The Myth of the Tragedy of the Commons

By Ian Angus

Republished from Climate & Capitalism.

Will shared resources always be misused and overused? Is community ownership of land, forests and fisheries a guaranteed road to ecological disaster? Is privatization the only way to protect the environment and end Third World poverty? Most economists and development planners will answer “yes” — and for proof they will point to the most influential article ever written on those important questions.

Since its publication in Science in December 1968, “The Tragedy of the Commons” has been anthologized in at least 111 books, making it one of the most-reprinted articles ever to appear in any scientific journal. It is also one of the most-quoted: a recent Google search found “about 302,000” results for the phrase “tragedy of the commons.”

For 40 years it has been, in the words of a World Bank Discussion Paper, “the dominant paradigm within which social scientists assess natural resource issues.” (Bromley and Cernea 1989: 6) It has been used time and again to justify stealing indigenous peoples’ lands, privatizing health care and other social services, giving corporations ‘tradable permits’ to pollute the air and water, and much more.

Noted anthropologist Dr. G.N. Appell (1995) writes that the article “has been embraced as a sacred text by scholars and professionals in the practice of designing futures for others and imposing their own economic and environmental rationality on other social systems of which they have incomplete understanding and knowledge.”

Like most sacred texts, “The Tragedy of the Commons” is more often cited than read. As we will see, although its title sounds authoritative and scientific, it fell far short of science.

Garrett Hardin hatches a myth

The author of “The Tragedy of the Commons” was Garrett Hardin, a University of California professor who until then was best-known as the author of a biology textbook that argued for “control of breeding” of “genetically defective” people. (Hardin 1966: 707) In his 1968 essay he argued that communities that share resources inevitably pave the way for their own destruction; instead of wealth for all, there is wealth for none.

He based his argument on a story about the commons in rural England.

(The term “commons” was used in England to refer to the shared pastures, fields, forests, irrigation systems and other resources that were found in many rural areas until well into the 1800s. Similar communal farming arrangements existed in most of Europe, and they still exist today in various forms around the world, particularly in indigenous communities.)

“Picture a pasture open to all,” Hardin wrote. A herdsmen who wants to expand his personal herd will calculate that the cost of additional grazing (reduced food for all animals, rapid soil depletion) will be divided among all, but he alone will get the benefit of having more cattle to sell.

Inevitably, “the rational herdsman concludes that the only sensible course for him to pursue is to add another animal to his herd.” But every “rational herdsman” will do the same thing, so the commons is soon overstocked and overgrazed to the point where it supports no animals at all.

Hardin used the word “tragedy” as Aristotle did, to refer to a dramatic outcome that is the inevitable but unplanned result of a character’s actions. He called the destruction of the commons through overuse a tragedy not because it is sad, but because it is the inevitable result of shared use of the pasture. “Freedom in a commons brings ruin to all.”

Where’s the evidence?

Given the subsequent influence of Hardin’s essay, it’s shocking to realize that he provided no evidence at all to support his sweeping conclusions. He claimed that the “tragedy” was inevitable — but he didn’t show that it had happened even once.

Hardin simply ignored what actually happens in a real commons: self-regulation by the communities involved. One such process was described years earlier in Friedrich Engels’ account of the “mark,” the form taken by commons-based communities in parts of pre-capitalist Germany:

“[T]he use of arable and meadowlands was under the supervision and direction of the community …

“Just as the share of each member in so much of the mark as was distributed was of equal size, so was his share also in the use of the ‘common mark.’ The nature of this use was determined by the members of the community as a whole. …

“At fixed times and, if necessary, more frequently, they met in the open air to discuss the affairs of the mark and to sit in judgment upon breaches of regulations and disputes concerning the mark.” (Engels 1892)

Historians and other scholars have broadly confirmed Engels’ description of communal management of shared resources. A summary of recent research concludes:

“[W]hat existed in fact was not a ‘tragedy of the commons’ but rather a triumph: that for hundreds of years — and perhaps thousands, although written records do not exist to prove the longer era — land was managed successfully by communities.” (Cox 1985: 60)

Part of that self-regulation process was known in England as “stinting” — establishing limits for the number of cows, pigs, sheep and other livestock that each commoner could graze on the common pasture. Such “stints” protected the land from overuse (a concept that experienced farmers understood long before Hardin arrived) and allowed the community to allocate resources according to its own concepts of fairness.

The only significant cases of overstocking found by the leading modern expert on the English commons involved wealthy landowners who deliberately put too many animals onto the pasture in order to weaken their much poorer neighbours’ position in disputes over the enclosure (privatization) of common lands. (Neeson 1993: 156)

Hardin assumed that peasant farmers are unable to change their behaviour in the face of certain disaster. But in the real world, small farmers, fishers and others have created their own institutions and rules for preserving resources and ensuring that the commons community survived through good years and bad.

Why does the herder want more?

Hardin’s argument started with the unproven assertion that herdsmen always want to expand their herds: “It is to be expected that each herdsman will try to keep as many cattle as possible on the commons. … As a rational being, each herdsman seeks to maximize his gain.”

In short, Hardin’s conclusion was predetermined by his assumptions. “It is to be expected” that each herdsman will try to maximize the size of his herd — and each one does exactly that. It’s a circular argument that proves nothing.

Hardin assumed that human nature is selfish and unchanging, and that society is just an assemblage of self-interested individuals who don’t care about the impact of their actions on the community. The same idea, explicitly or implicitly, is a fundamental component of mainstream (i.e., pro-capitalist) economic theory.

All the evidence (not to mention common sense) shows that this is absurd: people are social beings, and society is much more than the arithmetic sum of its members. Even capitalist society, which rewards the most anti-social behaviour, has not crushed human cooperation and solidarity. The very fact that for centuries “rational herdsmen” did not overgraze the commons disproves Hardin’s most fundamental assumptions — but that hasn’t stopped him or his disciples from erecting policy castles on foundations of sand.

Even if the herdsman wanted to behave as Hardin described, he couldn’t do so unless certain conditions existed.

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There would have to be a market for the cattle, and he would have to be focused on producing for that market, not for local consumption. He would have to have enough capital to buy the additional cattle and the fodder they would need in winter. He would have to be able to hire workers to care for the larger herd, build bigger barns, etc. And his desire for profit would have to outweigh his interest in the long-term survival of his community.

In short, Hardin didn’t describe the behaviour of herdsmen in pre-capitalist farming communities — he described the behaviour of capitalists operating in a capitalist economy. The universal human nature that he claimed would always destroy common resources is actually the profit-driven “grow or die” behaviour of corporations.

