intervention

Muddled Interventions: Haiti, the UN, and Resolution 2699

By Binoy Kampmark


A country broken by constant foreign interventions, its tyrannical regimes propped up by the back brace of the United States (when it wasn’t intervening to adjust it), marred by appalling natural disasters, tells a sad tale of the crippled Haitian state. Haiti’s political existence is the stuff and stuffing of pornographic violence, the crutch upon which moralists can always point to as the end — doom and despair that needs change. Every conundrum needs its intrusive deliverer, even though that deliverer is bound to make things worse.

Lately, those stale themes have now percolated through the corridors of the United Nations to renewed interest. The staleness is evident in the menu: servings of failed state canapes; vicious, murderous, raping, pillaging gangs as the mains; collapse of civic institutions as the dessert. It’s the sort of menu to rile and aggravate any mission or charity. 

Since the assassination of President Jovenel Moïse in July 2021, the constant theme in reporting from Haiti is that of rampant, freely operating gangs. Sophie Hills, a staff writer for The Christian Science Monitor, offered this description last October:

“Armed gangs have immobilized the capital, Port-au-Prince, shutting down the already troubled economy and creating fear among citizens to even walk the streets.”

October 23rd, 2023, the United Nations special envoy to Haiti, María Isabel Salvador, reported to the Security Council that the situation had continued “to deteriorate as growing gang violence plunge[s] the lives of the people of Haiti into disarray and major crimes are rising sharply to new record highs.” These included killings and sexual violence — the latter marked by instances of rape and mutilation.  

To further complexify the situation, vigilante groups such as the “Bwa Kale” movement have responded with lynchings (395 alleged gang members are said to have perished in that gruesome way between April 24th and September 30th).  

Moïse’s opportunistic replacement, Ariel Henry, has served as acting prime minister, persistently calling for foreign intervention to right the worn vessel he is steering into a sunset oblivion. The last presidential election was in 2016, but Henry has opted not to schedule another, preferring the bureaucratic formula of a High Transition Council (HTC) tasked with eventually achieving that goal. When the announcement establishing the body was made in February, Henry loftily claimed that this was “the beginning of the end of dysfunction in our democratic institutions.” 

That rhetoric has not translated into credible change on the ground. The contempt for the HTC was when gang members posing as cops kidnapped its Secretary General.

In September, Henry addressed the United Nations hoping to add some mettle to the Haitian National Police, urging the Security Council to adopt measures under Chapter VII of the UN Charter to “authorize the deployment of a multinational support mission to underpin the security of Haiti.”

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The measure can be read as a stalling measure to keep Henry and his Haitian Tèt Kale Party (PHTK) ensconced by using an external intervention to shore up a shaky regime. This is certainly the view of the National Haitian-American Elected Officials Network (NHAEON) and the Family Action Network Movement (FANM). In their September letter to President Joe Biden and Secretary of State Antony Blinken, the organizations warned that “[a]ny military intervention supporting Haiti’s corrupt, repressive, unelected regime will likely exacerbate the current political crisis to a catastrophic one.” The move would “further entrench the regime, deepening Haiti’s political crisis while generating significant civilian casualties and migration pressure.” 

In its eternal wisdom, the United Nations Security Council felt that an intervention force consisting of Kenyan police, supplemented by assistance from other states, would be required for this mission. Resolution 2699, establishing a Multinational Security Support Mission led by Kenya, received a vote of 13 in favor, with Russia and China abstaining, citing traditional concerns about Chapter VII’s scope in permitting the use of force. “In previous practices,” remarked Zhang Jun, China’s permanent representative to the United Nations, “there have been precedents of abusing Chapter VII authorization.”

Resolution 2699 would entail a co-deployment with Haitian personnel who have melted before the marauding gangs. Thus, in the words of Mark Twain, history continues to rhyme (the US occupation, 1915–1934 and the UN Stabilization Mission in Haiti [MINUSTAH] from 2004–2017).  

Armed gangs feature as a demonic presence in United Nations deliberations, regularly paired with such opaque terms as “a multidimensional crisis.” It is telling that the cliché reasons for that crisis never focus on how the gang phenomenon took root — not least those mouldering state institutions that have failed to protect the populace. Little wonder then that the Russian representative Vassily Nebenzia felt sending in armed elements was “an extreme measure” that unnecessarily invoked the provisions of Chapter VII of the Charter of the United Nations.

Undeterred by such views, the United States representative Jeffrey Delaurentis noted that the mission would require the “inclusion of dedicated expertise in anti-gang operations, community-oriented policing, and children and women’s protection.” That Washington approved the measure can be put down to endorsing a policy which might discourage — if only in the short term — the arrival of Haitian asylum seekers which have been turned away en masse.  

Despite claiming a different tack from his predecessor in approaching the troubled Caribbean state, President Biden has sought to restrict the influx of Haitian applications using, for instance, Title 42 — a Trump policy put in place to deport individuals who pose a COVID risk, despite any asylum credentials they might have. Within 12 months, the Biden administration expelled more than 20,000 Haitians — or as many as the past three presidents combined.

Resolution 2699 also suffers from another glaring flaw. Kenya’s dominant contribution to the exercise has raised searching questions back home. Opposition politician Ekuru Aukot, himself a lawyer who had aided in drafting Kenya’s revised 2010 constitution, saw no legal basis for the government to authorize the Haitian deployment. In his view, the deployment was unconstitutional, lacking any legal backbone.  

In granting Aukot an interim injunction, this point was considered by the Nairobi High Court worthy of resolution. Judge Enock Mwita was “satisfied that the application and petition raise[d] substantial issues of national importance and public interest and require[d] urgent consideration.” The judge accordingly issued a conservatory order “restraining the respondents from deploying police officers to Haiti or any other country until 24th October 2023.”  

On October 24th, Judge Mwita extended the duration of the interim order until November 9th, when an open session is scheduled for the petition to be argued. “This court became seized of this matter earlier than everyone else and it would not make sense for it to set aside or allow the interim orders to lapse.” The whole operation risks being scuttled even before it sets sail.  


Dr. Binoy Kampmark was a Commonwealth Scholar at Selwyn College, Cambridge. He currently lectures at RMIT University. You can email him at bkampmark@gmail.com.

Afghanistan, Western Imperialism, and the Great Game of Smashing Countries

By John Pilger

Republished from Mint Press News.

As a tsunami of crocodile tears engulfs Western politicians, history is suppressed. More than a generation ago, Afghanistan won its freedom, which the United States, Britain and their “allies” destroyed.

In 1978, a liberation movement led by the People’s Democratic Party of Afghanistan (PDPA) overthrew the dictatorship of Mohammad Dawd, the cousin of King Zahir Shar. It was an immensely popular revolution that took the British and Americans by surprise.

Foreign journalists in Kabul, reported the New York Times, were surprised to find that “nearly every Afghan they interviewed said [they were] delighted with the coup”. The Wall Street Journal  reported that “150,000 persons… marched to honour the new flag… the participants appeared genuinely enthusiastic.”

The Washington Post reported that “Afghan loyalty to the government can scarcely be questioned”. Secular, modernist and, to a considerable degree, socialist, the government declared a programme of visionary reforms that included equal rights for women and minorities. Political prisoners were freed and police files publicly burned.

Under the monarchy, life expectancy was thirty-five; one in three children died in infancy. Ninety per cent of the population was illiterate. The new government introduced free medical care. A mass literacy campaign was launched.

For women, the gains had no precedent; by the late 1980s, half the university students were women, and women made up 40 per cent of Afghanistan’s doctors, 70 per cent of its teachers and 30 per cent of its civil servants.

So radical were the changes that they remain vivid in the memories of those who benefited. Saira Noorani, a female surgeon who fled Afghanistan in 2001, recalled:

Every girl could go to high school and university. We could go where we wanted and wear what we liked… We used to go to cafes and the cinema to see the latest Indian films on a Friday… it all started to go wrong when the mujahedin started winning… these were the people the West supported.

For the United States, the problem with the PDPA government was that it was supported by the Soviet Union. Yet it was never the “puppet” derided in the West, neither was the coup against the monarchy “Soviet-backed”, as the American and British press claimed at the time.

President Jimmy Carter’s Secretary of State, Cyrus Vance, later wrote in his memoirs:

We had no evidence of any Soviet complicity in the coup.

In the same administration was Zbigniew Brzezinski, Carter’s National Security Adviser, a Polish émigré  and fanatical anti-communist and moral extremist whose enduring influence on American presidents expired only with his death in 2017.

On 3 July 1979, unknown to the American people and Congress, Carter authorised a $500 million “covert action” programme to overthrow Afghanistan’s first secular, progressive government. This was code-named by the CIA Operation Cyclone.

The $500 million bought, bribed and armed a group of tribal and religious zealots known as the mujahedin. In his semi-official history, Washington Post reporter Bob Woodward wrote that the CIA spent $70 million on bribes alone. He describes a meeting between a CIA agent known as “Gary” and a warlord called Amniat-Melli:

Gary placed a bundle of cash on the table: $500,000 in one-foot stacks of $100 bills. He believed it would be more impressive than the usual $200,000, the best way to say we’re here, we’re serious, here’s money, we know you need it… Gary would soon ask CIA headquarters for and receive $10 million in cash.

Recruited from all over the Muslim world, America’s secret army was trained in camps in Pakistan run by Pakistani intelligence, the CIA and Britain’s MI6. Others were recruited at an Islamic College in Brooklyn, New York–within sight of the doomed Twin Towers. One of the recruits was a Saudi engineer called Osama bin Laden.

The aim was to spread Islamic fundamentalism in Central Asia and destabilise and eventually destroy the Soviet Union.

In August, 1979, the U.S. Embassy in Kabul reported that “the United States’ larger interests… would be served by the demise of the PDPA government, despite whatever setbacks this might mean for future social and economic reforms in Afghanistan.”

Read again the words above I have italicised. It is not often that such cynical intent is spelt out as clearly. The U.S. was saying that a genuinely progressive Afghan government and the rights of Afghan women could go to hell.

Six months later, the Soviets made their fatal move into Afghanistan in response to the American-created jihadist threat on their doorstep. Armed with CIA-supplied Stinger missiles and celebrated as “freedom fighters” by Margaret Thatcher, the mujahedin eventually drove the Red Army out of Afghanistan.

Calling themselves the Northern Alliance, the mujahedin were dominated by warlords who controlled the heroin trade and terrorised rural women. The Taliban were an ultra-puritanical faction, whose mullahs wore black and punished banditry, rape and murder but banished women from public life.

In the 1980s, I made contact with the Revolutionary Association of the Women of Afghanistan, known as RAWA, which had tried to alert the world to the suffering of Afghan women. During the Taliban time they concealed cameras beneath their burqas to film evidence of atrocities, and did the same to expose the brutality of the Western-backed mujahedin. “Marina” of RAWA told me,

We took the videotape to all the main media groups, but they didn’t want to know….

In 1996, the enlightened PDPA government was overrun. The Prime Minister, Mohammad Najibullah, had gone to the United Nations to appeal to for help. On his return, he was hanged from a street light.

“I confess that [countries] are pieces on a chessboard,” said Lord Curzon in 1898,

upon which is being played out a great game for the domination of the world.

The Viceroy of India was referring in particular to Afghanistan. A century later, Prime Minister Tony Blair used slightly different words.

“This is a moment to seize,” he said following 9/11.

The Kaleidoscope has been shaken. The pieces are in flux. Soon they will settle again. Before they do, let us re-order this world around us.

On Afghanistan, he added this:

We will not walk away [but ensure] some way out of the poverty that is your miserable existence.

Blair echoed his mentor, President George W. Bush, who spoke to the victims of his bombs from the Oval Office:

The oppressed people of Afghanistan will know the generosity of America. As we strike military targets, we will also drop food, medicine and supplies to the starving and suffering…

Almost every word was false. Their declarations of concern were cruel illusions for an imperial savagery “we” in the West rarely recognise as such.

In 2001, Afghanistan was stricken and depended on emergency relief convoys from Pakistan. As the journalist Jonathan Steele reported, the invasion indirectly caused the deaths of some 20,000 people as supplies to drought victims stopped and people fled their homes.

Eighteen months later, I found unexploded American cluster bombs in the rubble of Kabul which were often mistaken for yellow relief packages dropped from the air. They blew the limbs off foraging, hungry children.

In the village of Bibi Maru, I watched a woman called Orifa kneel at the graves of her husband, Gul Ahmed, a carpet weaver, and seven other members of her family, including six children, and two children who were killed next door.

An American F-16 aircraft had come out of a clear blue sky and dropped a Mk82 500-pound bomb on Orifa’s mud, stone and straw house. Orifa was away at the time. When she returned, she gathered the body parts.

Months later, a group of Americans came from Kabul and gave her an envelope with fifteen notes: a total of 15 dollars. “Two dollars for each of my family killed,” she said.

The invasion of Afghanistan was a fraud. In the wake of 9/11, the Taliban sought to distant themselves from Osama bin Laden. They were, in many respects, an American client with which the administration of Bill Clinton had done a series of secret deals to allow the building of a $3 billion natural gas pipeline by a U.S. oil company consortium.

In high secrecy, Taliban leaders had been invited to the U.S. and entertained by the CEO of the Unocal company in his Texas mansion and by the CIA at its headquarters in Virginia. One of the deal-makers was Dick Cheney, later George W. Bush’s Vice-President.

In 2010, I was in Washington and arranged to interview the mastermind of Afghanistan’s modern era of suffering, Zbigniew Brzezinski. I quoted to him his autobiography in which he admitted that his grand scheme for drawing the Soviets into Afghanistan had created “a few stirred up Muslims”.

“Do you have any regrets?” I asked.

Regrets! Regrets! What regrets?

