of the opposition mass movement.


Summation

The staggering successes of national liberation movements in the periphery constitute the major causal factor in the chain of events leading to the all-out offensive of monopoly capital against the working class and the bourgeois democratic rights in its center. This could not be otherwise within the sinister system of imperialism. The main point here is that although the imperialist bourgeoisie has taken short-term measures to make up for the losses and has, in fact, increased its profits in face of the successes of national liberation movements in the periphery, it has no viable and reliable intermediate or long-term solutions to the problems thus being generated and is more and more resorting to naked militarism, irrationality, and rapidly increased levels of measures towards fascism.

At this point, it is possible to formulate the central thesis of this paper, which is that within the present U.S. imperialist politico-economic structure, an increase in the politico-economic independence and democracy in the periphery has a reducing effect on the existing version of bourgeois democracy in the center, and conversely the existence and expansion of fascist-type dictatorships in the periphery tend to maintain and enhance the specific version of bourgeois democracy under discussion in the center. On the other hand, the level and stability of bourgeois democracy in the center is dependent upon the continuation of fascist-type dictatorships, either direct or camouflaged through surrogates, in the periphery

The class nature and contradictions of democracy under capitalism have long been understood and analyzed by communists. Lenin, in his address to the First Congress of the Communist International in 1919, had presented a thorough analysis of the extremely limited and contradictory nature of bourgeois democracy in response to the class collaborationist, opportunist, and confusionist nonsense of the leadership of some European social democratic parties, in which they were attempting to identify bourgeois democracy with democracy in general. He conclusively demonstrated that bourgeois democracy was little more than a legal form of cover for the actual state of affairs characterized by the dictatorship of capitalists. He also pointed out that the "Marxists have always maintained that the more developed, the 'purer' democracy is, the more naked, acute, and merciless the class struggle becomes, and the 'purer' the capitalist oppression and bourgeois dictatorship" (28). These were prophetic words, the truth of which was never more self-evident, more applicable, than in the contemporary U.S. The inverse relationship between the progress of bourgeois democratic political super-structural form in the center and of any kind of democracy worth the name in the periphery, as discussed in this essay, is consistent with the Marxist-Leninist understanding of the problem of bourgeois democracy and follows from it under current international conditions. The dialectical logic also requires such an analysis of the interconnected movement, interactions, and mutual conditioning of the basic economic structures and political superstructures of the center and the periphery.

I will not attempt to deduce all the strategic and tactical implications of the analysis of this paper. However, one such implication is of fundamental importance: that under contemporary international conditions, the effective struggle against fascism requires a new strategy in which it is inseparably linked with the fight against the present structure of imperialism and the dependent nature of its bourgeois democracy in the center on fascism in the periphery. This means that the mere struggle to preserve the present form of bourgeois democratic apparatus in the center, within its current imperialist context, would be futile and self-defeating. To be effective, the mass struggle against fascism would have to aim at the radical transformation of the current form of bourgeois democratic apparatus in the center as well as of the structure of international imperialism itself. This would only be possible under the leadership of the working class and its vanguard party. The bourgeoisie itself is completely bankrupt and incapable of providing such leadership at this stage. The theory and practice of united and popular front against fascism, developed during the first phase of fascism, will continue to be the basic guide at the new stage. However, the new features in the new phase of fascism also demand new measures and some modifications in the strategic objectives as well as in the strategy and tactics themselves. The highly contradictory and ambiguous role of progressive sections of the bourgeoisie became clear in their involvement in the popular front during the Spanish people's war against fascism, as well as during other revolutionary struggles throughout the world. Some of them, entrusted with leadership positions, caused immeasurable damage to the revolutionary movements. In the present-day imperialist centers, the bourgeoisie has decayed even further, and although its progressive sections will become part of the united and popular front against fascism, their capacity for leadership is extremely contradictory and limited. Another feature of the contemporary fight against fascism is the struggle against the danger of nuclear war, both problems being the organically linked, dominant forms that modern monopoly capital is passing through in its morbid historical development.

The immense and fundamental importance of the existence of socialist-bloc countries for the development of international events has not been discussed in this writing. However, this has been taken for granted as the foundation on which historical movement in the progressive directions has the possibility to advance at this phase.


Originally published on http://imperialismandthethirdworld.wordpress.com.



Notes

1. Dutt, R. P. Fascism and Social Revolution. International Publishers, New York, 1934. World Politics. 1918-1936. Random House, New York, 1936.

2. Dimitrov, G. The United Front Against Fascism. Speeches delivered at the Seventh Congress of the Communist International, July 25-August 20, 1935. New Century Publishers, New York, 1950.