Will private ownership do better?

That leads us to another fatal flaw in Hardin’s argument: in addition to providing no evidence that maintaining the commons will inevitably destroy the environment, he offered no justification for his opinion that privatization would save it. Once again he simply presented his own prejudices as fact:

“We must admit that our legal system of private property plus inheritance is unjust — but we put up with it because we are not convinced, at the moment, that anyone has invented a better system. The alternative of the commons is too horrifying to contemplate. Injustice is preferable to total ruin.”

The implication is that private owners will do a better job of caring for the environment because they want to preserve the value of their assets. In reality, scholars and activists have documented scores of cases in which the division and privatization of communally managed lands had disastrous results. Privatizing the commons has repeatedly led to deforestation, soil erosion and depletion, overuse of fertilizers and pesticides, and the ruin of ecosystems.

As Karl Marx wrote, nature requires long cycles of birth, development and regeneration, but capitalism requires short-term returns.

“[T]he entire spirit of capitalist production, which is oriented towards the most immediate monetary profits, stands in contradiction to agriculture, which has to concern itself with the whole gamut of permanent conditions of life required by the chain of human generations. A striking illustration of this is furnished by the forests, which are only rarely managed in a way more or less corresponding to the interests of society as a whole…” (Marx 1998: 611n)

Contrary to Hardin’s claims, a community that shares fields and forests has a strong incentive to protect them to the best of its ability, even if that means not maximizing current production, because those resources will be essential to the community’s survival for centuries to come. Capitalist owners have the opposite incentive, because they will not survive in business if they don’t maximize short-term profit. If ethanol promises bigger and faster profits than centuries-old rain forests, the trees will fall.

This focus on short-term gain has reached a point of appalling absurdity in recent best-selling books by Bjorn Lomborg, William Nordhaus and others, who argue that it is irrational to spend money to stop greenhouse gas emissions today, because the payoff is too far in the future. Other investments, they say, will produce much better returns, more quickly.

Community management isn’t an infallible way of protecting shared resources: some communities have mismanaged common resources, and some commons may have been overused to extinction. But no commons-based community has capitalism’s built-in drive to put current profits ahead of the well-being of future generations.

A politically useful myth

The truly appalling thing about “The Tragedy of the Commons” is not its lack of evidence or logic — badly researched and argued articles are not unknown in academic journals. What’s shocking is the fact that this piece of reactionary nonsense has been hailed as a brilliant analysis of the causes of human suffering and environmental destruction, and adopted as a basis for social policy by supposed experts ranging from economists and environmentalists to governments and United Nations agencies.

Despite being refuted again and again, it is still used today to support private ownership and uncontrolled markets as sure-fire roads to economic growth.

The success of Hardin’s argument reflects its usefulness as a pseudo-scientific explanation of global poverty and inequality, an explanation that doesn’t question the dominant social and political order. It confirms the prejudices of those in power: logical and factual errors are nothing compared to the very attractive (to the rich) claim that the poor are responsible for their own poverty. The fact that Hardin’s argument also blames the poor for ecological destruction is a bonus.

Hardin’s essay has been widely used as an ideological response to anti-imperialist movements in the Third World and discontent among indigenous and other oppressed peoples everywhere in the world.

“Hardin’s fable was taken up by the gathering forces of neo-liberal reaction in the 1970s, and his essay became the ‘scientific’ foundation of World Bank and IMF policies, viz. enclosure of commons and privatization of public property. … The message is clear: we must never treat the earth as a ‘common treasury.’ We must be ruthless and greedy or else we will perish.” (Boal 2007)

In Canada, conservative lobbyists use arguments derived from Hardin’s political tract to explain away poverty on First Nations’ reserves, and to argue for further dismantling of indigenous communities. A study published by the influential Fraser Institute urges privatization of reserve land:

“[T]hese large amounts of land, with their attendant natural resources, will never yield their maximum benefit to Canada’s native people as long as they are held as collective property subject to political management. … collective property is the path of poverty, and private property is the path of prosperity.” (Fraser 2002: 16-17)

This isn’t just right-wing posturing. Canada’s federal government, which has refused to sign the United Nations Declaration on the Rights of Indigenous Peoples, announced in 2007 that it will “develop approaches to support the development of individual property ownership on reserves,” and created a $300 million fund to do just that.

In Hardin’s world, poverty has nothing to do with centuries of racism, colonialism and exploitation: poverty is inevitable and natural in all times and places, the product of immutable human nature. The poor bring it on themselves by having too many babies and clinging to self-destructive collectivism.

The tragedy of the commons is a useful political myth — a scientific-sounding way of saying that there is no alternative to the dominant world order.

Stripped of excess verbiage, Hardin’s essay asserted, without proof, that human beings are helpless prisoners of biology and the market. Unless restrained, we will inevitably destroy our communities and environment for a few extra pennies of profit. There is nothing we can do to make the world better or more just.

In 1844 Friedrich Engels described a similar argument as a “repulsive blasphemy against man and nature.” Those words apply with full force to the myth of the tragedy of the commons.

Ian Angus is editor of Climate and Capitalism 

Works cited

• Appell, G. N. 1993. “Hardin’s Myth of the Commons: The Tragedy of Conceptual Confusions.” http://tinyurl.com/5knwou

• Boal, Iain. 2007. “Interview: Specters of Malthus: Scarcity, Poverty, Apocalypse.” Counterpunch,September 11, 2007. http://tinyurl.com/5vepm5

• Bromley, Daniel W. and Cernea Michael M. 1989. “The Management of Common Property Natural Resources: Some Conceptual and Operational Fallacies.” World Bank Discussion Paper. http://tinyurl.com/5853qn

• Cox, Susan Jane Buck. 1985, “No Tragedy on the Commons.” Environmental Ethics 7. http://tinyurl.com/5bys8h

• Engels, Friedrich. 1892. “The Mark.” http://tinyurl.com/6e58e7

• Engels, Friedrich. 1844. Outlines of a Critique of Political Economy. http://tinyurl.com/5p24t5

• Fraser Institute. 2002. Individual Property Rights on Canadian Indian Reserves. http://tinyurl.com/5pjfjj

• Hardin, Garrett. 1966. Biology: Its Principles and Implications. Second edition. San Francisco. W.H. Freeman & Co.