When we watch the current scenes of panic at Kabul airport, and listen to journalists and generals in distant TV studios bewailing the withdrawal of “our protection”, isn’t it time to heed the truth of the past so that all this suffering never happens again?

Bourgeois Education and the Reproduction of Common Sense

By Christian Noakes

Republished from Peace, Land, and Bread.

Despite right-wing conspiracy theories depicting universities as a communist threat to capitalist society, academia serves as a primary institution in the reproduction of the bourgeois common sense on which capitalism relies. Furthermore, it presents its own version of knowledge as not only self-evident but “progressive,” while denouncing any effective attempt to confront capitalism and imperialism.

With a few flips of intellectual gymnastics, it often asserts that Marxism is the “master’s tools.” As such, it presents Marxism as an oppressive force and bourgeois thought as a force of liberation—albeit one in need of periodic reforms. Fundamental to this inversion is the complete misunderstanding—or at least misrepresentation—of both Marx and the larger historical tradition of Marxism.

Marx is typically treated as a class reductionist who never addressed the interrelated issues of racism, colonialism, and slavery. However, all three of these are given significant attention by Marx and were in fact treated as fundemental to the capitalist processes of accumulation, dispossession, and exploitation. One needn’t delve deep into Marx’s writings to begin to see this. In the first pages of the Communist Manifesto, Marx and Engels state:

“The discovery of America, the rounding of the cape, opened up fresh ground for the rising bourgeoisie... The need of a constantly expanding market for its products chases the bourgeoisie over the whole surface of the globe. It must nestle everywhere, settle everywhere, establish connexions everywhere.”[1]

Elsewhere they state:

“The discovery of gold and silver in America, the extirpation, enslavement, and entombment in mines of the aboriginal population, the beginning of the conquest and looting of the East Indies, the turning of Africa into a warren for the commercial hunting of negroes, signalized the rosy dawn of the era of capitalist production. These idyllic proceedings are the chief momenta of primitive accumulation.”[2]

Marx and Engels do not equivocate the role of racial oppression and colonialism which are both a means of capitalist expansion and an outgrowth of it. Not only are these pervasive forms of oppression central to the birth of capitalism, but confronting these twin evils of racism and colonialism are essential to combating capitalism today. This is no doubt what Marx means when he noted that, “labor in the white skin cannot emancipate itself where the black skin is branded.”[3] In other words, capitalist exploitation cannot be eradicated so long as racial oppression remains intact.

To even talk about class within the hallowed walls of the academy is too often assumed to be a “white issue”—a convenient assumption that obscures the material reality of racial oppression. The explicitly anti-racist, anti-colonial, and anti-slavocratic sentiments in the writings of Marx suggest that many who, in good faith, claim Marxism is implicitly “white”—and therefore conserving racial oppression—are drawing such conclusions without doing the readings. Under the influence of bourgeois thought that pervades capitalist educational institutions, “one knows it is absurd without reading it and one doesn't read it because one knows it is absurd, and therefore one glories in one's ignorance of the position.”[4]

This fundemental misunderstanding—premised on hubristic ignorance—goes far beyond Marx and Engels to encompass all of Marxism. The Guyanese guerrilla intellectual Walter Rodney argued that the perennial debate on the relevance of Marxism across time and place is both an outgrowth of the dominant bourgeois ideology and a fundamental misunderstanding of Marxism.[5] Contrary to an understanding of Marxism as a static manual of revolution, Rodney points out that Marxism is a living thing—a methodology and ideology which concerns itself with material relations in the service of the oppressed and exploited classes.

As a methodology or a scientific lens of analysis, Marxism concerns itself with the material conditions of society, the relations of production which exist—in various forms—across time and place. Marx, and the Marxist tradition which has developed from his contributions to the revolutionary struggle, give considerable attention to the particular relations of production under capitalism—a system into which the Global South has long been forced at gun point. Rejecting Marxism as irrelevant to any context outside of 19th Century Europe follows the same logic as if one were to claim that the theory or relativity—and other developments in physics built on such understandings—only applies to the world Einstein inhabited.[6]

To deny the relevance of Marxist methodology is to inadvertanly suggest that relations of production (especially the predominant capitalist relations) do not exist—a bourgeois position that serves to preserve capitalist exploitation and the racial/colonial relations which underpin it. Despite the often good intentions, such assertions are inevitably in line with bourgeois ideology in that they serve to reproduce the common sense of capitalism which both naturalizes and obscures the social relations of capital. Such academic positions also ignore the historical role of Marxism in national liberation struggles throughout the Global South—an historical fact that makes the question of the relevance of Marxism itself irrelevant.

However, the relationship between Western academia and the Global South is not simply a matter of the erasure of national liberation struggles; it is also openly antagonistic in that the former provides the intellectual justification for imperialism under a facade of progress.

For the sake of brevity, we will limit ourselves to recent events in Bolivia.

On 10 November 2019, the Indigenous President Evo Morales was ousted in an apparent coup. Support for this coup—which would quickly reveal itself as deeply anti-Indigenous and reactionary—included a letter signed by several US academics. Signatories included the anthropologist Devin Beaulieu, a vocal opponent of the Movement for Socialism (MAS) party. Beaulieu—like many other academics—framed their opposition to MAS in pro-Indigenous language. Central to this position has been the reduction of Indigeneity to a monolith in opposition to Morales.[7] This has, in a sense, included the construction of the Indio permitido (the authorized Indian). Under a progressive facade, academics like Beaulieu sit comfortably in the imperial core, deciding for themselves which Indigenous voices are legitimate. Not unlike their colonial predecessors, they rely on a deeply imperialist conception of progress as a modern “white man’s burden.”

Other academics are not so blatantly imperialist. For instance Fabricant and Postero correctly point out how treating Indigenous peoples as a monolith is akin to defining Indio permitido and Indio prohibido (the prohibited Indian).[8] Their acknowledgement of heterogenous Indigeneity is markedly different from the treatment seen in the likes of Beaulieu. However, despite this difference they too fall into the dichotomous thinking which frames MAS as both a capitalist movement for the mestizo and an opposition to Indigenous Bolivians. Despite their apparent attempts to provide balanced analysis, they conflate efforts toward self-determination via the utilization of the country’s natural resources and the fostering non-US trade relations as “capitalist” and “neoliberal,” when in reality not utilizing national resources means a continued subjugation of Bolivia to the imperial core—a position these academics ponder from relative comfort. These (not-so-blatant) imperialist academics also refer to concerns of Indigenous groups over national development as a concern of “further colonisation by Andean coca growers.”[9] Where these coca growers are, in fact, Indigenous, this position only succeeds in weaponizing anti-colonial rhetoric against the colonized.

All of the above is emphasized to say that bourgeois academia’s primary social function is to reproduce capitalist common sense and to reinvent capitalist society with ever-new, illusory facades of progress and liberation. As a central institution of the capitalist superstructure, the university as a whole cannot help but be anything else.

As Jose Carlos Mariategui observed:

“Vain is all mental effort to conceive the apolitical school or the neutral school. The school of bourgeois order will continue to be a bourgeois school. The new school will come with the new order.”[10]

This is not to say that individuals or groups cannot exist in opposition in such institutions or that no revolutionaries should attend university. Institutions of higher learning can and should be treated as sites of struggle from which guerilla intellectuals can, in a sense, redistribute the resources and means of knowledge production otherwise kept from the public.

Following in the footsteps of revolutionaries such as Marx and Rodney, Marxists should utilize capitalist institutions to better understand and combat capitalism. However, the bourgeois academy should never be treated as something that can be adequately reformed under capitalism; or, further, that bourgeois academia is the only source of knowledge production under capitalism. Indeed, a true guerrilla intellectual need not be of the academy at all, and, in fact, cannot be a true guerrilla intellectual if they are confined to the bourgeois institutions which serve only to reproduce capitalist common sense in opposition to the true struggles of liberation.

Endnotes

[1] Karl Marx and Friedrich Engels. The Communist Manifesto. In The Marx-Engles Reader (2nd ed.) Robert C. Tucker (ed), 275-276.

[2] Karl Marx. Capital, Vol. 1. (Chicago 1952), P.372.

[3] Karl Marx: On America and the Civil War (New York, 1972) p. 275.

[4] Walter Rodney (1975). “Marxism and African Liberation.” https://www.marxists.org/subject/africa/rodney- walter/works/marxismandafrica.htm.

[5] Ibid.

[6] Jose Carlos Mariategui. “The World Crisis and the Peruvian Proletariat.” in Selected Works of José Carlos Mariátegui.

The Protracted Crisis of Capitalism

By Prabhat Patnaik

Republished from People’s Democracy.

THERE is a commonly-held view that the current crisis in capitalism, which has resulted in a massive output contraction and increase in unemployment, is because of the pandemic; and that once the pandemic gets over, things will go back to “normal”.

This view is entirely erroneous for two reasons. The first which has been often discussed in this column, has to do with the fact that even before the pandemic the world economy was slowing down. In fact ever since the financial crisis of 2008 following the collapse of the housing bubble, the real economy of the world had never fully recovered. Small recoveries were followed quickly by collapses; and the low unemployment rates in the United States that had prompted Donald Trump’s triumphalism, were to a very large extent explicable by the reduced work participation rate after 2008. In fact if we assume the same work participation rate in 2020(just before the pandemic), as had prevailed on the eve of the financial crisis, then the unemployment rate in the U.S. was as high as 8 per cent as compared to the less than 4 per cent mentioned in official figures.

This slowing down in turn has been a result of the operation of neoliberal capitalism which has massively increased the share of economic surplus in output, both within countries and also at the world level, by keeping the vector of real wage-rates unchanged, even as the vector of labour productivities has increased; and this increase in the share of surplus, or this shift from wages to surplus, has lowered the level of aggregate demand for consumption goods, and hence of overall aggregate demand, as workers spend more on consumption out of a unit of income than the surplus earners.

The pandemic has occurred in this context, so that even after it gets over, the world will still be stuck with the crisis of over-production which had already engulfed it well before the pandemic. To get out of this crisis it is necessary to use State expenditure, provided such expenditure is financed by either taxes on capitalists or by a fiscal deficit ; State expenditure financed by taxes on workers will not help, since workers consume the bulk of their incomes anyway, so that State demand only substitutes workers’ demand without adding to aggregate demand.

But neither fiscal deficits nor taxes on capitalists are liked by finance capital, so that State expenditure as an anti-crisis measure is ruled out. This means that, even after the pandemic is over,not only will the crisis continue, but it will do so without any counteracting measures, at least as long as neoliberal capitalism lasts. This crisis therefore marks a dead-end for neoliberal capitalism.

There is however a second reason why even after the pandemic gets over, capitalism will still remain engulfed in a crisis; and this has to do with the fact that even if the demand for consumer goods recovers to the level where it had been before the pandemic, investment goods production will still remain below what it had been, and this very fact will also ensure that even the consumer good output does not get back to the level where it had been before the pandemic. This is what happens when an economy receives a major shock, of the kind that the pandemic represents for the world economy.

An example will make the point clear. Suppose before the pandemic the economy was growing at 2 per cent per annum. Then capitalists, anticipating a 2 per cent rate of growth, would have been adding to their capital stock also at 2 per cent. If the capital stock was 500, output was 100, then investment would have been 10, and consumption would have been 90. Let the share of post-tax profits and post-tax wage-bill in total private post-tax incomes be 50:50; and let all wages and 75 per cent of profits be consumed. If government consumption (assuming a balanced budget for simplicity) happens to be 20, then this 90 of consumption would have been divided as 20 by government, 30 by capitalists and 40 by workers.

Now, suppose, for argument’s sake, that after the pandemic, consumption recovers to 90. All of it can be produced by the existing capital stock requiring no additional investment. Moreover, there is no reason why the capitalists should expect output to grow at 2 per cent next year; so they would not add 10 to capital stock as they had done before the pandemic. Let us assume that they add only 5 to capital stock, and wait to see what happens before deciding to add any further to capital stock.

Two things will happen in such a case. First, in the capital goods sector, output will be only half of what it had been before the pandemic; likewise capacity utilisation in the capital goods sector will be only half of what it had been before the pandemic. Second, even the consumption demand of 90 cannot be sustained. Assuming the same ratios as above, an investment of 5, which must equal private savings, will generate a total consumption demand of only 55 (given by 20 of government+15 of capitalists out of total post-tax profits of 20 + 20 of workers). Total output will be only 60, equalling consumption of 55 and investment of 5.

The 90 of consumption therefore, which we assumed the world economy to reach, for argument’s sake, will not even materialise. The consumption goods sector’s capacity utilisation will be 61 per cent of what it had been before the pandemic (55 divided by 90). This will be higher than the ratio of capacity utilisation in the investment goods sector compared to what it had been before the pandemic (in fact it will now be only 50 per cent of what it had been earlier).

Any severe external shock to the capitalist system has this effect, namely that investment recovers only after a long time; and precisely for that reason even the recovery of consumption, though less delayed than the recovery of investment, also takes a fairly long time.

In other words, even if there had been no crisis of over-production engulfing world capitalism before the pandemic, the sheer external shock represented by the pandemic would have kept the system mired in crisis for quite a long time. The existence of an over-production crisis predating the pandemic only makes matters worse.

This is exactly what had happened in the U.S. in the recovery from the Great Depression of the 1930s. The consumption goods sector had recovered relatively faster than the investment goods sector, as a result of Roosevelt’s New Deal which had enlarged government spending. The recovery of the investment goods sector occurred only when there was an increase in armament expenditure in preparation for the war, which is why it is said that the recovery from the Great Depression was made possible by the war.