3. Togliatti, P. Lectures on Fascism. International Publishers, New York, 1976.

4. Dimitrov, op. cit. Seldes, G. Facts and Fascism. In Fact, Inc., New York, 1943.

5. Gromyko, A. The Overseas Expansion of Capital. Progress Publishers, Moscow (English translation), 1985.

6. Alavi, H. "Class and State". Gardezi and J. Rashid (eds.), Pakistan: The Roots of Dictatorship: The Political Economy of a Praetorian State, pp. 40 Zed Press, London, 1983.

7. United Nations. "The Global Foreign Affiliate Network", The CTC Reporter, No.15, p. 8. U.N. Centre on Transnational Corporations (UNCTC), 1983.

8. Fortune. Time, Inc., New York, May 3 and August 23, 1982.

9. Fortune. Time, Inc., New York, April 28, 1986.

10. United Nations. "TNCs in World Development: Third Survey". The CTC Reporter, No. 15, p. 3. UNCTC, 1983.

11. Tenth World Trade Union Congress, Commission No. 4, "Trade Union Strategy Against the Transnational Corporations". Havana, 1982.

12. Castro, F. The World Economic and Social Crisis. Report to the Seventh Summit Conference of Non-Aligned Countries, p. 141. Oficina de Publicaciones de Consejo de Estado, Havana, 1983.

13. OECD. External Debt of Developing Countries in 1984, pp. 20-21. OECD, Paris, 1985.

14. Castro, F., op. cit., pp. 16, 142.

15. Clairemonte, F. F. "Reflections on Power: TNCs in the Global Economy". The CTC Reporter, No. 15, pp. 37-39. UNCTC, 1983.

16. Zorn, S. "TNC-Government Relations in Agriculture". The CTC Reporter, No. 20, pp. 45-47, 50. UNCTC, 1985.

17. Clairemonte, op. cit.

18. Castro, op. cit.

19. United Nations. "Policy Analysis and Research. Foreign Direct Investment and Other Related Flows". The CTC Reporter, No. 19. pp. 6-9 UNCTC, 1985.

20. United Nations. Salient Features and Trends in Foreign Direct Investment. UNCTC, 1983.

21. United Nations. Multinational Corporations in World Development, p. 36. U.N., 1973.

22. Bergsten, C. F., T. Horst, and T. H. Moran. American Multinationals and American Interests, pp. 10-13. Brookings Institution, 1978.

23. U. N. Conference on Trade and Development (UNCTAD). Handbook of International Trade and Development. Supplement. 1981.

24. Whichard, 0. G. "U.S. Direct Investments Abroad in 1979", Survey of Current Business, pp. 24-25. U.S. Department of Commerce,, August 1980.

25. Whichard, 0. C. "U.S. Direct Investments Abroad in 1980", Survey of Current Business, pp. 21, 23, 27, 34. U.S. Department of Commerce, August 1981.

26. Ibid., and Whichard, 1979, op. cit.

27. Castro, op. cit., p. 131.

28. Lenin, V. I. "Theses and Report on Bourgeois Democracy and the Dictatorship of the Proletariat", First Congress of the Communist International, March 2-6, 1919. Selected Works, Vol. 3, pp. 150-163. Progress Publishers, Moscow, 1971.

Will Black Nationalism Reemerge?

By Sean Posey

In the summer of 2008, a tidal wave of liberal and youth activists began to carry presidential candidate Barack Obama on a journey leading inexorably to the White House. Town halls and campaign stops attracted droves of admirers-with Obama taking on a persona more akin to a rock star than to a senator from Illinois. However, during a campaign stop in St. Petersburg, something unexpected happened. Obama was greeted during a question and answer session by protesters carrying a sign emblazoned with the question, "What about the Black Community, Obama?"

After attempting to ask Obama questions, and after getting shouted down by the crowd, Diop Olugbala, one of the protesters, confronted Obama asking, "In the face of the numerous attacks that are made against the African community or the black community by the same US government that you aspire to lead. . . why is it that you have not had the ability to not one time speak to the interests and even speak on the behalf of the oppressed and exploited African community or Black community in this country?"[1]

Obama seemed flustered. This was a rare, pointed question about what his campaign would mean for the black community. The young questioner was a member of the Uhuru Movement, a Pan-African organization representing one of the remnants of Black Nationalism in the United States. The incident was laughed off and Uhuru jokingly dismissed. However, as the Obama administration moves through its last term, it's clear the question posed by Uhuru will not go away, especially as the wider black community faces continued socioeconomic problems. This poses a broader question: Is Black Nationalism relevant in the twenty-first century? And as the crisis facing black America builds, will it reemerge?