• Hardin, Garrett. 1968. “The Tragedy of the Commons.” http://tinyurl.com/o827

• Marx, Karl. [1867] 1998. Marx Engels Collected Works Vol. 37 (Capital, Vol. 3). New York: International Publishers

• Neeson, J.M. 1993. Commoners: Common Right, Enclosure and Social Change in England, 1700-1820. Cambridge University Press.

The Marxist Theory of the State: An Introduction

By Summer Pappachen

Republished from Liberation School.

Our understanding of the state lies at the heart of our struggle to create a new society and fundamentally eliminate the oppression, exploitation, war, and environmental destruction characteristic of capitalism. In a socialist state, people collectively manage society, including what we produce, how much we produce, and the conditions of our work, to meet the needs of the people and the planet. Under capitalism, the state is organized to maintain the capitalist system and the dictatorship of a tiny group of capitalists over the rest of us through the use (or threat) of violent force and a range of institutions that present capitalism as “common sense.” The primary function of the capitalist state is to protect itself, which means it manages contradictions within the capitalist class and between their class and the working class.

This article serves as an introduction to the state, an essential matter for all justice-minded people to understand, as it determines our objectives, strategies, and tactics. It begins by debunking the ideology of the capitalist state as an impartial mediator to resolve antagonisms between and among classes by explaining the Marxist theory of the state and its role in maintaining–and overthrowing–exploitation and oppression.

The U.S. state has always been “deep” in that it is a highly centralized and predominantly unelected organization with an expansive set of institutions that has facilitated the rule of capital in the face of a variety of changes and through centuries of turmoil. The foundational elements of the state are repressive, such as the police and prison system, while others are ideological in that they reproduce capitalist consciousness and social relations, such as the news media. Because not all capitalist states function in the same manner, we examine the different forms states can take as well as the foundational differences between capitalist and socialist states.

Creating a socialist state is necessary to realize our collective desire for an end to all forms of oppression and exploitation. The socialist state works to eliminate racist police oppression and mass incarceration, to protect the health of our planet against capitalist and imperialist pollution, and to create a society in which differences in all kinds of identities do not mean differences in power. We can’t defend, let alone advance, the world we need without state power, a power that not only represses the former exploiters and oppressors but also produces a new kind of society and consciousness—a state that protects the interests of the many over those of the few. Ultimately, for communists, the goal of the socialist state is to render itself obsolete, which is only possible after the elimination of class society.

Debunking the capitalist myth of the state

The state extends beyond what we think of as the “government” of a country and includes all of the structures the capitalist class uses to maintain its control. In the U.S., the capitalist class holds state power, whereas the working class holds state power in China and Cuba. To have “state power” does not mean that the ruling class, whether capitalist or working class, can meet its own needs perfectly or without limitation. Put simply, the state is the instrument through which class interests are pursued.

At its core, the capitalist state includes apparatuses like the police, the courts, the prisons, and the military, forces necessary for enforcing the will of a tiny clique of capitalists over the masses of workers. The capitalist state also includes administrative offices, social services, school systems, media, mainstream political parties, cultural institutions, and more [1]. If this view of the state seems broad, it is because Marxists do not define the state as capitalists do.

The U.S. capitalist class popularizes a particular view of the state, especially the democratic state, as “a neutral arena of debate” [2]. In this so-called neutral arena, the government arbitrates between the conflicting interests of society through a set of “fair” laws, and it enforces those laws evenly and rationally. According to this view, any violation of the law or injustice in society is simply a mistake to be corrected through the state’s existing avenues through, for example, presidential elections or the Supreme Court. This view is ultimately a fairytale, one that “lulls the ordinary person to sleep,” in the words of the leader of the world’s first socialist state, Vladimir Lenin. It lulls us to sleep “by obscuring the important and basic fact, namely, the split of society into irreconcilably antagonistic classes” [3].

Marxists recognize that our lives are shaped by one basic fact: society is divided into two classes with irreconcilable interests. The capitalist state is organized to protect the interests of the capitalist: the accumulation of ever-greater profits by increasing the exploitation of workers and preventing our class from uniting and fighting for a new system. The working class’s primary interest is reducing our exploitation and eliminating all forms of oppression and bigotry so we—alongside our families and communities—can flourish. The state is not a timeless or abstract entity governing a given territory. The state emerges at a certain point in human history: it arises alongside the division of societies into classes, between the rulers and the ruled, the owners and the workers, the slavers and the enslaved. The state develops from within a society, as Friedrich Engels wrote, when it “is cleft into irreconcilable antagonisms which it is powerless to exorcise.” The state emerged to mitigate such antagonisms, or “to moderate the conflict and keep it within the bounds of ‘order’” [4]. The capitalist ideology of the state guards these bounds of order to ensure it is the only available avenue for change.

The U.S. state’s history and present debunk the capitalist mythology of the state as a neutral arbiter, revealing that it is actually made up of organs, or institutions, designed to maintain the domination of capitalists. The U.S. state was established by slave-owning and merchant capitalist founders, later developed by industrial and monopoly capitalists [5]. The ruling class is not a homogeneous entity and the state manages the competing interests of different capitalists to protect capitalism and the existence of the state itself.

Currently, the U.S. capitalist class uses the democratic-republic state as its “organ” or form of governance. Instead of a path beyond capitalism, the democratic-republic form of the state offers the “best possible political shell for capitalism,” allowing the state to feign innocence while ensuring that “no change of persons, institutions, or parties in the bourgeois-democratic republic can shake it” [6]. Lenin provides a lasting Marxist definition of the state:

“According to Marx, the state is an organ of class rule, an organ for the oppression of one class by another; it is the creation of “order,” which legalizes and perpetuates this oppression by moderating the conflict between classes” [7].

No matter its class character, the state is a tool of a class. For Marxists, the key distinction between types of states is their class character. For capitalist theorists, types of states are distinguished by their level of democracy versus authoritarianism, while ignoring the class character of both. They therefore cannot recognize the existence of capitalist authoritarianism within capitalist democracies, nor recognize working class democracy within so-called authoritarian socialist states. The U.S provides a clear example that debunks the myth of the state as a neutral arbiter and demonstrates the authoritarianism of capitalist-democratic states. It demonstrates that the state is made up of institutions designed to maintain the rule of capitalists.

Order is reserved for the wealthy since all working people live in a constant state of precarity, uncertainty, and insecurity to varying degrees. Chaos determines the life of the working person in the United States. For instance, the poor are terrified of the police and despise them for their abuses of power. The police murder over 1,000 people every year and most occur in non-violent situations like traffic stops or mental health crises. Racial oppression is part of the lived experience of the working class. As Stuart Hall put it, in many countries, “Race is the modality in which class is lived” [8]. In the U.S., Black people are not only more likely to be killed by the police but are also more likely to be unarmed and peaceful while being killed [9]. Instead of delivering justice when innocent Black people are killed, the courts often work with the police to legitimize the injustice done. The U.S. state only charges 2% of officers who commit murders with any sort of crime, and the courts convict officers in less than 1% of cases [10].