But the New Deal had meant larger government spending which is why at least the consumption goods sector had recovered somewhat, even before the war. Globalised finance capital today does not even allow larger government spending within any economy, either by taxing capitalists or by enlarging the fiscal deficit, the only two ways that such spending can increase aggregate demand. Therefore even the depression in the consumption goods sector will last much longer that in the 1930s, so that, altogether, world capitalism will remain sunk in a protracted crisis for a very long time.

In an economy like India where the government obeys the dictates of finance capital quite slavishly, the prospects of recovery are even bleaker. None of the measures adopted by the government to revive the economy addresses the issue of demand, because the government does not understand that the crisis is because of insufficient aggregate demand. In fact, the government measures are such that they will only aggravate the deficiency of aggregate demand, thereby worsening the crisis rather than alleviating it. As the crisis gets aggravated, however, the government will resort even more strongly to repression against the working people, and intensify even further its communal agenda.

Gold and Oil: A Tale of Two Commodities

By Contention News

Enjoy this special edition of Contention News — a new dissident business news publication — with analysis exclusive to Hampton Institute. You can read more and subscribe here

Gold broke $1,930 an ounce this week, its highest level ever. This follows weeks of record inflows to gold-related exchange traded funds (ETFs), and comes alongside silver’s biggest weekly gain in four decades.

Oil also advanced last week, but prices remain depressed -- the fracking industry now faces “extinction.”

Solving the puzzle of how metals can be gaining while the production of the most crucial commodity of our times can “peak without ever making money in the aggregate” unlocks important insights into how our global system works at its core. 

Money and the world of commodities

To repeat: money exists to circulate commodities. [1] Anything can serve as money as long as there is a stable relationship between the value of money at large and the world of commodities it circulates. The best way to do this: pick a representative commodity to serve as money. [2] Metals have low carrying costs and are easily divisible, so most epochs have settled on gold or some other metal for this purpose.

Since 1973, however, the world money system has not relied upon a representative commodity. Instead it has relied upon the United States to use political and military means to keep commodity prices stable. [3] The easiest way to keep prices steady: pin them down. Prices and profits serve as the signal for action: higher commodity prices = higher input costs = squeezed margins. 

Politicians don’t have to worry about the monetary system, they just have to think about corporate earnings. 

Oil prices and economic crisis

This worked for most of the world’s commodities save one: petroleum. The oil crises of the 1970s prompted a multi-year inflation crisis and economic “stagflation.” The United States responded with the Carter Doctrine, which defined the free flow of oil in the Persian Gulf region as a matter of U.S. national interest, justifying persistent military presence in the region and strategic alliances with key oil-producing states to keep prices low.

This system broke down between 2003 and 2008, with oil prices spiking more than $120 a barrel over that period. What caused the spike? The most likely causes:

This price rise reached crisis levels in 2008 immediately prior to the Great Recession. Correlation isn’t causation, but it isn’t out of line to think that rising fuel and other commodity costs might have prompted an uptick in mortgage defaults. The same goes for investors selling off previously iron-clad securities as prices in general grew unstable. 

Fracking provides a crucial response to this kind of crisis. Not profitable under normal conditions, rising prices draw investment into the sector, bringing on new supply, driving prices down again. Companies borrow big to get started and go bust quickly, but executives get their golden parachutes, creditors get their settlements, attorneys make killer fees, and large firms gobble up all the abandoned assets. Only oil workers, royalty owners, and taxpayers lose.

Gold’s moment today 

Now a new crisis from outside the energy sector has destroyed demand and plummeted prices. [5] Central bank “money printing” in response should be inflationary, and thus the rise in gold prices, according to conventional economic wisdom.

Except that conventional wisdom is actually backwards. The money supply does not determine prices, commodity production determines how much money you need. If production goes up or production costs get bid upwards, [6] you need more money. Money gets pulled out of savings, banks increase lending, and the supply and velocity of money goes up.

Simply pouring more money into a depressed market, on the other hand, drives that cash into savings. This oversupplies money markets, driving down interest rates. As real rates — interest minus expected inflation — dip into negative territory, gold’s zero yield becomes a better bet than anything else. That’s how you end up with low oil prices, a collapsing fracking industry, and rising gold values. 

But now U.S. political failure is putting the whole dollar system into question over and on top of this. The result: investment flowing out of the dollar and into the yuan and the Euro. Without a clear alternative to the dollar as “world money,” gold is even more attractive as an asset. If rising demand in countries outside the United States drives up oil costs, price instability could make it even better. 

The puzzle still has pieces that have yet to be placed, but the image is clear: a fragile system is coming to an end, and when it falls who has the gold will rule. 

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Notes

[1] Much of the analysis here is inspired by collective study of The Value of Money by Prabhat Patnaik

[2] Any advances in the productive forces at large will shift the marginal value of all commodities, the money commodity included. Industrialization, for example, allowed the same amount of labor-power to produce a larger quantity of commodities, lowering the marginal value of each. Industrialization did the same for gold production, shifting its relative value to the world of commodities in the same way.

[3] The recent right-wing coup in Bolivia represents an example of this strategy. The United States could not tolerate an independent government controlling a significant supply of lithium. Even if Tesla buys its lithium in Australia, the prospect of an anti-colonial government controlling enough supply to boost prices — especially in alliance with China — not only impacts the automotive industry, it actually poses a risk for the whole monetary system. 

[4] Another way of putting this: the falling rate of profit produced rampant financialization which collided with class struggle against imperialist occupation and Western hegemony to destabilize commodity exchange on a fundamental level. 

[5] The crisis is internal to capitalism, not exogenous, the result of rampant deforestation and imperialist supply chains. See Rob Wallace et al. “COVID-19 and the Circuits of Capital.”

[6] Bid upwards by class struggle — workers fighting for higher wages, peasants demanding fairer prices for their outputs, colonized countries taking charge of their resources, etc.

Reviving the Brazilian and Bolivian Left

By Yanis Iqbal

Left-wing politics has experienced a stratospheric decline in Brazil and Bolivia. In Brazil, the democratically elected president of Worker’s Party (PT) was ousted through a parliamentary coup in 2016. After this, a right-wing extremist named Jair Bolsonaro has assumed the presidency and has mercilessly blemished the healthcare through his bluff and bluster. This has led to more than 200,000 cases, 15,000 deaths and already 2 health ministers have resigned due to Bolsonaro’s adamant insistence on the use of hydroxychloroquine. Similarly, Bolivia has also seen the ouster of Evo Morales in November, 2019 through a rightist-military orchestrated coup which has led to the appointment of Jeanine Anez as the president who is an ardent catholic and racist. Anez has unleashed the “Bolsonarofication of Bolivia” in the Covid-19 crisis which has caused the erosion of the Unified Health System, the banishment of Cuban doctors and the reduction of myriad health and cash transfer programs.

The dramatic deterioration of the left in both the countries is causing an unprecedented damage to the people living in these countries. With the astronomic rise of the right-wing bloc, full-fledged neoliberalism has again dug its fiendish claws in the flesh of Brazil and Bolivia. A catastrophic situation like this necessitates the re-establishment of a new left-wing politics that is capable of waging a counter-war against the overtly barbarous and crudely capitalist right-wing camp. For this to happen, we need to critically analyze the previous structure of leftist governments and highlight its weaknesses and pro-corporate proclivities so that a truly revolutionary architecture can be built.

Throughout their existence as a prominent political-electoral force, the Brazilian and Bolivian left have been characterized by a neo-developmentalist statist agenda. This type of political project is foundationally a reformist program which fundamentally aims to reconcile antagonistic classes through the conquest of the state.

 The discursive construction of non-antagonistic class relations in a reformist leftist politics is regulated through the use of the state. State starts serving as the site of class unity where irreconcilable demands are negotiated and an unstable equilibrium is maintained through the concessions which the bourgeoisie is willing to grant to the working class. These class compromises are made to co-opt the working class into the restricted rationality of neoliberalism. The bourgeoisie not only co-opts the working class but also reformulates their demands through new anti-revolutionary perspectives and creates the intelligible terrain on which economic-political demands are made. Through the assimilation and reformulation of anti-capitalist forces, a polyclassist pact is produced which is presented by the state as a “revolutionary measure”. Therefore, the definitive role of the state in a neo-developmentalist system consists in its ability to cooperate with the capitalists and to set up itself as the mediating agent in the class struggle between the proletariat and the bourgeoisie.  

Due to its status as a moderator of class struggle, the state has to follow the rules of the global market and has to repeatedly constrict the social movements when they cross the thresholds defined by neoliberalism. Along with constriction, the state also enables a market ideology by generating a consumerist culture and encouraging possessive individualism. In this process of constriction and enablement, we need to highlight two important tactics.

(1) The first tactic of neo-developmentalist state refers to its attempts to help in the proliferation of a market-centric ideology through amorphous political lexicon. For example, the Brazilian state under the PT administration was increasingly adopting a class-insensitive political system by lumping together the working class in the category of the “poor”. This was done indiscriminately in the 2010 election campaign of Dilma Rousseff in which she was presented as the “mother of the poor”. Notions like these facilitated the erasure of the class combativeness of the working class by interpellating them as “impotent individuals” who could be rescued by the welfare policies of state. Along with the introduction of the category of the poor, the Brazilian state also added a consumerist tinge to its programme of fragmenting the working class. In a video released by PT in 2013, it was said that “college education, vacations, air travel, a home, a car, meat on the table and shopping are today a right for all”. The depiction of poverty reduction in terms of different possessions surreptitiously inserts a market logic in which economic status is measured in terms of access to specific goods and not on the basis of the ownership of means of production. The Worker’s Party has partly replaced the concept of the poor with the equally amorphous concept of nation and in a statement given by it in 2017, it said that “our experiences and formulations are not the property of the Worker’s Party; they belong to the heritage of the Brazilian people”.  This statement reflects the hesitance of PT to combatively confront the bourgeoisie of Brazil.

(2) The second tactic involves the direct efforts of the neo-developmentalist state to subvert class-based social movements. In this aspect, Bolivia serves as a paradigmatic example. In the December 2005 elections, Evo Morales had secured a majority with 54% of the votes and decided to build a constituent assembly which would encapsulate the popular will of the suppressed and indigenous people. Surprisingly, in September 2006, MAS (Movement Towards Socialism), the party to which Evo Morales belongs, decided that social movements could not send their representatives to the constituent assembly and only political organizations were allowed to do so. This decision was momentous because it came during the time of an aggressive class war in which the capitalists of the Media Luna (Half Moon) of the eastern lowlands, who owned the oil and gas industry, were belligerently trying to weaken the strength of the indigenist-leftist bloc by capturing state power. Therefore, the decision to debar social movements from joining the constituent assembly implicitly indicated the capitalistic tendencies within the Morales government. But this decision soon had to be revoked in April 2009 due to the opposition presented to it by the social movements.

Through the two statist tactics of constriction and active facilitation, the Brazilian and Bolivian states were able to contain the radicality of left-wing politics. By pursuing a regressively reformist policy stance, a newfangled marketized-welfare state was created which embroidered the unvarnished mechanism of capitalism with a left-progressive ideology. For example, Brazil was able to utilize the commodity boom of the 2000s to institute some welfare policies like the Bolsa Familia which benefitted 12 million families. There was also a 50% increase in the minimum wages and higher education was also made accessible. Along with the instauration of these programmes, there was also the concealed and simultaneous reprimarization of economy and the enhancement of a neo-extractive, agro-export economic infrastructure. This was the result of the supposed global market integration of Brazil which increased the economic dependency of Brazil on other countries. Brazil, under PT, also witnessed the construction of new dams such as the Belo Monte dam, Madeira river dams and 4 dams on the Teles Pires River. The increasingly export-oriented, environmentally damaging and extractive economy of Brazil was also obscured by the “democratization drive” in which participatory institutions such as the Participatory Budgeting (PB) was introduced. These democratic platforms actually professionalized the civil society, statified resistance movements and only allowed for “friendly dialogue” rather than serious power sharing.

A similar situation was seen in Bolivia during the question of oil nationalization. During the politically turbulent time in which the question of the nationalization of oil was gaining prominence, Morales had temporarily adopted a centrist position in which he supported Carlos Mesa’s soft-neoliberal decision to raise the level of royalties paid by oil corporations. But the adverse effects of this diluted neoliberal position were clearly shown by the mere 18% percent of vote which MAS garnered in the 2004 Municipal Elections. Morales had to reverse his position due to this electoral setback and in 2006 he announced the nationalization of Bolivia’s oil. This nationalization too was not complete because it did not expropriate these companies but increased the stakes of the state and raised the royalties and taxes. An incomplete Nationalization of oil was not the only measure which contradicted the post-neoliberalism of Bolivia. The presence of Chinese and Japanese mining companies on the salt flats of Altiplano, the increase in foreign direct investment from 278 million dollars in 2006 to 1.18 billion dollars in 2013 also questioned the growing economic independence of Bolivia.  But due to the commodity boom between 2006 and 2014, Morales’s Bolivia was able to increase its revenues and alleviate poverty from 64% of the population in 2002 to 36.3% in 2011. Extreme poverty too was reduced to approximately 17%. This compensated for its capitalistic economic edifice which remained intact despite these progressive measures.