Origins/Development of Black Nationalism

The origins of Black Nationalism can't be separated from the experience of slavery. Since Africans were first brought to the colonies, a common racial oppression produced calls for not only a release from slavery, but for repatriation to Africa, or to some other place where a black nation might be formed. This ideology also embraced Pan-Africanism, or the idea that black unity must be a worldwide affair. Men and women alike championed early Black Nationalism: Paul Cuffee helped ferry formers slaves to Nova Scotia and then to Sierra Leone; Robert Alexander Young wrote the 1829 "Ethiopian Manifesto," which spoke to the commonality of blacks in the Diaspora; and Maria W. Stewart became the first woman to espouse nationalist ideas in speeches and writings. All of these activists and thinkers represented early yearnings for black autonomy and nation building.

The compromise of 1850 helped reinforce Black Nationalism. This is the beginning of what William Moses-perhaps the foremost scholar on the subject-calls the "Golden Age of Black Nationalism," which lasted until the imprisonment of Marcus Garvey in 1925.[2] During this period people like Martin Delaney, the "Grandfather of Black Nationalism," made plans to relocate African Americans back to the Africa. Nationalism also took hold among very educated "elites." Whereas Black Nationalism in Garvey's time, and later during the 1960s, came primarily from the working class, some of the most bourgeois and formally educated African Americans in the nineteenth century espoused emigration schemes and black self-sufficiency.[3]

The emergence of Marcus Garvey's United Negro Improvement Association and African Communities League in 1914 marked the beginning of the largest movement of blacks in American history. Garvey drew on Pan-Africanism and wanted ultimately to move African Americans back to Africa, but he also advanced the idea of black economic self-sufficiency as a principal part of the UNIA platform.[4] Garveyism specifically represented two of the three main strands of Black Nationalism: cultural and political nationalism. Garvey's Negro Factories Corporation manufactured black dolls, sponsored black beauty contests, and published high-fashion photos of black women.[5] The Negro Factories Corporation also started black-owned neighborhood businesses to provide services to communities like Harlem.

Garvey's enormous popularity drew the wrath of other black intellectuals-especially W.E.B. Du Bois. However, despite their differences, Du Bois and his rival Booker T. Washington also espoused ideas consistent with Black Nationalism. Washington advocated a "technocratic Black Nationalism" that did not call for political or social integration but instead espoused a "do for self" model of black economic empowerment. [6] Du Bois was much more of a cultural nationalist.[7] Though seemingly mutually opposed to each other, both advocated black pride and support for the growth of black-owned businesses. It was only after the jailing of Garvey-on flimsy charges-and the decline of the UNIA that class issues fractured Black Nationalism. The working class would become the center of future nationalist revivals in the 1930s and 1960s.


Nationalism and Religion

The third main strand of Black Nationalism, religious nationalism, flourished in the years after Garvey's fall. The Moorish Science Temple gathered a strong following in the 1920s and 1930s. The founder of the temple, Noble Drew Ali, blended Black Nationalism with mysticism and Islamic thought, prefiguring the most successful of the religious nationalist groups-the Nation of Islam. The NOI formed in Depression-era Detroit. Shrouded in mysticism itself, the organization grew in the poorest and most deprived slums of the industrial cities of the north. The group's leader, Elijah Muhammad, held up blacks as "the original man," and he called for the creation of an independent black state within the borders of the United States. Despite their ideological and cultural differences, the Nation of Islam, and especially Malcolm X, had a large influence on the Black Power movement of the 1960s.


Black Power

The Black Power movement of the 1960s seemed to come out of nowhere for many Americans, but Black Power descends directly from the long history of Black Nationalism. Stokely Carmichael, who coined the term Black Power, stated, "…Before a group can enter the open society, it must first close its ranks."[8] This harkened back to Garveyism, but it opened up the possibility of eventual integration of some kind. Marxism and class analysis also came to influence the Black Power movement. This proved especially true of the Black Panthers, who eschewed nationalism while also representing many of its major strands.

The success of the civil rights movement during the 1960s had little impact on the economic and cultural issues brewing in America's inner cities. Urban riots were the result of complicated problems the mainstream civil rights movement was unable to address: The NAACP and the Urban League represented an emerging black middle class; street level movements represented a discontented working class. The struggle between the civil rights movement and Black Power moved into the culture as well. "New ways of being black" played a huge role in groups like the Black Panthers, whose emphasis on a "revolutionary culture" were explicitly anti-capitalist. That separated them from both mainstream black organizations and previous Black Nationalist groups. [9] The Black Arts movement and cultural movement slogans such as "Black is Beautiful" also came primarily from Black Nationalist groups. Attempts to build economically self-sufficient black communities, calls for black separatism, and explicit rejections of white culture, continued well into the mid-1970s.