While the state’s prison system fails to take murderous police off our streets, it is efficient at jailing harmless working people. Despite having only 4.4% of the world’s population, the U.S. holds 22% of the world’s prisoners. Over 70% of those prisoners are either non-violent or have not yet been convicted of a crime [11]. And 38% of U.S. prisoners are Black, despite Black people only making up 12% of the population [12]. The social cost of the capitalist system’s violent state apparatuses is immeasurable: families are broken up; children are left without parents; generations become trapped in cycles of trauma, crime, and poverty. This is merely one example of how the capitalist class uses the state to legalize and perpetuate the oppression of working people in the U.S. Far from embodying the fairy tale of a “neutral arbiter” and enforcer of fair laws, the U.S. state is used by the capitalist class to hold down the working class, of which Black people are a crucial part.

Repressive and productive state organs

Marx, Lenin, and other revolutionaries often use the word “organ” to describe the state and its constituent elements. This bodily metaphor is helpful. The organs in our bodies are made up of cells, tissues, and arteries which work together to fulfill particular functions (e.g., the heart pumps blood, the lungs absorb oxygen, etc.). Each organ depends on and helps the other organs to achieve their objective—the body’s survival and reproduction. The pipes and chambers of the heart are made to pump blood, and the airways and sacs of the lungs are made to absorb oxygen in order to reproduce the body. Just like a bodily organ, the state is made up of various elements, or apparatuses, as well. State apparatuses are guided by the objective of the survival and reproduction of the ruling class and its system of domination and exploitation.

Marxists understand the State as primarily a repressive apparatus that uses the force of the courts, police, prisons, and military to ensure the domination of one class over others. The repressive state apparatus contains the violent institutions that work to maintain ruling class power. All in all, the repressive state apparatus functions by direct threat, coercion, and force.

The class in power does not only exercise its control by armed force and physical coercion. In addition to ruling the “material force of society,” as Marx and Engels wrote in 1845-1846, they also rule “the means of mental production,” such that they “rule also as thinkers, as producers of ideas” [13]. Because the capitalist class owns the material forces of society, which include those that produce and distribute knowledge, they wield immense control over the overall consciousness of capitalist society, so “generally speaking, the ideas of those who lack the means of mental production are subject” to capitalist ideology [14]. Marx and Engels do not mean that the oppressed are not intellectuals. A few paragraphs later, they write that “in ordinary life every shopkeeper” possesses intellectual capacities that “our historians have not yet won” [15].

Since the time of Marx and Engels’ writing on ideology, many capitalist states, particularly in their more developed forms, have generated and utilized more sophisticated and subtler means of maintaining the dominance of their ideology over society. Louis Althusser built on Marx and Engels’ work on ideology and class struggle by detailing many of their contemporary forms. These “Ideological State Apparatuses include all those elements that reproduce the dominance of the ruling-class ideology, like the school system, the media, mainstream parties, cultural organizations, think-tanks, and so on [16]. The same class that owns the means of production—the factories and banks, telecommunications networks and pharmaceutical corporations—also owns the newspapers, television stations, and movie studios. Globally, six parent companies control 90% of everything we listen to, watch, and read [17].

Schooling illustrates the vulnerability of capitalist rule

A key purpose of ideological state apparatuses is to make the prevailing order of things appear natural and timeless, to justify capitalism as the final stage of human history, and to normalize exploitation and oppression. In the U.S. and other capitalist states, the educational ideological apparatus is a central one in that it produces future workers with the necessary skills, knowledge, habits, and attitudes to fulfill their place in the overall social system. The school system “takes children from every class at infant-school age, and then for years, the years in which the child is most ‘vulnerable’… it drums into them, whether it uses new or old methods, a certain amount of ‘know-how’ wrapped in the ruling ideology” [18]. What this means is that the skills schools teach children—from arithmetic and literature to engineering and computer coding—are just as important as the “the ‘rules’ of good behaviour” and “morality, civic and professional conscience, and ultimately the rules of the order established by class domination” that they teach [19].

In their study of the relationship between schooling and capitalism in the U.S. in the mid-20th century, Samuel Bowles and Herbert Gintis found that schools reproduce capitalist relations not by the deliberate intentions of individual teachers or administrators, but by how “the relationships of authority and control between administrators and teachers, teachers and students, students and students, and students and their work replicate the hierarchical division of labor which dominates the workplace. The rule orientation of the high school reflects the close supervision of low-level workers; the internalization of norms and freedom from continual supervision in elite colleges reflect the social relationships of upper-level white-collar work. Most state universities and community colleges, which fall in between, conform to the behavioral requisites of low-level technical, service, and supervisory personnel” [20].

Many U.S public and charter schools, especially those in working-class and oppressed neighborhoods, require students to enter school through metal detectors, use video surveillance in hallways and classrooms, and subject students to regular searches of their bodies and property. This is captured by the concept of the “school-to-prison pipeline” or even the “school-as-prison” given the criminalization of everything from talking loudly in class to minor pranks and the overwhelming presence of cops in schools [21].

The educational apparatus highlights two things. First, as the example of highly securitized and policed schools indicates, there is no hard, fast, or permanent line dividing repressive from ideological apparatuses. Second, the primary distinction between the ideological arms of the state and its repressive core is that the latter are permanent and secure whereas the former are more vulnerable and, therefore, more receptive to change in the face of class struggle.

Bowles and Gintis’ correspondence theory highlighted above is perhaps less important than their repeated affirmation that people’s intervention in education and society contributes to revolution. The book’s argument is against those who believe education is sufficient for revolutionary change and their theoretical, historical, and empirical analysis leads them to the finding “that the creation of an equal and liberating school system requires a revolutionary transformation of economic life” [22]. They conclude their study with strategies for socialist education and teachers and, importantly, frame the overarching aim of socialist education under capitalism as “the creation of working-class consciousness” to contribute to building a socialist revolution.

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Highlighting the fragility of ideological state apparatuses, Bowles and Gintis argue class-consciousness isn’t “making people aware of their oppression” because “most people are all too well aware of the fact of their oppression” [23]. The idea that if we study and focus on school, get into a good university, and “buckle down” will make our lives better lacks any material basis. Schools aren’t mechanically indoctrinating students into capitalist ideology or meritocracy. Students are thinking critically, increasingly open to the solutions required to eliminate oppression, and are even organizing against policing in schools on their own [24].