Due to an unstable compromise which the Bolivian and Brazilian governments had to maintain between the bourgeoisie and working class, there emerged certain cracks in the thinly veiled capitalism of both these countries. In 2015, Brazil saw the neoliberal re-adjustment of the economy in which unemployment rose by 38%, extreme poverty increased from 7.9% to 9.2% and there was 4.6% increase in self-employed workers, signifying the informalization of labor. These measures were enacted due to the decline in the windfall from the commodity boom which the Lula administration had utilized by exporting some major commodities to China such as iron ore, raw sugar and soybeans. But now the Dilma government had to mould its economy according to the rules of the global market which was experiencing a contraction. Bolivia too saw the emergence of economic – political fissures in which the Morales government started diluting and de-intensifying its revolutionary proclamations. From 2006 to 2013, the percentage of primary product exports as a share of total exports increased from 89.4% to 96%. This denotes the extractivist economic structure of Bolivia in which soybean production has increasingly assumed a major role. In Santa Cruz, large landowners and soy producers represent only 2% of the farm units but own more than 70% of land. Land ownership concentration is not only restricted to Santa Cruz but is rather the integral part of Bolivian economy in which the soy complex is the most prominent. In the capitalist circuit of soy complex, agro-chemicals and machineries are imported and these are then distributed to the agribusiness oligarchy of Bolivia which exacerbates the economic existence of small soybean producers by making soybean production a capital-intensive process.

Gradually, the fissures of reformist capitalism started widening and these ultimately prepared the fertile ground for the growth of a fascistic right. The right was able to expand its social base by re-articulating the various weaknesses of the weakly socialist governments. In Bolivia, for example, the right highlighted the transition of Evo Morales from a Mallku and a supporter of cabildo abiertos (open councils) to a caudillo or strongman. By portraying Evo Morales and his socio-economic system as authoritarian, the right paved the way for an extra-institutional paradigm of mobilization which used the idiom of leftist mass-based activism to unleash violence. Brazilian right also reaped the growing discontent of the masses and this was most visible when Jair Bolsonaro was touting himself as an anti-system presidential candidate who could change everything. This anti-system position then metamorphosed into an anti-democratic agenda which countered the meek reformism of the neo-developmentalist left with cultural-symbolic combativeness.

The unpropitious circumstances in Brazil and Bolivia are politically incapacitating the left. It seems that the left-wing camp in both these countries is still not adopting a new strategy and wants to rehash its hackneyed program of weak socialism. But it should now acknowledge that its dime-store developmentalism and unimaginative cesspool of socialist state conquest is based upon a fundamental misreading of Marxism. The Bolivian and Brazilian left apprehended the state as a pivotal instrument in the entire power project of leftism and ignored what Karl Marx and Vladimir Lenin had said. In Communist Manifesto, Karl Marx had said that the state is the “committee for managing the common affairs of the whole bourgeoisie”. Similarly, Lenin had said that bourgeoisie state, “whatever their form, in the final analysis are inevitably the dictatorship of the bourgeoisie”. Bolivian and Brazilian leftists made their first fundamental mistake by misunderstanding the state as a universal apparatus which could guarantee the peaceful living of all the people. By universalizing the state and understanding it as an arbitrator above the class relations, the Bolivian and Brazilian left got ensnared in the vortex of bourgeoisie ideology which obviates the emergence of the dictatorship of the proletariat. Dictatorship of the proletariat is of utmost necessity because it involves the exterior dictatorialization of the bourgeoisie and the internal democratization of the organization of living. This internal democratization is diametrically opposed to the democratic drivel of the capitalism which is restricted to formal parliamentarianism and is fearful of genuine mass based activism. Therefore, the Brazilian and Bolivian left has to undauntingly espouse the strategy of the dictatorship of the proletariat which alone can guarantee the complete annihilation of the bourgeoisie cultural-legal state apparatus and its replacement by a new revolutionary state which in unwilling to make invisibilize class struggle.

The second mistake made by the Brazilian and Bolivian state follows from the first one. By not smashing the old state apparatus and refusing to support the dictatorship of the proletariat, the Brazilian and Bolivian state discarded the concept of communism and substituted it with socialism. Dictatorship of the proletariat is only present during the phase of socialism which Lenin defined eloquently as “a period of struggle between dying capitalism and nascent communism”. In this situation of socialism, the socialist state has to establish itself and the dictatorship of the proletariat with the objective of constantly decentralizing its power and always working towards the goal of communism or classless society. But the Bolivian and Brazilian states did not regard socialism as a goal towards communism but as a destination in-itself. Due to the erasure of communism, both the states instituted socialism not as a contradictory and tensional period of continuous class struggle in which the state is present to empower grassroots movement, but as a period of “class collaboration” in which different classes live as unified individuals under the state authority. This entrenchment of class collaboration is quite similar to the idea of the 1936 Soviet constitution in which Stalin had anointed Soviet Union as the “State of the whole people”. Brazilian and Bolivian left can navigate their way through their Stalinist embroilment by reinstating communism as the primary objective and seeing socialism as a period of intense class struggle and devolution of power.

The two remedial measures mentioned above can greatly facilitate the construction of a new revolutionary strategy which is politically potent and economically exhaustive. These stratagems can be crafted only if the reformist left of Bolivia and Brazil admits that there is no alternative to class struggle and produces a cohesive communist campaign which openly opposes the peremptory pronouncements of neoliberalism.

An Anti-Imperialist Analysis of the 2011 Destruction of Libya

By Valerie Reynoso

The origins of the UN concept of "Responsibility to Protect" (RTP) was initially articulated by former Secretary-General Kofi Annan, who presented his annual report to the UN General Assembly in September 1999, urging Member States to collaborate in abiding by Charter principles and engaging in defense of human rights. In his 2000 Millennium Report, he stated "if humanitarian intervention is, indeed, an unacceptable assault on sovereignty, how should we respond to a Rwanda, to a Srebrenica, to a gross and systematic violation of human rights that offend every precept of our common humanity?" A year later, the Canadian government filed a report, "The Responsibility to Protect," through the International Commission on Intervention and State Sovereignty. The RTP concept, which is partially derived from Francis Deng's concept of "State sovereignty as a responsibility," reassures that sovereignty is not only a matter of protection from external forces, but also emphasizes that nations ensure the welfare of their own populations, internally. Hence, as it goes, the prime responsibility for the protection of "the people" lies mainly with the State. In terms of geopolitics, according to the United Nations, "residual responsibility" also rests on the international community of states; and this clause may be "activated when a particular state is clearly either unwilling or unable to fulfill its responsibility to protect or is itself the actual perpetrator of crimes or atrocities." [1]


Clinton and Kosovo

Interestingly, the formation of the RTP concept has anti-imperialist roots, particularly in the crisis in Kosovo at the beginning of the Twenty-First Century. The NATO military intervention in Kosovo, which was accused by many of being a violation of the prohibition of the use of force, as well as the heinous acts committed in the Balkans and Rwanda in the 1990s, resulted in the international community carefully discussing means to implement protections against human-rights violations. Despite NATO being an international organization, its actions in Kosovo were still perceived as violating Kosovar sovereignty and the "well bring" of Kosovar people. [2]

The NATO military intervention in Yugoslavia, which began on March 24th, 1999, lasted seventy-eight days and set a precedent by becoming the first occasion in which NATO decided to militarily intervene in a sovereign country without prior approval from the UN Security Council. The involvement of nineteen countries, led by the US, was spearheaded by the Clinton administration with the stated intention of "preventing a humanitarian disaster" and establishing a framework for Kosovo, which was the southern part of Yugoslavia under the Milosevic government. Despite these intentions, NATO's bombings of the Balkans caused more harm than good as these violations of international law resulted in the destruction of 25,000 homes, 300 miles of roads, and an estimate of 400 railways, etc. At least 5,000 people were killed in the bombings, with 12,500 more having been injured. The area was contaminated with depleted uranium, an internationally-outlawed chemical that is still to this day producing high rates of childhood cancer defects throughout the Balkans. [3] The accusation that NATO and its allies committed human rights violations was later confirmed and thus became a motivating factor in the creation of the RTP declaration, which sought to avoid such unilateral interventions in the future.


Obama, Hillary Clinton, and Libya

In 1969, Colonel Muammar Gaddafi led a military coup against King Idris in Libya. The coup overthrew the King and resulted in the establishment of the Jamahiriya government, which lasted nearly five decades. The results of the coup were far-reaching: it eliminated the Libyan monarchy, formed a new republic, set the foundation for an accelerated approach to Pan-Africanism, and established key alliances with the Soviet Union, Egypt, and Syria.

Under Gaddafi's rule, Libyan living standards consistently increased. Healthcare was universalized and available to all; the average life expectancy rose from 55 years in 1969 to 70 years in 2011; the average literacy rate peaked 91 percent, making it one of the highest literacy rates in Africa. Libya attained the highest Human Development Index score in 2010 within the entire African continent, demonstrating it had a high level of development in the country, as well as a comparatively low rate of malnourishment at 5 percent.

Libya also established one of the lowest poverty rates, which fell below 10 percent, not only Africa, but in the world. Libya was producing approximately 2 million barrels of oil per day under Gaddafi's leadership. Libya was also a champion of internationalism and sent military assistance to several countries and causes, including Ethiopia, Uganda, Grenada, and Nelson Mandela's Umkhonto we Sizwe. As an important gesture in establishing regional brotherhood, Gaddafi formally apologized for Arab enslavement of Africans in 2010, while he was chair of the African Union.

This all changed in 2011, when NATO decided to yet again militarily intervene in a sovereign country, ala Kosovo. Although, this time, the reasons were less clear. Internal uprisings against the Libyan Jamahiriya had commenced in 2011. In the West, these were quickly reported as "democratic revolts" against an "oppressive government with extreme poverty" - propaganda that has been accused of being rooted in orientalism and the financial interests of Western nations. These reports were followed with sensationalist personal attacks against Gaddafi, one of which claimed that he mass-distributed Viagra pills to his soldiers. Western media was flooded with anti-Gaddafi reports and imagery, calls for "assisting" the people of Libya, and cries for military intervention. Intervention ensued under the guise of RTP, a UN notion that encompassed a political dedication and obligation to struggle against and terminate the most severe forms of violence and persecution, as well as to diminish the gap between member states' pre-existing obligations under international humanitarian and human rights law and the realities of marginalized groups on the brink of genocide, war crimes, subject to ethnic cleansing and other human rights violations. This principle has recently been applied in the 2011 conflict in Libya, where this concept was used, with reference to UN-resolution 1973, to accept the usage of military force in which Libyan counterrevolutionary groups sought to overthrow Gaddafi.

Former Secretary of State Hillary Clinton played a key role in helping align Western and Arab powers against the Gaddafi administration. Clinton had formally requested that the Arab states intervene in Libya and on March 12th, 2011. The Arab League, which was composed of 22 nations, satisfied this request by voting to ask for UN approval of a military no-fly zone over Libya. On March 13th, 2011, Clinton attended a meeting in Paris with foreign ministers from the Group of Eight countries, where she spoke with the Interim leader of Libya's Transitional National Council, Mahmoud Jibril, for the first time. She also privately met with diplomats from the Persian Gulf in order to determine how willing Arab powers would be to send warplanes to potentially enforce a no-fly zone. Former US President Obama had a conversation on the phone with Clinton by March 15th, 2011, which resulted in Obama siding with Clinton's advocacy for US intervention in Libya. On March 17th, 2011, UN-resolution 1973 was approved of with 10 votes, no objections and 5 abstentions, permitting the usage of all necessary measures with the exception of an occupation force, to protect Libyan citizens, enforce the arms embargo and a no-fly zone, and to reinforce the sanctions regime. In this resolution, the UN Security Council authorized intervention in Libya with "all necessary means," which is UN code for authorization of military force (Warrick, Joby).


The Imperialist Attack on Libya

On March 19th, 2011, at 5:45pm, exactly three hours before the official foreign intervention of Libya, four French Rafale jet fighters annihilated a column of tanks that were headed towards the city of Benghazi. Former French President Nicolas Sarkozy had wanted to launch a symbolic first strike, which was ideologically supported by Washington and increased French popular support for Sarkozy. Former Italian Prime Minister Silvio Berlusconi and Italian Foreign Minister Franco Frattini played key roles in the provision of air bases as staging grounds for attacks. Numerous Arab states such as Qatar, Jordan, and the UAE also supplied warplanes and pilots to the imperialist project in order to demonstrate Arab support for military action against Libya (Warrick, Joby).

In reference to a NATO airstrike that was aimed at Gaddafi's Bab al-Aziziya compound in Tripoli that killed 3 journalists, Gaddafi said, "I tell the cowardly crusaders (NATO)-I live in a place where you can't get to and kill me, I live in the hearts of millions" (Hadid, Diaa). This NATO-lead intervention retracted Gaddafi's troops from Benghazi and also resulted in the brutal murder of Gaddafi, who was killed in cold blood by Western-backed proxies. According to some of the proxies present during his murder, his final words to his murderers were, "What did I do to you?" (Beaumont, Peter). Likewise, these Western-backed rebels were unable to sell oil nor tap into Gaddafi's overseas bank accounts and by July 2011, were lacking funds for weapons, food, and other supplies. Clinton succeeded in persuading former President Obama to grant full diplomatic recognition to the rebels, which allowed these Western proxies access to billions of dollars from Gaddafi's frozen accounts. Clinton also managed to convince 30 other Western and Arab governments to make the same commitment during a meeting on July 15, 2011, in Istanbul. Tripoli officially collapsed in August 2011 (Warrick, Joby).

The usage of UN resolution-1973 and "Responsibility to Protect" in the Libyan conflict of 2011 was imperialist in that it was used to eradicate a government that had actually improved living conditions in Libya. This intervention served Western-capitalist interests as opposed to being for the sake of humanitarianism, which is ironic given the rampant human rights abuses, bombings, destruction, pillaging, violation of Libyan sovereignty, deaths and rapes that occurred during and after the NATO-led intervention of Libya, including the savage assassination of the nation's former leader Gaddafi, which has even concerned human rights officials from Amnesty International and the UN. Imperialist interventions cannot be justified under guise of humanitarianism when this colonial project in itself and in how it is implemented is a violation of all human rights. These UN laws, which were implemented via consideration of Western propaganda fabricated against Gaddafi, had no actual basis of evidence. This is a contradiction, especially when taking into account its origins in the period of the NATO bombing of Kosovo, which the "Responsibility to Protect" was used to condemn.