Afrocentrism, "Conscious" Hip Hop, and the "Under Class"

Nationalism faded rapidly after the 1970s. Class fissures and emerging opportunities for some African Americans took the wind out of the movement. It was Afrocentrism, a relic of the cultural nationalist movements of the 1960s that remained vital in the 1980s and 1990s. Scholars of Afrocentrism sought to build an epistemology around African ways of thinking. As political scientist Dean Robinson describes it, these scholars tried "…to denote a new African-centered perspective, one shorn of problematic 'Eurocentric' assumptions, and one fashioned to produce more accurate and sympathetic assessments of African life."[10] Maulana Karenga, whose holiday of Kwanzaa emanated from the cultural nationalist ethos of the sixties, remains the most famous of the Afrocentric scholars. The continued popularity in some circles of Afrocentrism in the 1980s and 1990s partially masked the decline of other forms of nationalism and the structural economic and social inequality affecting African Americans.

The promise of the civil rights movement-especially the promise of economic justice-never filtered down to the ghettos of America's cities. In the 1980s, the emerging musical genre of hip-hop came to reflect many of the ideals of Black Nationalism and Afrocentrism. Hip-hop channeled the frustrations of urban youth who found themselves left out of the economic growth of that decade. In 1980, an effort between Brother D and a group called the Collective spawned what was one of the first "conscious" tracts. The song "How We Gonna Make the Black Nation Rise?" represented the beginning of a sub-genre called "conscious hip-hop", which included many strains of Black Nationalism and Afrocentrism. Adherents of the Five-Percent Nation-an offshoot of the Nation of Islam-were and are well represented in conscious hip-hop. Afrika Bambaataa and the Universal Zulu Nation, Paris, Brand Nubian, and especially Public Enemy, represented core groups that formed a culturally and politically nationalist semi-rebirth that in some ways reflected the Black Arts Movement of the 1960s. With the commercialization of hip-hop in the late eighties and early nineties, Black Nationalism and Afrocentrism went underground. Gangsta rap proved more suited to the rampant individualism that pervaded hip-hop and the larger culture in the latter-1990s.


The Working Class and the New Jim Crow

Initiatives taken in the wake of the civil rights movement increased access to jobs in municipal governments and in the public sector for blacks. This formed the backbone of the new black middle class; however, the ghettos that fostered the Black Nationalism of the late sixties remained far behind. America's deindustrialized urban areas continued to collapse during the 1970s and 1980s. Violent crime, the crack cocaine epidemic, gangs, and the spread of jobless neighborhoods have now devastated several generations of the black working class; and though the cycle has diminished in intensity, it remains a central truth. In the 1990s, historian Michael Katz expounded on the structural reality of poverty and blackness in America: "Because racism directed toward African Americans is so powerful, the contemporary fusion of race and poverty remains the most resilient and vicious in American history." [11]

The reality of ghetto poverty today is as powerful a force as ever, and one of the strongest reinforcing mechanisms for it is the prison system. Sociologist Loic Wacquant sees the modern or "hyper ghetto" as part of a symbiotic relationship with the prison system, or a "kinship," as he calls it. [12] Since the 1970s the American prison system has gone from being about 70 percent white to about 70 percent non-white, with blacks making up forty percent of state and federal prisoners.[13] Michelle Alexander succinctly dubs this system the "New Jim Crow."[14]

Wacquant argues the failure of the urban ghetto to contain African Americans in the late 1960s led to, by way of "Law and Order" campaigns and the War on Drugs, the affinity between the hyper ghetto and the prison system. According to Wacquant, "They (whites) extended enthusiastic support for the 'law-and-order' policies that vowed to firmly repress urban disorders connately perceived as racial threats. Such policies pointed to yet another special institution capable of confining and controlling if not the entire African-American community, at least its most disruptive, disreputable and dangerous members: the prison." Black Nationalist groups were firmly among the groups considered most dangerous to the state in this scenario.


Liberalism and the Failure of the Second Reconstruction

The failure of liberalism and the stalled Second Reconstruction leave African Americans in an increasingly precarious position at the beginning of the twenty-first century. The promise of the historic election-and re-election-of Barack Obama has proved illusory. As Obama moves into his second term, black unemployment is actually worse than when he was sworn in. Almost every socioeconomic measure from education to homeownership shows wide disparities between whites and blacks. White median household wealth is 20 times greater than that held by black households.[15] Almost 30 percent of African Americans live below the poverty line, and 40 percent of black children are in poverty. [16] Urban sociologist Patrick Sharkey calls "the failure to complete the progression towards full civil rights" one of the four main trends keeping neighborhood level inequality in place.[17] Yet, no real programs to address urban poverty and disadvantage have existed since the Model Cities initiative of the 1970s. All this leads to the "inheritance of the ghetto" from one generation to the next.