Democracy: The best possible organ for capitalism

The “organ” as a metaphor underscores the role of state apparatuses in maintaining stability for the ruling class. Organs are interdependent living and evolving entities that, together, each play a part in maintaining the body’s homeostasis, which means preserving stability in the face of changing external circumstances. It’s the same with the state, as the state’s goal is to maintain stability for the ruling class by adjusting to conflicts both within and between classes.

As Marx and Engels first put it in The Communist Manifesto, “the executive of the modern state is but a committee for managing the common affairs of the whole bourgeoisie” [25]. Among the tasks of the bourgeois state is to manage conflicts within the capitalist class. This happens, for example, when there is a conflict between the interests of an individual capitalist and the capitalist system as a whole. If it were up to individual capitalists, they would destroy their source of surplus-value (workers) and the environment, which would be detrimental to the survival of capitalism. This is why the state also manages conflicts within the ruling class itself, stepping in to hold individual capitalists or firms “in check” in the interests of capital overall as an economic and political system..

The capitalist state also intervenes when it is faced with the threat of revolt. Legislation regulating the working day, for example, was meant to hold back “the passion of capital for a limitless draining of labour-power” and was motivated by “the working-class movement that daily grew more threatening” [26]. This is one reason why Marx, Engels, and Lenin argued that governance via bourgeois democracy was the most effective way to ensure capital’s rule. Far from inhibiting capitalism, the democratic republic is the most effective political form for capitalism insofar as power is exercised through complex mechanisms and several avenues for popular “participation” and “input.” The more secure the power of the ruling class is, the less it needs to rely on brute force.

This doesn’t mean that democracy is irrelevant to our revolutionary project. In fact, it is quite the opposite: historically, socialist struggles have always emerged from demands for basic democratic rights. Winning those rights helps us experience our power to change society. Socialist movements in the anti-colonial world and within the U.S. have often been waged in the name of a fake “democracy,” which reserves the rights it espouses for the rich. The distinguishing factor is the class character of democracy: there is the democracy of the capitalist class and the democracy of the working class, which is socialism. Revolutionaries are interested in democracy of, for, and by the working class.

From perfecting, to seizing, to smashing the capitalist state

In The Communist Manifesto, written in 1847-1848, Marx and Engels address the topic of the state in the communist project, but in an abstract sense. As historical-materialists, their conception of the state and its role in revolution evolved along with the class struggle. In particular, the defeats of the 1848 revolutions and the 1871 Paris Commune compelled them to refine their approach to the state.

The Paris Commune was the world’s first proletarian government which lasted for 72 days in 1871. Decades of war, discontent, and radicalization led to the working-class takeover of Paris. The Parisian workers elected a council from the various wards of the city and organized public services for all its two million city residents. Their first decree was to arm the masses to defend their new proto-state. They erected a “fuller democracy” than had ever existed before and instated deeply progressive, feminist, worker-centered decrees [27]. But before the Commune could develop into a state, they were overthrown by an alliance of the bourgeoisie and the aristocracy, whose armies killed tens of thousands of workers.

In the wake of this unspeakable tragedy, the martyrs of the Commune left behind a crucial lesson: after overthrowing the capitalist state, a new worker’s state must be developed, and it must be defended fiercely from the former ruling class. The next year, Marx and Engels wrote a new preface to The Communist Manifesto explicitly drawing out the lesson: “One thing especially was proved by the Commune: that the working class cannot simply lay hold of the ready-made State machinery, and wield it for its own purposes” [28.] Lenin adds that “it is still necessary to suppress the bourgeoisie and crush their resistance,” and the Commune’s failure to do this was “one of the reasons for its defeat” [29]. These lessons were pivotal in the later successes of the Bolshevik Revolution, as well as the subsequent revolutions of the colonized peoples.

Today, some people interested in alternatives to capitalism hope we can build socialism through the legislative and electoral arena, avoiding a large-scale social revolution altogether [30]. We can and should pass legislation to curb campaign financing, increase taxes on the rich, and grant universal healthcare, all of which would be welcome improvements to the majority of our class. Yet such piecemeal reforms cannot produce the wholesale social transformation we need; the capitalists will attack progressive reforms at every opportunity and our class doesn’t have the state to enforce such legislation. The capitalist class, like every ruling class, will not allow their replacement by another class through their own state. We saw, for instance, how the Democratic Party manipulated elections to keep Bernie Sanders out of the presidential race. Any transformation of the capitalist state via reforms will also be impermanent because the people’s hard-fought gains can always be stolen by undemocratic bodies like the Supreme Court. For instance, the abortion rights we won in the 1970s were stolen from us in 2022 by the Supreme Court. To root deep and permanent transformations, we need to set up a workers-state, and we need to defend it.

The “committee for managing the common affairs of the whole bourgeoisie” cannot handle the tasks required to develop a new society for working and oppressed peoples. Just as the same bodily organ cannot perform two completely different tasks—the heart cannot be made to breathe, and the lungs cannot be made to beat—neither can the same state perform two completely different functions. The function of the socialist state in the U.S. will be to meet the needs of its people and the planet, and the function of the capitalist state is to meet the profit-seeking needs of the capitalists. Thus, the capitalist state cannot be transformed simply through seizure—it must be destroyed and replaced by a new workers’ state.

The socialist state and its withering away

The socialist state differs from the capitalist state in two crucial ways. First, it is the state of the majority and not of the minority, and second, it is a transitory apparatus unlike the capitalist state that, because it maintains class contradictions, foresees no end. To the first point, the capitalist state protects the material interests of a tiny fraction of society and holds down the vast masses of the people from revolting against them. The capitalist state must ensure that hundreds of millions of people endure their poverty and precarity without stopping production. Even though workers are the producers of all the value, we do not realize the fruits of our contributions. The capitalists do not produce any value, and so their status in society is structurally illegitimate. To maintain this lopsided situation, the capitalist state had to develop violent and ideological state apparatuses. The socialist state’s apparatuses will be drastically less violent, since they will need to repress only a tiny minority, while directing most of their energy to meeting the needs of the people.

To the second point of difference: the capitalist state claims to be at its final stage of history. By contrast, the final aim of the socialist state is to render itself irrelevant. It serves only as the transitory apparatuses that will deliver humanity to classless society. While the capitalist state has no plan for improving itself, or for solving the contradictions that envelop it, the socialist state is built with the self-awareness that it is not at the highest stage of humanity.