The Aftermath

According to US government documents leaked by Wikileaks, the French President Nicolas Sarkozy and British Prime Minister David Cameron met with the leaders of the new government of Libya under the National Transitional Council (NTC) in September 2011 in Tripoli. Sarkozy and Cameron allegedly wanted to encourage the NTC leaders to reward French and British early support for the coup against the Gaddafi administration, through contracts that would favor French and British energy companies that aspired to play a key role in the Libyan oil industry. It was also reported that the government of France was executing a program of private and public diplomacy in hopes of persuading the NTC to reserve up to 35% of Libyan oil related industry for French firms, specifically the French energy company TOTAL (WikiLeaks, "FRANCE, UK, ET AL, JOCKEYING IN LIBYA/OIL"). Given all this, it is evident that Western powers had aligned in order to enforce an imperialist order on Libya and capitalize off of its resources via an interim government that satisfies their interests.

In modern-day Libya, Libyans fleeing catastrophe in their home country regularly cross the Libyan border to enter Europe and the Libyan coastguard has taken severe measures in handling this migration crisis. As a result, many of these migrants have been held captive, enslaved and sold for as little as $400 to do arduous work with lethal effects on their bodies and well-being. Survivors of the Libyan slave trade provided detail at the United Nations on their traumatic experiences. The International Organization for Migration (IOM) stated that the slave trade in Libya has become so normalized that traffickings of humans for purchase even happen publicly (Warrick, Joby).

Ultimately, the issues that currently plague Libya cannot be discussed without taking into account the dire impact that NATO, France, the UK, the US, Italy, and other Western-aligned powers had in the 2011 intervention and bloody ousting of Gaddafi. This foreign-backed coup, acted out for the sole purpose of fueling western capitalism, was carried forward on a precedent set in Kosovo many years earlier. Other such coups and interventions have continued under this guise of humanitarianism - UN concepts and regulations that should not be utilized for imperialist measures, especially when said actions ironically violate the international laws and human rights they claim to follow.


Notes

[1] United Nations Office on Genocide Prevention and the Responsibility to Protect, "Responsibility to Protect."

[2] Ibid.

[3] TeleSUR , US, NATO Lie to Justify Genocide and Destruction in Yugoslavia


Bibliography

Beaumont, Peter. Gaddafi's Last Words as He Begged for Mercy: 'What Did I Do to You?' . The Guardian, 22 Oct. 2011.

"FRANCE, UK, ET AL, JOCKEYING IN LIBYA/OIL." Hillary Clinton Email Archive, WikiLeaks.

Hadid, Diaa. Gaddafi Taunt: I'm 'in a Place Where You Can't Get Me'. Associated Press, 14 May 2011.

"Responsibility to Protect." United Nations Office on Genocide Prevention and the Responsibility to Protect , United Nations.

Travail, Jus. Libya: Regime Change Disguised as a People's Revolution. TeleSUR, 22 May 2017.

US, NATO Lie to Justify Genocide and Destruction in Yugoslavia . TeleSUR, 23 Mar. 2016.

Warrick, Joby.

Hillary's War: How Conviction Replaced Skepticism in Libya Intervention

. The Washington Post, 30 Oct. 2011.

"The Ability to Define Phenomena": A Historiography of U.S. Empire in the Middle East

By Derek Ide

In November 1938, during the midst of the Japanese occupation of China, Mao Tse-tsung proclaimed what eventually became a lightning rod for revolutionaries around the world: "Political power grows out of the barrel of a gun."[1] Over three decades later, in June 1971, Huey Newton declared: "power is, first of all, the ability to define phenomena, and secondly the ability to make these phenomena act in a desired manner." [2] Although Newton had earlier drawn significant inspiration from Mao and the Chinese Revolution, these definitions could not be further apart. However, if one accepts that in the last instance coercive force is what determines power relations, but in intermediary periods of struggle power is defining phenomena and having an impact on the direction in which these phenomena move, then perhaps the chasm between the two definitions is not so wide.

This essay intends to explore academic engagement with the role that the United States has played in the Middle East, particularly the Arab world. I have delineated four distinct "camps" in the historiography: euphemism-as-elision, empire-as-celebration, imperial-as-lens, and the anti-imperialist camps. These four conceptual categories are predicated upon two variables: the manner the authors address (or, conversely, refuse to address) U.S. empire and imperialism and who they either explicitly or implicitly target as their audience. I defend the use of the word "camps," with all of its martial connotations, as opposed to other more moderating words like "traditions," because I contend those involved in these questions are not simply individuals who exist purely as part of a larger academic community where power ceases to exist and intellectual exchange is the sole modus operandi. Instead, they are, a la Newton, engaged in decisive battles over how to define phenomena (in this case U.S. empire) and struggle to make that phenomena act in a desired manner (via the audience they are attempting to influence).

As such, what follows is not a purely chronological historiography that traces the development of "U.S. in the Middle East" literature over the decades. Other scholars have completed this task exceptionally well. [3] Nor is it a comprehensive list of the most recent scholarship regarding the region. Rather, this essay explores the various relationships academics have to U.S. empire in the Middle East. Given that imperialism is a global phenomenon, however, it would be impossible to completely ignore the theoretical and historiographical contributions that have been made by scholars of imperialism who study areas outside of the Middle East. The essay will begin by defining imperialism. It will then provide a brief overview of the European forms of imperial knowledge production that the U.S. borrowed from in the aftermath of World War II. Finally, it will analyze the four delineated above.


U.S. Imperialism in the 20th century

A problem that arises in the study of U.S. imperialism in the Middle East is the mistaken assumption that imperialism functions exactly the same in all historical eras. Many academics continue to cling to the European imperialism of the 18th, 19th and 20th centuries, which were necessarily territorial empires. Julie Greene, in her work The Canal Builders: Making America's Empire at the Panama Canal, challenges the notion that the creation of the Panama Canal was "unconnected to imperialism" in order to provoke a "broader rethinking of America's 'new empire' in the aftermath of 1898." [4] She argues that the essence of this project involved the construction of a "global infrastructure" that required state intervention on an international level. This new global infrastructure laid the groundwork for an American empire that eschewed formal territorial control in favor of economic and commercial control, supplemented by regular doses of military intervention.

By laying out the logic of non-territorial empire in this way, academics are catching up to the kinds of analyses articulated by Arab political actors themselves as early as the 1950s and 1960s. For example, the Arab Nationalist Movement, a forerunner to George Habash's Popular Front for the Liberation of Palestine, articulated their opposition to imperialism in the 1950s:

When we say imperialism… we mean direct imperialism such as the one imposed on South Arabia. We mean by it imperialism hiding behind treaties as in the case of Libya and some other Arab countries in the Maghreb. We mean by it masked imperialism embodied in alliances such as the Baghdad Pact and the Eisenhower project. And last but not least, we mean economic imperialism obviously represented in the monopoly exercised by the oil companies over our natural resources. Liberation means to be free from the shackles of foreign exploitation no matter what shape or form it takes. [5]

As the late Samir Amin argued, the "state of permanent war" in the Middle East is a cornerstone of Washington's project of global hegemony. As Amin explains, the "war of 1967, planned in agreement with Washington in 1965, pursued several goals: to start the collapse of the populist nationalist regimes, to break their alliance with the Soviet Union, to force them to reposition itself on the American trail, to open new grounds for Zionist colonization." Permanent war allows the United States to enervate the Arab world and denies the possibility of "a rich and powerful modernized" Arab bloc that could "call in question the guaranteed access of the Western countries to the plundering of its oil resources, necessary for the continuation of waste associated with capitalist accumulation." [6] Although Amin was writing in the aftermath of the invasion of Iraq, the interventions of 2011 onwards, notably in Libya and Syria, are a direction continuation of this policy.[7]

Political scientist Michael Parenti, who has written extensively on U.S. empire, provided a succinct working definition of imperialism in the 1990s: "The process whereby the dominant politico-economic interests of one nation expropriate for their own enrichment the land, labor, raw materials, and markets of another people." [8] As seen from this definition, territorial acquisition is simply one variable of imperialism. The insertion of "dominant politico-economic interests" as a qualifier is important in this definition and complicates the idea of "national interests," which so many writers in the euphemism-as-elision category rely upon.

A significantly more thorough definition of empire comes from Richard Drayton. Although he writes specifically about the historiography of British imperialism, his critiques can be broadened to include the literature addressing U.S. imperialism. Drayton argues that the "cultural turn" represented an "ascent of idealism" that was "remarkably compatible with the neo-liberal moment." [9] The literature became preoccupied with how the colonized were perceived by the colonizers or developed a "focus on subjectivity" and agency, where "how people in Africa, Asia, or Latin America thought about things, displaced examination of practical and material experience. Historians appeared to be more bothered by 'epistemic violence' than the real thing." [10] Drayton makes a clarion call for historians to be clear about the reality of imperialism, arguing that it is "a useful category through which we may make sense of a phenomenon which recurs in world history wherever a power gap allows one society to become predatory towards others." Indeed, Drayton's conception of imperialism is worth quoting in full:

Imperialism, in all its contexts, is a regime through which external entities derive maximum gain from the labour and resources within a territory. A foreign power, with or without formal colonization, although always with local collaborators, secures a protected and privileged sphere for its economic actors. There the relationship of labour to capital is manipulated via the suppression of taxes, wages, social or environmental protections, by forms of coercion which drive labour towards that direction of employment and limit its legal or practical ability to resist the regime, and from which tribute, commodities and profit may be freely expatriated. The social rent paid by capital is minimized, as both the costs of social reproduction (childhood, ill health, aging) are borne from the wages of labour and the costs of infrastructure through which the external actor derives extraordinary benefit - roads, deepwater harbours, airports, electricity networks, local policing and repression - are funded mainly out of taxation of the wages and consumption of the squeezed wages of labour… Violence is a constant and necessary corollary of such an order, needed to install, defend, discipline and replace local collaborators… But Imperialism always comes wearing the mask of community, promising that its form of domination is in the universal interest. To such a claim historians and their colleagues in the social sciences lend active help. [11]

Drayton's definition, emphasizing the material sinews of empire, points the historian to material forces underlying imperialism. This perspective includes both the processes of extraction, as well as its points of vulnerabilities. These functional definitions of imperialism inform the analysis of the historiographical traditions below.


Early knowledge production of the Middle East

Early American knowledge production about the Middle East is largely indebted to the British. Direct inter-imperialist collaboration was a routine occurrence, with American officials studying European colonial administrations to derive lessons about intelligence gathering, counterinsurgency, developing efficient models of colonial life, etc. As Karine Walther has pointed out in the context of the Philippines, "American military officers engaged in 'colonial tourism' in Egypt, India, Java, Borneo, and Malaysia."[12] This reliance upon British knowledge production about former colonial possessions did not disappear immediately at the end of World War II. It would take many years for the U.S. to develop adequate institutions of knowledge about its newly acquired spheres of influence. One indication of how deeply U.S. officials and academics relied upon British knowledge production about the Middle East could be seen in 1945, when the State Department had no alternative but to recommend only that the British be asked to invite position papers from both sides on the Palestine question. [13] Another example can be seen as late as 1951 from an annotated bibliography compiled by the American Council of Learned Societies about the Near East. The bibliography listed a total of fifteen books on the modern history of Egypt, three of which were written directly by British colonial officials. Nearly all of the anthropological works cited were completed by British and French researchers.[14]

American knowledge production about the Middle East during the first part of the twentieth century relied heavily upon American missionaries in the region, such as the American Board of Commissioners for Foreign Missions (ABCFM). The kind of knowledge produced about the region during this period was often racist and Orientalist, but allowed for the framing of "imperial expansion in the rhetoric of humanitarian intervention." [15] These ideas existed within a broader "hierarchy of heathenism" where American missionaries ranked cultures according to their receptiveness to the Christian imperial civilizing mission.[16] A second source came from Orientalist scholars in academic institutions, many of them who studied the ancient world and not the modern Middle East in any meaningful way. During World War I, a group of specialists came together to serve in Woodrow Wilson's think-tank called "The Inquiry." [17] This "team of experts" played a vital role in the Paris Peace Conference, and represented one of the first times that the former territories of the Ottoman Empire registered on the American radar. As such, the Inquiry represented an "early attempt by Washington to develop contemporary expertise on foreign areas."[18] Exemplifying the close missionary-state relationship, ABCFM members like James Barton submitted reports for the Inquiry arguing that "Islam was the central problem of Turkish rule and the spread of Christianity was the ultimate solution."[19] In the interwar period, Osamah Khalil posits that missionary universities like the American University in Cairo (AUC) and the American University in Beirut acted as "sheet anchors" that not only produced knowledge about the region but were also instrumental in acting as a bulwark against communist ideas in the Arab world.[20]

During World War II, the Office of Strategic Services and the Army Specialized Training Program acted as "precursors of university-based area studies programs."[21] In 1947, the British government created the Interdepartmental Commission of Enquiry on Oriental, Slavonic, East European and African Studies in Britain (also known as the Scarbrough commission). As Zachary Lockman notes:

…this body had been appointed by the British government to investigate how that country's teaching and research resources on various regions might be sustained and developed; the commission's report, issued that same year, recommended additional funding for universities to strengthen their capacities in this area… the meeting seems to have contributed to the determination of the [American Council of Learned Societies] and the Rockefeller Foundation to at long last get things moving in Near Eastern studies. [22]