The Remnants of Nationalism

Surviving the decline of Black Power and Black Nationalism in the 1970s, the Nation of Islam continues to be the principle Black Nationalist organization in the country. After the death of Elijah Muhammad, the Nation came under the leadership of his son, Wallace Muhammad, who sought to integrate the organization. The fallout over Wallace's rule split the group. A dynamic speaker named Louis Farrakhan reformed the Nation-bringing it back into line with Elijah Muhammad's original message. Farrakhan entered the national spotlight in the 1980s, becoming primarily known for his often-controversial comments and his efforts to build black economic power. In 1995, Farrakhan and the NOI organized the largest gathering of African Americans in history at the Million Man March.

The Nation thrives working in the most depressed urban areas in the country. Converting ex-convicts and recruiting prisoners was a part of the organization from the very beginning, with Malcolm X being only the most famous of the prisoners turned Muslims. Providing security for troubled public housing projects and policing dangerous streets endeared Farrakhan's organization to residents in areas all but abandoned, or in conflict with, the police. Last summer, as Chicago's homicide rate soared, the Nation organized community patrols and outreach efforts. The well-respected anti-violence organization CeaseFire claims the Nation is becoming intimately involved in combating street violence in Chicago's toughest neighborhoods. [18]

Economic nationalism is also still a crucial part of Farrakhan's plan today. The Nation owns 1,500 acres of farmland in Georgia and is apparently looking to buy thousands of more acres in the Midwest, possibly also including vacant land in places like Detroit. Farrakhan continues to call for blacks to save money, invest in property, and build communal economics. All this comes at a time when median wealth for black families is about $5,600. [19]

Other Black Nationalist movements are either very small or local, or are fractured and ineffectual. The New Black Panther Party, formed in 1989, has garnered major headlines in recent years for its rhetoric and protests at various racial hot spots in the country-including a much ballyhooed voter intimidation case in 2008 that was seized on by the right. The NBP also hosted a "Black Power Convention" in 2010 that attracted ex-politicians like Cynthia McKinney and a variety of entertainers from Erykah Badu to Andre 3000. In September the party will hold a "Million Youth March" in Harlem to address the needs of black youth, especially in the aftermath of Trayvon Martin murder. The party's chairman Malik Shabazz described the effort by saying, "The whole purpose of these events is to establish a strong Black Power Movement across America and the world specifically for the youth." [20] It's unclear, however, how many social programs the NBP has or what level of support it enjoys in the black community.


Black Women and the Middle Class

The patriarchal trappings of the Black Power movement drew a large degree of criticism from black female intellectuals. However, it must be remembered that women from Amy Jacques Garvey to Angela Davis championed key tenants of Black Nationalism. Despite that fact though, black women face an "intersectionality" of both racial and gender oppression.

There has been reluctance by Black Nationalist movements to deal effectively with sexism, misogyny, and homophobia within their own ranks. Historian E. Francis White calls for an expanded and less constrained vision of blackness, one that could accommodate differences of gender and orientation. Sociologist Patricia Hill Collins writes of a nationalism that adapts itself to feminist sensitivities. Strides made by black feminists and the gay rights movements will make problematic the rise of any nationalist movement that discounts the desirability of these groups.

The question of the class divide is one that goes back to the days of Garvey or even further. Capitalism has integrated, to a certain extent, the black middle class. Black political power blossomed in many cities and states after the civil rights era, and much of the black bourgeoisie enjoyed an upward mobility unknown to them in the era of segregation. In 1999, over half of African Americans could fit comfortably into the middle class. [21] Yet at the same time the black middle class was in a precarious position.

In a recent groundbreaking book, sociologist Mary Pattilo shows the black middle class tends to live in neighborhoods with substantially higher poverty rates than middle class whites. They also tend to be spatially closer to, or often adjacent to, ghetto neighborhoods. [22] When the sub-prime mortgage crisis hit, most of the hard won gains of the middle class were wiped out. Now even the white middle class is under siege, which means even more pain for the black middle class. Marian Wright Edelman, co-founder of the Children's Defense Fund and a veteran of the civil rights movement, recently said of the emergency facing all of black America, "We face the worst crisis since slavery."[23]


Returning to Black Power?

Shortly before he died, Kwame Ture (Stokely Carmichael) said in an interview with C-Span, "Black Power has not been arrived at; we don't have Black Power yet."[24] There is no political will to deal with the catastrophe facing black America. The recent bankruptcy of Detroit, the largest majority black city in the nation, is a potent reminder of that. Indeed, black political power is fading, ironically in the age of the first black president.

Liberal electoral politics by themselves cannot and will not solve these problems, As Dr. Brittney Cooper pointed out after the fiftieth anniversary of the March for Jobs and Freedom: "Black liberal advocacy in this country for more jobs, less poverty, more education, less prisons, more life chances and less gun deaths doesn't have a fighting chance without a visible radical alternative."[25] Where will this all lead?