The transition from a workers-state to a classless society is important, given that class antagonisms and special oppressions do not disappear overnight. Remnants of the old order lay in wait for the opportune moment to rise up and counter-revolt, and they are often aided by imperialists abroad. The state must persist until “the resistance of the capitalists has been completely crushed, when the capitalists have disappeared, when there are no classes” [31]. Without exploitation and oppression, the state is no longer necessary. This transitional period will depend on the existing material conditions and can’t be determined in advance: “By what stages, by means of what practical measures humanity will proceed to this supreme aim we do not and cannot know,” Lenin wrote [32].

The main principle is that the socialist state would transform social relations, grow the productive forces of society, eliminate material scarcity, and then itself “wither away into the higher phase of communism” [33].  No socialist state, historical or present-day, has been able to move past the state.

Conclusion: Our role in the “belly of the beast”

The Soviet Union lived and died as a state, and Cuba and China have been states for 60 and 70 years. Because socialist revolutions occurred not in the imperialist or advanced capitalist countries but in the colonial, semi-colonial, and less industrially-developed ones, the process of building up the productive forces required for socialism was and is protracted. Further, given that the Bolsheviks faced imperialist interventions by 14 countries almost immediately, they had to strengthen their state. Throughout its existence, the USSR had to “defend its revolution from overthrow in a world still dominated by imperialist monopoly capitalism” [34]. Cuba has been under the most extreme trade embargo in existence at the hands of the U.S. since its birth and has withstood numerous counterrevolutionary attempts. The embargo is meant to suffocate and isolate the people of Cuba, and to incite a counterrevolution. Still, the people of Cuba support their government because of its tireless efforts to meet their needs under difficult circumstances which are outside of its control. The U.S.’s newest target for which it is preparing for military confrontation is China with the goal of overthrowing the Communist Party; to defend the gains of the Chinese Revolution, China must fortify their revolution through the state [35].

Despite immense pressure from the U.S. capitalist class, socialist states have been able to win immense victories. China, for instance, eradicated extreme poverty in what was “likely the greatest anti-poverty program achievement in the history of the human race” [36]. Cuba recently redefined the family through the passage of its new Families Code, written democratically and passed by popular referendum. The Code expands the rights of the most oppressed: women, children, LGBTQ people, and the elderly. For these socialist states to flourish, and to eventually wither away, imperialism must first be defeated.

Imperialism is blocking the development of socialist states and projects everywhere. As organizers in the U.S., it is our special duty to make socialist revolution in our country so that we may not only free ourselves, but also free our siblings around the world from the scourge of U.S. imperialism.  Once society is organized “on the basis of free and equal association of the producers,” we “will put the whole state machinery where it will then belong–into the museum of antiquities, next to the spinning wheel and the bronze ax” [37]. This is the communist horizon, in which the people through their state organs fulfill our dreams of organizing society in our own name.

References

[1] Louis Althusser, “Ideology and Ideological State Apparatuses: Notes Towards an Investigation,” inLenin and Philosophy and Other Essays, trans. B. Brewster (New York: Monthly Review Press, 1970/2001), 95-97. Availablehere.
[2] Martin Carnoy,The State and Political Theory(Princeton University Press, 1984), 10.
[3] V.I. Lenin “The State and Revolution: The Marxist Theory of the State and the Tasks of the Proletarian Revolution” inLenin Collected Works (Vol. 25): June-September 1917, 385-487 (Moscow: Progress Publishers, 1918/1964), 394. Also availablehere.
[4] Frederick Engels,The Origin of the Family, Private Property and the State(New York: International Publishers, 1884/1972), 229. Also availablehere.
[5] For an analysis of the U.S. state, see Eugene Puryear, “The U.S. State and the U.S. Revolution,”Liberation School,10 July 2022. Availablehere.
[6] Lenin, “The State and Revolution,” 398.
[7] Ibid., 392; For more context on why Lenin took up this study, see Brian Becker, “How the Ideas of ‘The State and Revolution’ Changed History,” inRevolution Manifesto: Understanding Marx and Lenin’s Theory of Revolution,ed. Ben Becker (San Francisco: Liberation Media, 2015), 8-9.
[8] Chas Critcher, Tony Jefferson, John Clarke, Brian Roberts,Policing theCrisis: Mugging, theState andLaw andOrder(London: Macmillan, 1978), 394.
[9] Mapping Police Violence, “2021 Police Violence Report” Availablehere.
[10] Ibid.
[11] Roy Walmsey, “World Prison Population List,” 12th ed.,Prison Policy Initiative, 2018. Availablehere; Wendy Sawyer and Peter Wagner, “Mass Incarceration: The Whole Pie 2022,”Prison Policy Initiative, 14 March 2023. Availablehere.
[12] Sawyer and Wagner, “Mass Incarceration.”
[13] Karl Marx and Frederick Engels,The German Ideology: Part One, ed. C.J. Arthur (New York: International Publishers, 1932/1970), 64; For more on Marx and ideology, see Derek Ford, “What is Ideology? A Marxist Introduction to the Marxist Theory of Ideology,”Liberation School, 07 September 202.1.
[14] Marx and Frederick Engels,The German Ideology,64, emphasis added.
[15] Ibid., 65.
[16] Althusser, “Ideology and Ideological State Apparatuses,” 96.
[17] Nickie Louise, “These 6 Corporations Control 90% of the Media Outlets in America. The Illusion of Choice and Objectivity,”TechStartups, 18 September 2020. Availablehere.
[18] Althusser, “Ideology and Ideological State Apparatuses,” 104.
[19] Ibid., 89.
[20] Samuel Bowles and Herbert Gintis, Schooling in Capitalist America: Educational Reform and the Contradictions of Economic Life(New York: Basic Books: 1976), 12.
[21] See, for example, William Ayers, “The Criminalization of Youth: Politicians Promote Lock-Em-Up Mentality,”Rethinking Schools12, no. 2 (1997/1998). Availablehere.
[22] Bowles and Gintis,Schooling in Capitalist America, 265.
[23] Ibid., 285.
[24] Tracey Onyenacho, “Black and Brown Students Are Organizing to Remove Police From Their Schools,”ColorLines, 21 July 2020. Availablehere.
[25] Karl Marx and Friedrich Engels,The Communist Manifesto, trans. S. Moore (New York: Penguin Books, 1888/1967), 221.
[26] Karl Marx,Capital: A Critique of Political Economy (Vol. 1): The Process of Capitalist Production, trans. S. Moore and E. Aveling (New York: International Publishers, 1867/1967), 229. Availablehere.
[27] For more on the Paris Commune, see: Richard Becker, “Vive La Commune! The Paris Commune 150 Years Later,”Liberation School,March 18, 2021. Availablehere.
[28] Marx and Engels,The Communist Manifesto, 194.
[29] Lenin, “The State and Revolution,” 424.
[30] For a definition of socialist revolution, see Nino Brown, “What Does it Take to Make a Socialist Revolution?”Liberation School, 29 September 2022. Availablehere.
[31] Lenin, “The State and Revolution,” 467.
[32] Ibid., 477.
[33] Richard Becker, “The Soviet Union: Why the Workers’ State Could Not Wither Away,” inRevolution Manifesto: Understanding Marx and Lenin’s Theory of Revolution,ed. Ben Becker (San Francisco: Liberation Media, 2015), 58.
[34] Ibid.
[35] Global Times, “Global Times interview: Brian Becker on socialism and the U.S. campaign against China,”Liberation News, 05 July 2022. Availablehere.
[36] Ibid.
[37] Engels,The Origin of the Family, Private Property and the State, 232.