President of the Social Science Research Council and first dean of Harvard's School of Public Administration, E. Pendleton Herring, openly called for a "national symphony" of "governmental, business, and academic elites."[23] The Korean War convinced U.S. policy makers of the dire need for area based studies programs. At the time the University of Michigan declared it was "ready to serve in the National Emergency." [24] This "national symphony" quickly developed into a broader national security state, with one of its integral functions being the production of knowledge about the Middle East. Given the increasingly vital role Arab oil to the U.S. economy, it was unacceptable for imperial planners that U.S. knowledge production about the region was so weak. Around 1950, Zachary Lockman suggests there were no more than half a dozen members of the American Political Science Association with a working knowledge of Arabic, Persian, or Turkish.[25] Harvard's Center for Middle Eastern Studies was established in 1954 with William L. Langer, of OSS and CIA fame, serving as director. That center was created "after consultation with the State Department, the CIA, U.S. Army Intelligence, Standard Oil of New Jersey (later Exxon) and of New York (later Mobil) and Aramco." [26]

The Iraqi coup of 1958, which largely caught U.S. officials off guard, helped convince planners of the need for advanced language training. $61 million was quickly designated for Title VI language programs. [27] For Middle East Studies, the passage of the National Defense Education Act in 1958 was particularly important. Private corporations like the Rockefeller and Ford Foundations provided massive funding for area studies, viewing their interests as part and parcel of U.S. state expansion into other parts of the globe. In 1961 the Carnegie Corporation funded a program, run by Princeton, to train candidates at the Middle East Centre for Arabic Studies (MECAS) in Lebanon. As Lockman explains, the Center was originally established "by the British Foreign Office at that location in 1947 to teach Arabic to its staff" and many "Lebanese often called it the 'spy school' because a substantial number of its graduates were reputed to work for British or other intelligence agencies." [28] Thus, from the outset of the Cold War academic institutions became directly bound to the U.S. state and its imperial apparatus. However, as Melani McAlister notes, for "various bureaucratic and intellectual reasons, however, Middle East studies in the U.S. did not become fully institutionalized until 1967, when the Middle East Studies Association (MESA) was founded." [29] But even MESA, early in its existence, launched an effort to solicit donations from a broad range of corporations, including oil companies and military contractors. [30]


The euphemism-as-elision camp

This category of literature situates U.S. actions in the Middle East within a series of euphemisms in order to elide the question of empire entirely. "Foreign relations," "diplomatic history," "international relations," "counterinsurgency," and "U.S. assistance" are some of the rhetorical devices employed to conceal the nature of U.S. action in the Middle East. Such rhetoric is meant to dissuade scholars from adopting imperialism as either a lens of analysis or challenging it as an actually existing entity. These authors also tend to write with an imperial audience in mind, including diplomats, policy makers, and other academics implicated in imperial policy-making.

At Columbia University's Bureau for Applied Social Research (BASR), responsible for evaluating U.S. propaganda in Western Europe, Latin America, and the Middle East, "euphemism-as-elision" became a kind of official doctrine. In 1950, BASR's Paul Lazarsfeld and Charles Glock explained: "While it is inappropriate to talk about an American empire, it is entirely in place to discuss the large and growing sphere of American influence."[31] One BASR sociologist, Siegfried Kracauer, in his "Appeals to the Near and Middle East," argued that the "Arabs might prove sensitive to Communist intolerance if they get the impression that it is a variant of their own fanaticism."[32] Quintessential Cold War American historians like Walter Laqueur, in his Nationalism and Communism in the Middle East (1956), perpetuated such arguments, drawing direct comparisons between the legacy of Islam and the potential flourishing of communism in the Islamic world: "The exhilarating feeling of mission, of purpose, of being engaged in a collective adventure to accelerate the historically inevitable victory of the true faith over the evil infidels are common to classical Islam and to Communism."[33] Thus, in the 1950s and 1960s knowledge production about the Arab world necessarily travelled through imperial circuits while simultaneously denying U.S. empire as an existing phenomenon.

The trend of knowledge production intended to service empire without acknowledging its existence continued throughout the neoliberal decades (mid-1970s onward). These texts now had enough distance to begin producing knowledge on prior chronological eras. One representative text in this tradition is Phillip Baram's The Department of State in the Middle East, 1919-1945, which argued that the United States strategy in the interwar and World War II era was fourfold: 1) enervate the old European powers 2) do not openly engage with the Zionists 3) isolate the Soviets and 4) "encourage individual Arab states to be free, sovereign, and pro-American." [34] David Painter analyzed U.S. oil policy in the first decade of the Cold War, suggesting that the U.S. state developed a symbiotic relationship with the oil companies where the former combatted Third World nationalism while the latter ran quotidian extraction operations. He concluded by suggesting, despite ARAMCO occasionally presenting diplomatic difficulties for the U.S., that this business-government partnership was the most appropriate set-up for the Middle East in the early Cold War era. [35]

As Douglas Little notes, the "nature of Russia's intentions in the Middle East during the late 1940s and the appropriateness of America's response have sparked much scholarly controversy." [36] Whereas scholars like Bruce Kuniholm argued in 1980 that American military aid and diplomatic bravado fended off the Soviets, other scholars like Melvyn Leffler posited twelve years later that American officials exaggerated the Russian threat during the Truman years. [37] One cannot help but notice the timing of each monograph, with the former at the height of Soviet involvement in Afghanistan and the latter after the Soviet collapse. Scholars like Peter Hahn suggest that while London sought to maintain informal empire in the Middle East, U.S. aspirations were "anticolonial" in nature and meant to contain the Soviets. [38] One prominent scholar, Barry Rubin, suggested U.S. policy towards Iran was "paved with good intentions."[39] The question of U.S. imperialism does not arise at all.

In Egypt, early US contacts with the Nasser government appeared promising, and U.S. scholars have debated what soured relations. Barry Rubin argues it was Nasser's commitment to pan-Arab nationalism, while others blame variously the British, the Soviet Union, or Israel. [40] Something of a consensus had emerged in the 1980s that the Eisenhower administration had overestimated "American economic leverage in Egypt" and underestimated "Nasser's willingness to seek help from the Soviet bloc." [41] Even Douglas Little, who has the widest grasp of the literature discussing the U.S. role in the Middle East, often employs euphemisms that suggest the U.S. was a "stabilizer" in the region. [42] Little further suggests that Kennedy used "personal diplomacy" and American wheat to channel Nasserism into "constructive channels" while encouraging more conservative government to institute reforms. [43]

Little explains that every administration after Lyndon Johnson employed his "three pillars approach" (Israel, Saudi Arabia, Iran) in order to "promote regional stability," "preserve Western access to Mideast oil," and "protect American interests."[44] Likewise, Little posits that the U.S. intervention in Lebanon in 1958 after the July 14 coup in Iraq was representative of "Ike's ability to restore law and order in Beirut without becoming mired down" in religious strife. [45] Utilizing the language of "national interests" and "law and order" in relationship to U.S. empire is a questionable technique that both conceals the nature of imperialism and discourages the basic question: cui bono? As his career progressed, Little inched closer to employing the word "empire," first in his text American Orientalism (2008), when he casually mentions "America's national security empire" once without any explication. [46] Even his use of "orientalism" is subject to many of the critiques that Melani McAlister levels against using orientalism as a framework in the U.S. context. [47] By 2014, however, Little had identified America's "Informal Empire in the Middle East" in an article for America in the World: The Historiography of US Foreign Relations since 1941 .[48] This kind of imperial knowledge production has instrumental value to U.S. imperial power and continues to represent a significant trend in academic fields like diplomatic history.[49]

A particularly pernicious development in recent years has been to appropriate and distort the concept of "agency" to obfuscate imperial reality completely. Perhaps the most infamous example of this kind of charlatanry is Roham Alvandi's Nixon, Kissinger, and the Shah (2014). Alvandi's text seeks to challenge the well-established view, accepted more or less globally, that the Shah of Iran was simply a client state of the United States. Alvandi contends that the "American proxy" model accurately characterizes the US-Iran relationship of the 1950s, but that the early 1970s represented a brief period where the Shah was an "active agent of history who often abetted and manipulated the superpowers in the pursuit" of regional interests. [50] As with all post-modern academic phrases of dubious design and intent, Alvandi easily employs the "agency" brush to paint the Shah of Iran as something other than a client of US empire. The logic rests on tenuous grounds, notably on the fact that no "partner" can so seamlessly be reduced again to a "client" in a span of a few years, with the shifting of a few individuals in government. Furthermore, Alvandi's suggestion that the Shah took some small-scale prerogatives on his own hardly qualifies as a negation of client-state status.[51] While Kissinger and Nixon may have maintained a more personable relationship with the shah, Iran received nothing on either the scale or scope of the secret memorandum signed by the U.S. and Israel in 1975. [52] As such, his grandiose claims about the Shah's partner status are hardly warranted. Undoubtedly 1979 was a major blow to US imperial prerogatives. The shah's illusions aside, the empire lost a client state, not an imperial partner.

Although the various intellectuals and historians surveyed above have distinct specializations, varied and divergent opinions, and often times express serious disagreement both with each other and their predecessors, two consistencies bind them together: 1) they reject the idea of U.S. empire as an actually existing phenomenon and 2) they write with an imperial audience in mind (those capable of having some influence on imperial policy). As such, whether missionaries cementing American ideological hegemony, BASR sociologists employing Orientalist tropes, or historians analyzing policy while simultaneously denying empire, a vast tradition of knowledge production about the Arab world exists and continues to flourish that is directly bound to U.S. imperial power. By employing euphemism-as-elision, these historians both sanitize the past and project a sense of innocuousness onto policy during the present, stripping the U.S. of its imperialist content.


The empire-as-celebration camp

A more recent phenomenon, particularly after 9/11 and the emergence of the "War on Terror," has been the growth of a literature that explicitly celebrates and encourages U.S. empire. One of the defining features of this literature is that it forcefully asserts the reality of imperialism, positing it as the most auspicious path for the future instead of critiquing U.S. empire as a pernicious force. The distinction between this camp and the euphemism-as-elision camp is not just its emphasis on embracing the notion of empire, but also its audience. Whereas academics who deny the existence of empire service it by cleansing the past and appealing to the ostensibly noble or at least pragmatic intentions of policy makers, the "empire-as-celebration" camp maintains two different audiences. First, like their euphemism-as-elision counterparts, they seek to influence policy. Second, they seek to disperse the idea of the benevolence of U.S. empire amongst the U.S. population more generally. Their choice to publish in popular presses is one way they seek to have a wider impact than highly specialized academic monographs with high-price tags would normally allow. Although this camp may end up as a flash-in-the-pan, they have received a wide audience and it does a disservice to exclude them from the historiography of empire in the Middle East.

Three key figures in this emergence of "empire-as-celebration" camp at the turn of the twenty-first century were Max Boot, Robert Kaplan, and Niall Ferguson. Max Boot's Savage Wars of Peace (2002) is a chronologically broad analysis of U.S. economic and military intervention from 1800 to the early 2000s. Borrowing from Kipling, Boot argues that the U.S. has regularly engaged in small "savage wars of peace" intended to "suppress rebellions and guerilla warfare in all parts of the world." [53] These wars are, according to Boot, "imperial wars" that also require "chronicling the political course of American empire."[54] Robert Kaplan's Imperial Grunts (2006) is a much more contemporary account that describes the author's "odyssey through the barracks and outposts of American Empire."[55] Imperialism, according to Kaplan, is "but a form of isolationism, in which the demand for absolute, undefiled security at home leads one to conquer the world, and in the process to become subject to all the world's anxieties."[56] It is a muddy definition, one that hardly means anything or elucidates the actual motor forces of imperialism, but this kind of definition also lends itself to a sort of celebratory cause. Kaplan asserts that this definition of empire implies that those carrying it out are often in "half denial." Unlike the conscript armies of World War II, there now exists a "professional military that, true to other imperial forces throughout history, enjoyed the soldiering life for its own sake." [57] Truer to reality than many of the euphemism-as-elision camp, Kaplan argues that "the very opposition to imperial influence constitutes proof of its existence." [58] Afghanistan and Iraq form two of the core objects of imperial policy for Kaplan.

Niall Ferguson makes what is perhaps the most important intervention in this literature. The Oxford and Hoover Institution research fellow has earned himself a spot on Time's 100 most influential people list. While it is true that his scholarship is rife with errors, particularly with regard to the Middle East,[59] academics that dismiss his work do so at their own peril. Leaving the realm of popular engagement to the most reactionary and overtly imperialist scholars, even when they are objectively wrong about simple facts, entails sacrificing the possibility of engaging with a wider audience outside of the confines of the ivory tower. Ferguson's 2004 work Colossus posits a fourfold thesis: 1) the U.S. has always been empire, functionally if not self-consciously; 2) a self-conscious American imperialism might well be preferable to the available alternatives, but 3) financial, human, and cultural constraints make such self-consciousness highly unlikely, and 4) therefore the American empire will remain a somewhat dysfunctional entity.[60] Ferguson implores an American audience to embrace their imperialist role, and adopt a self-conscious and long-term form of empire building. To deal with the "manpower deficit" required to maintain a massive military presence overseas, particularly in the Middle East, Ferguson puts forward a solution: "If one adds together the illegal immigrants, the jobless and the convicts, there is surely ample raw material for a larger American army." [61] Simply because academics dismiss the empire-as-celebration camp does not render them politically impotent, as Niall Ferguson's advisory role to John "100 Years in Iraq" McCain in 2008 exemplifies.