Austerity, continued stagnation, and the refusal to address urban and suburban poverty, puts black America at a crossroads. It's unclear what impact the disappointing Obama legacy will have for the future of black politics. Still, regardless of whether a Democrat or a Republican occupies the White House in 2017, it's doubtful any agenda addressing black communities will be discussed, much less enacted. In the months and years ahead, it is possible that we will see the rebirth of a new, almost certainly unique and unexpected version of Black Nationalism. If so, it will come at the darkest hour, and if it does-look for it in the whirlwind.


References

[1] Greg Wallace, "What about the Black Community, Obama," ABC News, August 1, 2008, under "Politics," http://abcnews.go.com/blogs/politics/2008/08/protesters-what/ (accessed August 20, 2013).

[2] See Wilson Jeremiah Moses, The Golden Age of Black Nationalism, 1850-1925 (North Haven: Archon Books, 1978)

[3] Ibid., 100.

[4] Tony Martin, Race First: the Ideological and Organizational Struggles of Marcus Garvey and the Universal Negro Improvement Association (Westport: Greendwood Press, 1976), 33.

[5] Ibid., 13.

[6] Golden Age, 28.

[7] Theodore Draper, The Rediscovery of Black Nationalism (New York: Viking Press, 1971), 49.

[8] Roderick Bush, We Are Not What We Seem: Black Nationalism and Class Struggle in the American Century (New York: NYU Press, 2000), 10.

[9] Joshua Bloom and Waldo E. Martin Jr., Black Against Empire: The History and Politics of the Black Panther Party (Berkeley: University of California Press, 2013), 270.

[10] Dean E. Robinson, Black Nationalism in American Politics and Thought (Cambridge: Cambridge University Press, 2001), 129.

[11] Michael Katz, "Underclass as Metaphor" in The Underclass Debate: Views from History, edited by Michael Katz, 11. (Princeton: Princeton University Press, 1991.)

[12] Loic Wacquant, "From Slavery to Mass Incarceration," New Left Review 13 (January/February 2002) http://newleftreview.org/II/13/loic-wacquant-from-slavery-to-mass-incarceration (accessed August 21, 2013).

[13] Ibid.,

[14] See Michelle Alexander, The New Jim Crow: Mass Incarceration in the Age of Colorblindness (New York: The New Press, 2010)

[15] Rakesh Kochar, Richard Fry, and Paul Taylor, Wealth Gaps Rise to Record Highs Between Whites, Blacks, Hispanics (Center for American Progress, 2011) http://www.pewsocialtrends.org/2011/07/26/wealth-gaps-rise-to-record-highs-between-whites-blacks-hispanics/ (accessed August 20, 2013).

[16] George E. Condon Jr., "Has Obama Done Enough for Black Americans?" nationaljournal.com, May 30, 2013, http://www.nationaljournal.com/magazine/has-obama-done-enough-for-black-americans-20130404 (Accessed August 20, 2013).

[17] Patrick Sharkey, Stuck in Place: Urban Neighborhoods and the End of Progress Towards Racial Equality (Chicago: University of Chicago Press, 2013), 21.

[18] Sophia Tareen, "Farrakhan Focuses on Economics in Chicago Speech," Associated Press, February 24, 2013. http://bigstory.ap.org/article/farrakhan-focuses-economics-chicago-speech (accessed August 29, 2013).

[19] Thomas Shapiro, Tatjna Meschede, and Sam Osoro, The Roots of the Widening Racial Wealth Gap: Explaining the Black-White Economic Divide (Institute on Assets and Social Policy, 2013).

[20] PR Newswire, "Million Youth March 15th Anniversary, Yahoo Finance, September 6, 2013 http://finance.yahoo.com/news/million-youth-march-15th-anniversary-152400694.html (accessed September 1, 2013)

[21] Steven Gray, "Can the Black Middle Class Survive," Salon.com, September 3, 2012 http://www.salon.com/2012/09/03/can_the_black_middle_class_survive/ (accessed August 30, 2013)

[22] See Mary Pattillo-McCoy, Black Picket Fences: Privilege and Peril Among the Black Middle Class (Chicago: University of Chicago Press, 1999)

[23] ibid.,

[24] C-Span, "The Life and Career of Kwame Ture," April 15, 1998.