South Korean Dictator Dies, Western Media Resurrects a Myth

By K. J. Noh

General Chun Doo Hwan was the corrupt military dictator that ruled Korea from 1979-1988, before handing off the presidency to his co-conspirator General Roh Tae Woo.  Chun took power in a coup in 1979, and during his presidency he perpetrated the largest massacre of Korean civilians since the Korean war. He died on November 23rd, in pampered, sybaritic luxury, impenitent and arrogant to the very last breath.  

Many western media outlets have written censorious, chest-beating accounts of his despotic governance and the massacres he perpetrated (here, here, here, and here)-- something they rarely bothered to do when he was actively perpetrating them in broad daylight before their eyes.  Like the light from a distant galaxy--or some strange journalistic time capsule--only after death, decades later, do "human rights violations" in South Korea burst out of radio silence and become newsworthy.

Better late than never, better faint than silent, better partial than absent, one could argue.  Still all of them miss out on key facts, spread lies through omission.  A key dimension of Korean history and politics looks to be buried with his death. A little background history is necessary to elucidate this.

The Sorrows of the Emperor-Dictator

The imperial president, Park Chung Hee

Chun's predecessor and patron, the aging South Korean dictator Park Chung Hee, had ruled the country as an absolute totalitarian despot for 18 years, but he knew in his bones that his days were numbered. He had survived two violent assassination attempts, mass civil protests, and even opprobrium from his American puppet masters, despite serving them loyally by sending 320,000 South Korean troops to Vietnam. Even Park's closest advisors were worried about the fragility of his rule.

Park Chung Hee had been a former Japanese military collaborator during Japan’s colonization of Korea. A US-installed puppet Syngman Rhee had smashed socialism in the South through genocide--a method later to be replicated in Indonesia's "Jakarta method".

Park Chung Hee (in Sunglasses) and Cha Ji Chul (right; in camo), 1961 during their coup.

But the puppet-genocidaire Rhee was in turn toppled by student protests in 1960, and the integration of South Korea into a US-led security structure and capitalist order looked precarious due to popular hatred of the US. Into this foment, Brigadier General Park took power in a vicious putsch. Park was a totalitarian fascist groomed within the Japanese military system, where he had conducted counterinsurgency against Korean independence fighters in Manchuria. (One of them, a legendary guerrilla leader called Kim Il Sung, would escape his clutches and become a life-long nemesis). He had then been trained and cultivated by the US during the 1950's, attending military school in the US. When Rhee was deposed, Park rapidly took power, pledging fealty to the US and total war against communists. Having already proven his anticommunist credentials through a massive treachery, betrayal and slaughter, he was welcomed by the Kennedy Administration. This established the Junta’s legitimacy, while maintaining the continuity of US colonial “hub and spoke” architecture in the region.

Park Chung Hee as Japanese Military Officer

Park nominally assumed the presidency through an election but then tightened his regime until he attained the powers of the Japanese Emperor, whom he had worshipped and admired during Japanese rule. He formally rewrote the constitution after the Japanese imperial system, legally giving himself the powers of Showa-era Sun God.  This, along with his dismissal of colonial atrocities to normalize relations with Japan, in obeisance to the US strategic design for the region, resulted in massive civil insurrection against him.  These protests were barely put down with mass bloodshed, torture, disappearances, and terror.  But even among his inner circle, doubts were voiced about his extreme despotic overreach.   

The Insurance Policy: Ruthless and Cunning

From the earliest days of his rule, Park Chung Hee had cultivated high ranking officers to key positions, as loyal retainers in an insurance policy in case a coup happened against him.  A secret military cabal, later to be called "Hanahwe" [also, “Hanahoe”; "the council of one"], a group of officers within the 1955, 11th class of South Korea's Military Academy, had signaled their total fealty to Park during Park's military coup in 1961.  As a result, Hanahwe members were rapidly brought in-house, rewarded with powerful roles within the military government, and formed a deadly, elite Praetorian guard within the labyrinthine power structures of the Park Administration. 

Park Chung Hee with Lyndon B. Johnson, 1963

Two of them were the leaders of this secret-society insurance policy.   One of them, Chun Doo Hwan, would be referred to as the "ruthless one", known for his amoral brutality and utter lack of conscience.  He would later be called "the slaughterhouse butcher".  The other was Roh Tae Woo, Chun's military blood brother, the "cunning one", known for his strategic, tactical, and political cunning.

Power players, left to right: Roh Tae Woo, Chun Doo Hwan, Cha Ji-Chul

Together, “Ruthless and Cunning” would prove their mettle in Vietnam, auditioning as understudies for the US Imperial war machine, and proving their bona fides by operating a rolling atrocity machine, the SK 9th Infantry "White horse" Division, where Chun’s 29th regiment would cut its teeth on brutal massacres against Vietnamese civilians. Psychopathic and Amoral, they would form a two-headed hydra, ensuring Park's rule against enemies within and without.  A third member of Hanahwe, Jeong Ho Yong, would also cut his teeth in the 9th Division in Vietnam, as would the Capital Mechanized "Fierce Tiger" Division, and various Marine and Special warfare brigades.  All would gain recognition and favor with the US military brass in Vietnam, where South Korean troops would eventually outnumber US troops on the ground.  They would also play key roles in future Korean history.  