The "imperial-as-lens" camp

The "imperial-as-lens" camp is also a relatively recent phenomenon, but one that has thus far remained a largely academic exercise. One of the most ardent proponents of this tradition is Paul Kramer, who in 2011 penned an important piece titled "Power and Connection: Imperial history of the United States and the World." In it, he argues forcefully for the "imperial-as-lens" analysis, arguing that older generations of both Marxists and Foucauldian scholars have employed either "structural" or "all-saturating" accounts of power, respectively. [62] This "thinning of empire" to only include its "exceptionally repressive" attributes mistakes a "part for a whole."[63] In its place, Kramer posits the need for:

….a category of analysis, not a kind of entity, something to think with more than think about… A language of the 'imperial' rather than 'empire' can help avoid connotations of unity and coherence-thingness-that tend to adhere to the latter term, and move to the side the mostly unproductive question of whether the United States is or has "an empire"-and if so, what type it is, and whether or not it measures up to the rubrics built to account for other empires. Far more is to be gained by exploring the imperial as a way of seeing than by arguing for or against the existence of a 'U.S. empire.' [64]

Kramer's "imperial-as-lens" framework thus eschews the question of whether or not the U.S. is an empire, rejecting generations of analysis by scholars and revolutionaries alike that have identified it as such.

Kramer's most renowned work, Blood of Government (2006), deals with the question of U.S. imperialism in the Philippines (a subject that hardly benefits from the "unproductive question" of whether the U.S. is an empire, given how blatant the imperial project was). The lack of theoretical rigor can be seen when Kramer describes empire as "exercising sovereignty and power over peoples denied the rights that were increasingly coming to define the modern nation-state: it meant inventing ideologies to calibrate inclusion in these expanding and hierarchical polities." [65] The reader quickly notices that imperialism is a fundamentally non-economic act for Kramer. Instead, empire is primarily a question of race and power. To what ends remains unclear; perhaps a reflex of modernity, perhaps as an end in itself. Nothing appears to actually drive empire in Kramer's narrative, given that he offers no explanatory power for the nature of imperial expansion. At his worst, Kramer makes assertions that mean virtually nothing at all, such as the following: "Along the multiple nodes that linked colonizing and colonized societies, simultaneous glances upward and downward along novel axes of power formed new symbolic economies of hope, terror, and identification." [66] Unintelligible passages such as these raise questions regarding the efficacy of the "imperialism-as-lens" approach.

Examples of the "imperial-as-lens" framework being applied to the Middle East exist, and represent various levels of usefulness. For instance, Karine Walther's Sacred Interests (2015) approvingly cites Kramer's "imperial-as-lens" framework in her introduction. She rather successfully explores how different American actors "justified their impingement on Muslim rulers' sovereignty as part of a broader imperial civilizing mission rather than a crude commercial or strategic grab for territory and power."[67] By noting how missionaries and non-state actors adopted an imperial mindset in their dealings with the Muslim world, she pushes the chronological boundaries of U.S. imperialism backwards and explains how these developments set the ideological stage for future material endeavors. Yet, as others have noted, with the exception of the section on the Moros of the Philippines, "the link between religion and diplomatic/imperialist action could be more fully substantiated." [68] Walther's emphasis on "the imperial" does not help the reader interpret calls for an interventionist foreign policy particularly when the U.S. did not pursue one, as in many of the book's case studies.

Osamah Khalil's America's Dream Palace (2016) is another text that fits within the imperial-as-lens camp. Although Khalil does acknowledge the U.S. as an empire, his primary focus is on the imperial gaze and how U.S. actors of varied stripes understood the Middle East. [69] Khalil contends that U.S. national security interests were a driving force in the emergence of Middle East expertise. A "mutually beneficial relationship" [70] developed between the national security establishment and academia that galvanized Middle East studies programs and area studies more broadly. Eventually, as the national security state relied less on academia, intelligence became privatized as think-tanks supplied state actors with "useful knowledge." Borrowing from Said, Khalil asserts that "Orientalism influenced the analysis, formation, and implementation of American policies" in the Middle East over the past century.[71] In short, the development of Middle East studies was "an articulation of American power, Orientalism and exceptionalism, as well as their limits." [72] One of the problems with Khalil's text is the framework of Orientalism that he employs does not always elucidate how the process of knowledge production informs actual policy. For instance, despite racial and religious tropes inherent in orientalist discourse (particularly vis-à-vis the inferiority of Islam), the reader never gets a sense from Khalil's book that U.S. imperial policy was frequently to support reactionary religious elements to stifle secular leftist politics.

One direction this "imperial-as-lens" analysis has taken more recently is to deal with the way non-state actors in the imperial center, particularly the Black liberation movement in the U.S., have engaged with the Arab and Muslim world. The text that opened the door for this new wave of scholarship was Black Star, Crescent Moon (2012) by Sohail Daulatzai. On Daulatzai's heels came two major academic works discussing the subject, Geographies of Liberation (2014) by Alex Lubin and A Shadow over Palestine (2015) by Keith Feldman. Notwithstanding some quality content, these works all suffer from the deficiencies intrinsic to esoteric academic postmodern discourse (a juncture where the question of audience is particularly vital). In this case, the intellectual frameworks designed to understand transnational solidarities and their anti-imperialist content lack theoretical rigor. Daulatzai's "Muslim International" relies heavily on Chatterjee's "fragments of the nation" concept.[73] Furthermore, the entire analysis is plagued by a sort of poststructuralist analysis that is both exhausting to read and largely meaningless. [74] Lubin's "geographies of liberation" introduces an entire lexicon of jumbled postmodern (occasionally "countermodern") jargon. [75] In Feldman there is much of the same.[76] Although the question of intellectual frameworks is possibly ancillary, it is also an area of the historiography that desperately needs clarity.


The anti-imperialist camp

Historians emphasizing the concrete realities of empire, what may be called the anti-imperialist camp within the historiography, stand in rather stark contradistinction to the "imperial-as-lens" camp and its obsession with discourse. These writers not only recognize U.S. empire, they tend to actively criticize it and, with varying levels of vigor, encourage resistance to it. Works like Rashid Khalidi's Resurrecting Empire (2004) and Sowing Crisis (2009) explicitly consider the U.S. as an empire. Some popular texts, such as Robert Dreyfuss' Devil's Game (2005), have also tried their hand at documenting the nuances of imperial policy. In Dreyfuss' case, this includes detailing the ways in which the United States "spent decades cultivating Islamists, manipulating and double-crossing them, cynically using and misusing them as Cold War allies," and explicitly calls for the U.S. to "abandon its imperial pretensions in the Middle East." [77] A few of the recent and representative texts include Lloyd Gardner's Three Kings (2009), Robert Vitalis' America's Kingdom (2006), and Timothy Mitchell's Carbon Democracy (2013).

In many ways, Lloyd Gardner's Three Kings sits most squarely in the intellectual lineage of William Appleby Williams and his critique of U.S. Empire as "tragedy." [78] In essence, Gardner argues that the Truman Doctrine was the "essential rubric under which the United States projected its power globally after World War II" and laid the foundation for the "imperial presidency." [79] The purpose was not to "fend off the Soviets" but to "shore up friendly governments in strategic areas." Finally, the doctrine addressed the problem of how to replace the British in Middle East. Although John Foster Dulles adopted "International Communism" as an ideological weapon, the principal purpose of American imperial policy was not to deter a Russian attack but to "ensure the loyalty of the countries receiving aid and to maintain their governments in power against internal threats." [80]

America's Kingdom by Robert Vitalis is a text that places "our understanding of ARAMCO… in the long history of empire" and challenges American exceptionalist accounts that purport "to prove American enterprise to be anything but agents of empire." [81] One of the ways he does this is by articulating the vital function of race to the organization of oil production. ARAMCO fought tooth and nail to perpetuate a system of racial discrimination, including significant differentials in wages, working conditions, and housing. In large part this system was intended to lower costs but also enervate the organizational capacities of workers. The American oil giant explained deportations of oil workers by suggesting they were adherents of the "'the Communist line, particularly as regards evils of capitalism and racial discrimination.'" [82] At other junctures ARAMCO's security department worked with Saudi forces to imprison and deport organizers. Unfortunately, Vitalis' understanding of the function that Israel plays as part of parcel of U.S. empire is flawed, and detracts from the analytical rigor of his work.

Timothy Mitchell's Carbon Democracy is a vital intervention in the historiography of oil and oil politics in the twentieth century, particularly as it relates to British and later U.S. imperialism. Challenging the older literature that focuses solely on the corrupting influence of oil money, Mitchell persuasively argues that oil as a commodity, including its physical properties, is fundamental to understanding political power. Mitchell posits that coal allowed, for a brief period of time at the end of the nineteenth and early twentieth century, the "era of the Mass Strike" (a la Luxemburg). In essence, Mitchell posits that "dependence on coal" provided the opportunity to "build more democratic forms of politics" [83] while the "conversion to oil provided imperialists like Churchill with the means to evade those democratic demands."[84] The transition to oil was a conscious effort on behalf of U.S. imperial planers in the post-World War II era, utilizing the Marshall plan (half of all oil supplied to Marshall plan countries was subsidized by U.S. companies during 1948-51, making U.S. oil companies the largest beneficiaries of Marshall Plan aid) to reconfigure European energy. [85] Most importantly, Mitchell departs from the three other camps by urging the reader to identify the "points of vulnerability" in the current "socio-technical system" in order to be able to leverage collective forms of power and reshape the world in a more egalitarian and democratic manner. [86]

As seen above, authors in the anti-imperialist tradition, whether they are analyzing specific U.S. policies in a more traditional diplomatic manner or discussing the socio-technical vulnerabilities of carbon politics in the Middle East, tend to both accept U.S. empire as an existing structure and encourage some kind of resistance to it. Mitchell, for instance, by citing the examples of coal workers attempting to engage in mass strikes at a time when such ventures were made possible by material conditions, encourages the readers of today to identify new points of vulnerability. By publishing in a popular press like Verso, Mitchell also avoids falling into the trap of reaching out only to other academics. While still engaging in mainstream academic life, Mitchell avoids, as per the warning of E.P. Thompson, becoming "wholly dependent upon establishing institutions." [87] The anti-imperialist tradition has done well describing the sinews of U.S. imperialism, analyzing some of its strengths and exposing some potential vulnerabilities. In the future, the anti-imperialist tradition must deal seriously with transnational anti-imperialist solidarities, their relationship to imperialism and U.S. empire more broadly, and potential vulnerabilities that could arise (outside of the realm of discourse alone) for anti-imperialist actors. Thus far, transnational solidarities have been largely left to the "imperial-as-lens" tradition, and as such remain relatively confined to the ivory tower.


Conclusion

The four camps delineated in this essay represent fundamentally distinct historiographies. Two variables, the author's relationship to U.S. empire and their audience, help determine these conceptual categories. The euphemism-as-elision camp denies the existence of U.S. empire and generally sets as its audience other academics, policy makers, diplomats, etc. (in order to tweak certain policies and make U.S. empire function more smoothly). The empire-as-celebration camp gleefully embraces U.S. imperialism, and sets as its audience both policy makers as well as the general population (who it attempts to convince of the merits of self-conscious imperial subjects). The imperial-as-lens camp tacitly accepts the existence of U.S. empire, or at least embraces the need for an "imperial historiography," but often does so primarily with other academics in mind (and as such this camp remains largely confined to academia). Finally, the anti-imperialist camp not only accepts the existence of U.S. Empire, especially its structural form, but actively encourages resistance to it, both by academics and those outside of academia. Given that academics lack the sort of political power which grows from the barrel of the gun, our definition of the phenomenon of U.S. imperialism is one of the most powerful weapons we possess. As such, the camp we choose to align ourselves with, in order to make the phenomenon of empire act in the manner we desire, is a question of significant strategic importance.


Notes

[1] "Problems of War and Strategy" (November 6, 1938), Selected Works, Vol. II, p. 224. Available here: https://www.marxists.org/reference/archive/mao/works/red-book/ch05.htm

[2] Huey Newton, "Black Capitalism Re-analyzed I," June 5, 1971 in David Hilliard, The Huey P. Newton Reader (Seven Stories Press, 2002). Newton's definition came in the midst of his schism with Eldridge Cleaver, who continued to cling to the more militant Black internationalist path while Newton attempted to redirect the Black Panther Party along communitarian and reformist lines. See Sean Malloy, "Diverging Directions in Oakland and Algiers, 1970-1" in Out of Oakland: Black Panther Party Internationalism during the Cold War (Cornell Press, 2017).

[3] See Douglas Little, "Gideon's Band: America and the Middle East Since 1945," in Michael J. Hogan, America in the World: The Historiography of American Foreign Relations since 1941 (Cambridge University Press, 1995).

[4] Julie Greene, The Canal Builders: Making America's Empire at the Panama Canal (New York: Penguin, 2009), 9-10.

[5] Quoted in Walid W. Kazziha, Revolutionary Transformation in the Arab World: Habash and his Comrades from Nationalism to Marxism (St. Martin's Press, 1975), 61.

[6] Samir Amin, "The US Imperialism and the Middle East."

[7] For more on Syria see Patrick Higgins, "The Enemy at Home: U.S. Imperialism in Syria," Viewpoint Magazine (Feb. 2018) and "The War on Syria," Jacobin (Aug. 2015).

[8] Michael Parenti. Against Empire (City Lights, 1995), 1. Two decades later, Parenti modifies this definition slightly: "The dominant investor interests in one country bring to bear military and financial power upon another country in order to expropriate the land, labor, capital, natural resources, commerce, and markets of that other country." The Face of Imperialism (Routledge, 2011), 7.

[9] Richard Drayton, "Where Does the World Historian Write From? Objectivity, Moral Conscience and the Past and Present of Imperialism." Journal of Contemporary History, vol. 46, no. 3 (July 2011), 679.

[10] Ibid., 680.

[11] Ibid., 680-1.

[12] Karine Walther, Sacred Interests: The United States and the Islamic World, 1821-1921 (University of North Carolina Press, 2015), 170.