[25] Brittney Cooper, "Marches Won't Cut it Anymore: Why This Week's Feels Like a Funeral," Salon.com, August 27, 2013 http://www.salon.com/2013/08/27/marches_wont_cut_it_anymore_why_last_weekend_felt_like_a_funeral/

The Breakdown of The Rule of Law: America's Descent Into Authoritarianism

By Devon Bowers

From early in one's life, an American is taught the law and American institutions of justice are great equalizers within our society, ensuring that everyone is treated the same, no matter one's class, race, or ethnicity. Yet, what has been happening quite recently, especially within the past decade or so, is that we have been seeing an increasing breakdown in the rule of law and the use of the justice system to enforce injustices.

President Obama rode in on a high horse in the 2008 presidential elections, specifically on his slogan of hope and change. He rightly criticized the Bush administration on a number of issues, from the economy to the wars abroad, as well as the use of drones.[1] Yet, Obama subsequently went and not only increased the use of drones, but used them to kill Anwar Al-Awlaki, a member of Al Qaeda who was still legally an American citizen at the time of his death.[2] However, the story gets even more shocking as not only does such as act create a legal precedent where the President can kill any US citizen that he deems a terrorist[3], but the Obama administration's attorney general argued that such assassinations of American citizens on US soil "would be legal and justified in an extraordinary circumstance.'"[4] Some would argue that Attorney General Eric Holder cleared the entire domestic drone debacle when he sent a letter to Senator Rand Paul which read:

It has come to my attention that you have now asked an additional question: "Does the President have the authority to use a weaponized drone to kill an American not engaged in combat on American soil?" The answer to that question is no.[5]

However, the problem with that answer is the vagueness of the phrase "engaged in combat." While it may seem obvious to someone what that phrase means, it becomes murky when one sees that the Defense Department has labeled protests as a form of low-level terrorism[6] and that environmental activists are being prosecuted as terrorists.[7] Does this means that protesters and environmental activists are "engaged in combat on American soil" and thus it is OK to attack them with armed drones?

This is deeply problematic as it essentially nullifies the due process clause of the Fifth Amendment and paves the way for future Presidents to potentially label their political opponents as terrorists or an enemy combatant (both have vague definitions), assassinate them with a drone, and hide the evidence under the guise of national security.

The breakdown of the rule of law has been furthered in the economic sphere as the wealthy elites are able to crash the economy and receive no jail time whatsoever, even though crimes were committed.[8] These economic elites are so powerful that even "the Department of Justice fears bringing criminal charges against them because of the possible repercussions such proceedings would have on the greater economy."[9] The fact that these corporate fatcats can crash the economy without fear of prosecution is only a testament to their political and economic clout. They have established institutions that are so firmly entrenched within the American economy that even the Department of Justice fears the effects of bringing them to court.

These corporations have cheated the government out of what they owe by using tax havens or shell companies, as was the case with Apple.[10] This corporate tax evasion does not only send money overseas, but these corporations can tap that money at will by "simply by taking out loans and using foreign cash as collateral."[11] Activity such as this reveals our two-tiered justice system where individuals get prison time for tax evasion, while bankers run free.[12]

A final- and perhaps the most disturbing of all of these examples- in the breakdown of the rule of law in America is that those who reveal injustices are harshly punished. Bradley Manning revealed information of US war crimes and was demonized as a traitor even though he had a legal duty to tell of these war crimes as "in the US Army Subject Schedule No. 27-1 is 'the obligation to report all violations of the law of war.'"[13] Manning was treated with such harshness that the UN Torture Chief classified Manning's treatment as being in "violation of his right to physical and psychological integrity as well as of his presumption of innocence."[14] More recently, Edward Snowden released information that the US has been spying on its citizens and he has been deemed a traitor even though

Treason is the only crime specified in the Constitution, and here is what our founding document says about it, from Article Three, Section Three:

Treason against the United States, shall consist only in levying War against them, or in adhering to their Enemies, giving them Aid and Comfort.

The Supreme Court has interpreted this to mean that no one can commit treason unless it's with a country against whom our Congress has declared war. This means that neither the Vietnam War nor the Korean War nor the War on Terror can yield treasonous Americans, as none of these wars were declared by Congress. [15] (emphasis added)

The actual law is being ignored in order to demonize and prosecute those who go against the state.

Yet, what does this the breakdown of the rule of law mean for the United States? For one it means that the US is a nation where "There are two sets of laws: one set for the government and the corporations, and another set for you and me,"[16] yet on a deeper level it signals that the US is becoming more and more of an authoritarian state. There are many characteristics of authoritarianism that the US is currently engaged in or has shown since the dawn of the 21st century. They include

  • Constraints on political institutions (Think the political constraints on third parties[17])

  • Constraints on the mass public

  • Ill-defined executive power[18]

The descent of the US to an authoritarian nation signals the destruction of the rule of law. Yet, there is hope. We the people can reverse this situation, but we will have to work outside the system. We are our only hope.



Endnotes

1. Tom Curry, "Obama Continues, Expands Some Bush Terrorism Policies," NBC News, June 6, 2013 (http://nbcpolitics.nbcnews.com/_news/2013/06/06/18804146-obama-continues-extends-some-bush-terrorism-policies?lite)

2. Joshua Keating, "Was Anwar Al-Awlaki Still A US Citizen?" Foreign Policy, September 30, 2011 (http://blog.foreignpolicy.com/posts/2011/09/30/was_anwar_al_awlaki_still_a_us_citizen)f

3. Adam Serwer, "Obama's Dangerous Awlaki Precedent," Mother Jones, September 30, 2011 (http://www.motherjones.com/mojo/2011/09/al-awlakis-innocence-beside-point#13725235717251&action=collapse_widget&id=3279092)

4. Jon Swaine, "Barack Obama 'has authority to use drone strikes to kill Americans on US soil," The Telegraph, March 6, 2013 (http://www.telegraph.co.uk/news/worldnews/barackobama/9913615/Barack-Obama-has-authority-to-use-drone-strikes-to-kill-Americans-on-US-soil.html)

5. Amy Davidson, "Rand Paul Gets A Letter From Eric Holder," The New Yorker, March 7, 2013 (http://www.newyorker.com/online/blogs/closeread/2013/03/rand-paul-gets-a-letter-from-eric-holder.html)

6. American Civil Liberties Union, ACLU Challenges Defense Department Personnel Policy To Regard Lawful Protests as "Low-Level Terrorism," http://www.aclu.org/national-security/aclu-challenges-defense-department-personnel-policy-regard-lawful-protests-%E2%80%9Clow-le, June 10, 2009

7. Kevin Gosztola, Environmental Activist, Prosecuted as If He Was Terrorist, Was Held in Isolation for Political Speech, Firedoglake, http://dissenter.firedoglake.com/2013/04/01/environmental-activist-prosecuted-as-if-he-was-terrorist-was-held-in-isolation-for-political-speech/ (April 1, 2013)

8. All Gov, Why No Prison for Banksters Who Caused Financial Crisis…Yet?, http://www.allgov.com/news/top-stories/why-no-prison-for-banksters-who-caused-financial-crisisyet?news=842515, April 15, 2011

9. Halah Touryalai, "The Real Reason Wall Street Always Escapes Criminal Charges? The Justice Dept Fears The Aftermath," Forbes, June 3, 2013 (http://www.forbes.com/sites/halahtouryalai/2013/03/06/the-real-reason-wall-street-always-escapes-criminal-charges-the-justice-dept-fears-the-aftermath/)

10. Brendan Sasso, "Senate report: Apple using shell companies to dodge taxes," The Hill, May 20, 2013 (http://thehill.com/blogs/hillicon-valley/technology/300791-senate-report-accuses-apple-of-using-shell-companies-to-dodge-taxes)

11. Christopher Matthews, "The Next Big Thing In Corporate-Tax Avoidance," Time, April 3, 2013 (http://business.time.com/2013/04/03/the-next-big-thing-in-corporate-tax-avoidance/)

12. Jamie Satterfield, Ex-lawyer Sentenced to Prison For Tax Evasion," Knoxnews, June 24, 2013 (http://www.knoxnews.com/news/2013/jun/24/ex-lawyer-sentenced-to-prison-for-tax-evasion/)

13. Marjorie Cohn, "Bradley Manning's Legal Duty to Expose War Crimes," Truthout, June 3, 2013 (http://www.truth-out.org/news/item/16731-bradley-mannings-legal-duty-to-expose-war-crimes)

14. Kim Zetter, "UN Torture Chief: Bradley Manning Treatment Was Cruel, Inhuman," Wired, March 12, 2012 (http://www.wired.com/threatlevel/2012/03/manning-treatment-inhuman/)

15. Evan Puschak, "Lawrence O'Donnell: Why Edward Snowden Cannot Be A Traitor,"MSNBC, June 25, 2013 (http://tv.msnbc.com/2013/06/25/why-edward-snowden-cannot-be-a-traitor/)

16. John W. Whitehead, The Age of Neo-Feudalism: A Government of the Rich, by the Rich, and for the Corporations, The Rutherford Institute, https://www.rutherford.org/publications_resources/john_whiteheads_commentary/the_age_of_neo_feudalism_a_government_of_the_rich_by_the_rich_and_for_the_c, January 28, 2013

17. Roy L. Behr, Edward H. Lazarus, Steven J. Rosenstone, Third Parties in America 2nd edition (Princeton, NJ: Princeton University Press, 1984), Chapter Two "Constraints on Third Parties"

18. Gretchen Casper, Fragile Democracies: The Legacies of Authoritarian Rule (Pittsburgh, PA: University of Pittsburgh Press, 1995), pg 40