[13] Lloyd Gardner, Three Kings: The Rise of an American Empire in the Middle East after World War II (The New Press, 2009). See Chapter 2, "The United States Moves into the Middle East."

[14] Zachary Lockman, Field Notes: The Making of Middle East Studies in the United States (Stanford University Press, 2016), 101.

[15] Walther, Sacred Interests, 9.

[16] Conroy-Krutz, Christian Imperialism: Converting the World in the Early American Republic (Cornell Press, 2015).

[17] See Osamah Khalil, America's Dream Palace: Middle East Expertise and the Rise of the National Security State (Harvard University Press, 2016), 10-22.

[18] Khalil, 38.

[19] Walther, 297.

[20] Khalil, 117-120. Ironically, these missionary schools often exercised a level of independence from U.S. policy that their stateside counterparts, the real "Cold War Universities" of the 1950s and 1960s, were unable to maintain. AUC, for instance, seriously challenged Truman's position on Palestine in 1947-8, while AUB was derided by British officials as a "center of communist activity in the Middle East." Ibid., 125.

[21] Khalil,40.

[22] Lockman, Field Notes, 82.

[23] Khalil., 97.

[24] Ibid., 92.

[25] Lockman, 102.

[26] Lockman, 134.

[27] Khalil, 165.

[28] Lockman, 158.

[29] McAlister, Epic Encounters: Culture, Media, and U.S. Interests in the Middle East since 1945 (University of California Press, 2005), 36.

[30] However, as Lockman points out, its only positive response came from Northrop Grumman. By the 1980s, however, MESA did receive modest donations from other large oil companies, 194-5.

[31] Khalil, 187.

[32] Ibid., 190.

[33] Walter Laqueur, Nationalism and Communism in the Middle East (Routledge Kegan Paul, 1956), 347. See footnote 19.

[34] Philip Baram, The Department of State in the Middle East, 1919-1945 (KTAV Publishing House, 1978), 56-7

[35] David S. Painter, Oil and the American Century: The Political Economy of U.S. Foreign Oil Policy, 1941-1954 (John Hopkins University Press, 1986).

[36] Little, "Gideon's Band ," 467.

[37] Bruce R. Kuniholm, The Origins of the Cold War in the Near East: Great Power Conflict and Diplomacy in Iran, Turkey, and Greece (Princeton, 1980) and Melvyn P. Leffler, A Preponderance of Power: National Security, the Truman Administration, and the Cold War (Stanford, 1992).

[38] Peter L. Hahn, United States, Great Britain, and Egypt, 1945-1956: Strategy and Diplomacy in the Early Cold War (Chapel Hill, 1991).

[39] Barry Rubin, Paved with Good Intentions: The American Experience and Iran (New York, 1980).

[40] Barry Rubin, "America and the Egyptian Revolution, 1950-1957," Political Science Quarterly, vol. 97, no. 1 (Spring, 1982).

[41] Little, "Gideon's Band," 479. Here Little cites Gail E. Meyer's Egypt and the United States: The Formative Years (Fairleigh Dickinson, 1981) and Geoffrey Aronson, From Sideshow to Center Stage: U.S. Policy toward Egypt, 1946-1956 (Lynne Rienner, 1986).

[42] "After Eisenhower's dollar diplomacy forced Britain out of Egypt… the United States stood ready to try its hand at stabilizing the Middle East." Ibid., 485.

[43] Douglas Little, "The New Frontier on the Nile: JFK, Nasser, and Arab Nationalism," Journal of American History 75 (September 1988)

[44] Little, "Gideon's Band," 497.

[45] Little, "Gideon's Band," 489. Little rather uncritically borrows from Alan Dowty's 1984 work Middle East Crisis: US. Decision-Making in 1958, 1970, and 1973 to praise Eisenhower for "wisely relying on a tightly knit and level-headed group of decision makers who shared an 'operational code' that placed a high premium in July 1958 on ensuring American credibility with pro-Western regimes in the Middle East."

[46] Little, American Orientalism: The United States and the Middle East since 1945 (University of North Carolina Press, 2008). It is fairly easy to dismiss this as a kind of metaphor or simply rhetorical flair.

[47] See McAlister, Epic Encounters. These critiques can in some ways be leveled against Osamah Khalil's work America's Dream Palace as well.

[48] "Impatient Crusaders: The Making of America's Informal Empire in the Middle East," in America in the World: The Historiography of US Foreign Relations since 1941, edited by Frank Costigliola and Michael J. Hogan, Cambridge University Press, New York, 2014, pp. 212-35.

[49] Many of these articles read like policy briefs. See, for instance, Eric Jacobsen, "A Coincidence of Interests: Kennedy, U.S. Assistance, and the 1963 Iraqi Ba'th Regime," Diplomatic History, vol. 37 (November 2013). One notices the neutrality of the term "monarchy," the ambivalent use of "regime," and the quite pejorative employment of "dictatorship." For more on the 1963 coup, see Matthews, Weldon C. "The Kennedy Administration, Counterinsurgency, and Iraq's First Ba'thist Regime." International Journal of Middle East Studies, vol. 43 (November 2011). Writing about 1968 Ba'athist coup against the Nasserist 'Abd al-Rahman 'Arif, Avneri Natenal argues that the "State Department was too sanguine regarding the Ba'th approach towards the IPC and its neighbors."[49] Furthermore, while some U.S. actors may have had connections with opponents of the 'Arif government, Avneri assures the reader that "the American government tried to move away from foreign intervention at this time." See Avneri, Netanel. "The Iraqi Coups of July 1968 and the American Connection," Middle Eastern Studies, vol. 51, no. 4 (2015), 659.

[50] Oddly, the author presents the Shah as a "third world actor," hardly a title the Shah would willingly apply to himself. Roham Alvandi. Nixon, Kissinger, and the Shah: The United States and Iran in the Cold War (Oxford University Press, New York, 2014), 3.

[51] Nearly all client states have some autonomy to pursue small-scale initiatives. Furthermore, on most things of importance to grand imperial strategy, the Shah was forced to receive U.S. backing. . The shah's selling of the Kurds down the river was, in the long term, negligent to US empire, who a few years prior cared little about the Kurdish question. To Alvandi's credit, his chapter on the Kurds is by far the most intriguing, as it details the Iranian-Israeli-US intervention in (and facilitation of) the Iraqi-Kurdish conflict. In essence, Alvandi argues that the US was reluctantly drug into the Kurdish situation by the Shah. Both the Mossad and SAVAK had ties with Barzani and the Iraqi Kurds as early as 1958, with both intelligence agencies bent on destabilizing the revolutionary Qasim government and, later, the Ba'ath government. The "reluctant Americans" were brought in only later, and US aid started flowing in large quantities in 1972. As late as September 1974, Ford approved Israeli support in the form of anti-aircraft and anti-tank missiles of Soviet manufacture.

[52] Foreign Relations of the United States, 1969-1976, vol. 26, Arab-Israeli Dispute, 1974-1976, Memoranda of Agreement, September 1, 1975 (Document 227).

[53] Max Boot, The Savage Wars of Peace: Small Wars and the Rise of American Military Power (Basic Books, 2002). E-copy (read in Microsoft Edge), no page numbers available.

[54] Ibid.

[55] Robert Kaplan, Imperial Grunts: The American Military On The Ground (Vintage, 2006).

[56] Ibid.

[57] Ibid.

[58] Ibid.,

[59] See, as one example, Ferguson's sloppy chronology and merging of fundamentally distinct organizations (with widely disparate strategies and ideologies) into a kind of monolithic threat: "Though the PLO had been struck a severe blow by the Israeli invasion of Lebanon, the 1980s saw the emergence of new groups such as the Abu Nidal Organization, the Popular Front for the Liberation of Palestine, Hezbollah and Hamas. Whereas the PLO had owed more to nationalism and Marxism, this new generation of terrorists identified themselves primarily with Islam." Neither Abu Nidal nor the PFLP were founded in the 1980s, and in fact the PFLP's strength was already waning by then (their heyday in the 1970s). Neither could Abu Nidal or the PFLP be associated with a new generation of Islamists. Niall Ferguson, Colossus: The Rise and Fall of the American Empire (Penguin, 2005). E-copy, read in Microsoft Edge, no page numbers available.

[60] Ferguson.

[61] Ferguson continues: "One of the keys to the expansion of the Roman Empire was, after all, the opportunity offered to non-Romans to earn citizenship through military service. One of the mainsprings of British colonization was the policy of transportation that emptied the prison hulks of eighteenth-century England into ships bound for Australia. Reviving the draft would not necessarily be unpopular, so long as it was appropriately targeted."

[62] Paul Kramer, "Power and Connection: Imperial Histories of the United States in the World," American Historical Review (December 2011), 1378.

[63] Ibid., 1378.

[64] Ibid., 1350.

[65] Paul Kramer, The Blood of Government: Race, Empire, the United States, and the Philippines (University of North Carolina Press, 2006).

[66] Ibid., 3.

[67] Walther, 9.

[68] Jay Sexton. Review of Sacred Interests: The United States and the Islamic World, 1821-1921 by Karine V. Walther. The American Historical Review, Vol. 122, Issue 2 (April 2017), 472-4.

[69] Still, he provides no definition of empire, and it is unclear exactly what he means by this.

[70] Khalil, 3.

[71] Ibid., 5

[72] Ibid., 8

[73] Sohail Daulatzai, Black Star, Crescent Moon: The Muslim International and Black Freedom beyond America (University of Minnesota Press, 2012), xxiii. For a rather convincing and forceful demolition of Chatterjee and his brand of subaltern studies, see Vivek Chibber, Postcolonial Theory and the Spectre of Capital.

[74] For Daulatzai the "Muslim International" is "not geographically located." Furthermore, it "is not universalist, nor is it cosmopolitan in the European humanist tradition." It "recognizes that there is no space outside of domination and that power is omnipresent." He claims that since universalizing claims and grand narratives "have the potential to warp our sense of how power works and operates, the Muslim International also sees the local and everyday as potential sites for movement, activity, and subversion." Power, then, is "far from being static and top-down" but is instead a "process that is activated and actualized everywhere." Finally, the Muslim International is a "space where the very idea of the 'political' can come under scrutiny" by the fact that "all activity is political." As such, the Muslim International "can be a shadow or parallel space to the state." Daulatzai, xxii-xxvii.

[75] See Alex Lubin, Geographies of Liberation: The Making of an Afro-Arab Political Imaginary (The University of North Carolina Press, 2014), 7-8. For his reading of intersections as "countermodern" see the following: "In this project, I read modern histories of black Americans, Palestinians, and Jews relationally and in terms of shared histories of exclusion, exile, and countermodern political imaginaries." Lubin, 13.

[76] Keith P. Feldman, A Shadow Over Palestine: The Imperial Life of Race in America (University of Minnesota Press, 2015), 7-16. Despite his convoluted prose when explicating his primary framework "U.S. imperial culture," the idea is generally intelligible and coherent; other frameworks not so much. His sections "On Racial Relationality" and "On Comparativity" are significantly more convoluted and, hence, significantly less useful.

[77] Robert Dreyfuss, Devil's Game: How the United States Helped Unleash Fundamentalist Islam (Metropolitan, 2006), 1 and 15. Mitchell articulates a new portmanteau "McJihad" used to explain why the "more closely a government is allied with Washington, the more Islamic its politics." See Timothy Mitchell, Carbon Democracy, 201.

[78] See William Appleby Williams, The Tragedy of American Diplomacy. Williams, from UW-Madison, was a prominent New Left historian who would eventually inspire a generation of historians to rethink the Cold War, including Gar Alperovitz (best known for his revisionist thesis on the use of the Atomic bomb in Hiroshima), Walter LaFeber (who has been highly critical of U.S. empire in Central America, for instance), and Lloyd Gardner.

[79] Lloyd Gardner, Three Kings: The Rise of an American Empire in the Middle East after World War II (The New Press, 2009), 3.

[80] Ibid., 14

[81] Robert Vitalis, America's Kingdom: Mythmaking on the Saudi Oil Frontier (Stanford, 2006), Vitalis, xiv.

[82] Ibid., 118. Although occasionally officials did admit that not all the workers "followed the communist line" and that some were "not even aware of the communist line." See 104 and 152.

[83] The fact that coal required an immense concentration of human labor for extraction, transportation, and conversion to energy was one factor. Coal also faced important bottlenecks in transportation due to the dendritic transit routes it relied upon. Finally, coal was largely delimited by the geographic region it was mined in and was not easily transportable across oceans. These factors combined allowed for workers to leverage these points of vulnerability and make society-wide social and economic demands.

[84] Timothy Mitchell, Carbon Democracy: Political Power in the Age of Oil (Verso, 2013), 61. In contrast with coal, the transition to oil was meant partially to permanently disempower workers in the post-World War II era. The reasons for this are many. First, oil requires less human labor, and is significantly more capital than labor intensive. Whereas coal was confined geographically, oil is a fundamentally global commodity, with production points all over the world controlled by a handful of corporations. Oil is easily moved via pipelines and tankers, and as such moves more along a grid-like system then the dendritic networks of coal. This grid-like system of movement means oil is significantly less vulnerable when stoppages or sabotage occurs, significantly weakening the power of organized labor.

[85] Ibid., 29-30.

[86] Ibid., 241.

[87] E. P. Thompson argued that radical academics had to occupy "some territory that is, without qualification, their own: their own journals, their own theoretical and practical centers - places where no one works for grades or for tenure but for the transformation of society." Quoted in Peter Novick, That Noble Dream: The "Objectivity Question" and the American Historical Profession (Cambridge University Press, 1988), 459-60. It is my hope that the Hampton Institute continues to contribute to that objective for a long time to come.