Sex, Whiskey, and Guns: High Deductibles

Park's insurance policy kicked in when his KCIA chief pumped him full of bullets at a whiskey-sodden orgy gone bad in late autumn of 1979.  Two young women--a nervous college student and a popular singer--had been procured to serve the sexual whims of the president at a luxurious KCIA "safehouse" that had been set up for such routine vernal assignations.  During the pre-coital dinner banquet, with expensive whiskey serving as lubricant, a heated argument arose between the KCIA Chief, Kim Jae Kyu and Chief Presidential Bodyguard, Cha Ji Chol, about how to put down massive civil protests against Park's rule in Pusan and Masan. Cha Ji Chol proposed the "Pol Pot option" arguing that a massacre of 30,000 civilians would subdue civilians and put the genie back in the bottle.  This was accompanied by insults at Kim for not having implemented such "effective" measures.   Kim Jae Kyu, incensed either at the casual brutality or at the blatant criticism, put an abrupt end to the debate by drawing his pistol and shooting Cha and Park. "I shot the heart of the beast of the (Yushin) dictatorship", he would later claim.  Park's insurance policy would rapidly kick in at that point, although the deductible would be his own life.  

Enter the Praetorian Guard: Tigers, Horses, and Dragons

After Park's death, Oct 26th, Lt General Chun Doo Hwan, the head of the Armed Forces Defense Security Command (DSC)--Park's institutional Praetorian Guard--rapidly took matters in hand.  Chun would rapidly take over, first the investigation of the assassination, then key army positions, and then the government.  Some historians marvel at the rapidity with which Chun consolidated power and how quickly he disciplined loose factions within Park's old guard.  This ignores the rhizomatic base of Hanahwe deep within the executive and in all branches of the military, and the institutional powers baked into the DSC to preserve loyalty and deter subversion and coups. 

Chun, using his statutory powers, and good dose of military firepower, arrested key military leaders for the assassination, and then on Dec 12th, 1979 instigated a coup, supported by Hanahwe comrade Roh Tae Woo, now division commander of the 9th “White Horse” Division. Roh withdrew the elite unit away from its critical position on the DMZ to the Capital, where they were joined by another Vietnam/Hanahwe classmate, general Jeong Ho Yong.  These troops, with another Vietnam-veteran division, the Capitol Mechanized "Tiger" Division, and various special warfare brigades, fought the old guard in the streets before rapidly subduing them. Not long after this class reunion, Chun would declare martial law and appoint himself president with a new constitution and fill all key military ranks with his Hanahwe classmates.

A "Splendid Holiday" turns sour

Mass protests broke out again after Chun’s declaration of Martial Law on May 17th, 1980.  In the city of Gwangju, hundreds of students protested. 

Chun's response was to send a crack division of special warfare troops to smash heads, assault bystanders, and shoot protestors, in an operation named "Splendid Holiday". Beatings, rapes, and mass killings were the order of the day; “blood flowed like rivers in the streets”.

Mass Protest in Gwangju, May 1980

However, in an extraordinary turn of events, stunned protestors, instead of capitulating at the terror, responded by storming police armories and requisitioning weapons, taxis, buses, and improvised explosives, to fight the elite troops to a standstill. Despite the deployment of helicopter gunships and Armored Vehicles, 3000 Special Warfare Paratroopers, along with 18,000 riot troops, found themselves driven out of the city. In this, the liberation of Gwangju stands out as one of the most astonishing feats of civil resistance of the 20th century.

Riot Troops and Paratroopers assault protestors and bystanders in Gwangju

This victory was not to last, however. After the rebels surrendered thousands of arms as a gesture of good faith to seek amnesty, Chun's administration would assault the city with 2 armored divisions and 5 special forces brigades. An untold number of civilians--excess death statistics note 2300 individuals--would be slaughtered, searing Gwangju into the historic annals of atrocity and infamy.

Anti-government protests would go underground, and re-erupt 7 years later, when Chun's presidency, which had been awarded the Olympics found it inconvenient to perpetrate another massacre in front of the international press in the run up to the Olympics.  Chun would accede to protestors' demands for a direct election, the outcome of which conveniently passed the presidency to his Hanahwe second, General Roh Tae Woo.

The missing factor:  Who let the dogs out?  

The above are the basic historical outlines, acknowledged by most journalists and historians.  But what they miss out, is the platform and permissions that circumscribed these historic events.  In particular, two questions arise: Under what authority did Chun initiate his coups? And how did he subdue Gwangju?  The answer leads back to the same place.  

South Korea has never had a policy independent of the US--it has always been a vassal neo-colony. This was demonstrated when the US placed THAAD missiles on Korean soil, ignoring the explicit orders of President Moon Jae-In by coordinating secretly with the South Korean military. Even US Ambassador Donald Gregg, acknowledged openly before Congress that the US-South Korea relationship had historically been a Patron-Client relationship.

This is because the Southern state of Korea, from its inception, was created deliberately by the US after liberation to thwart a popular, indigenous socialist government (the Korean People's Republic) from taking sovereign power over the entire peninsula.

Since its occupation in 1945 by the US military government, South Korea has always been constrained and controlled by the US. Its politics and culture, even where it might be nominally independent, has been thoroughly colonized by the US. For example, in the early 90's, a fractious intra-party conflict broke out between two Cabinet factions of the Liberal Kim Young Sam presidency.  The “irreconcilable” fight was between cliques who had studied political science at UC Berkeley and those who had studied at Yale.  Such were boundaries of South Korean discourse and the overarching nature of US influence.

This state of affairs is most true of the South Korean military, which was cloned from the US military during the US occupation of 1945-1948, and which has been continuously under US control (Opcon) since July14th, 1950. 

A young Chun Doo Hwan at US Army Special Warfare School, Fort Bragg (1950’s)

Key leaders such as Park, Chun, Roh were trained and indoctrinated into US military practices and culture and had close personal connections with the US military.  Chun, for example, had attended the US Psychological Warfare school and Special Warfare school in Fort Bragg, Ranger school at Fort Benning, and Airborne training at the US Army infantry school before receiving commissions to lead Special Warfare forces.  He then in Vietnam fighting under US MACV command before ascending to key positions in the ROK military.

This dependency is starkest regarding military operational control, which the US still maintains in “wartime” to this day. ROK divisions cannot move or act independently without explicit orders from the top of the military command chain, or unless explicit permission is granted to be released from this operational control. The head of the military command chain at the time of Gwangju was General John A Wickham Jr, the head of the UNC/CFC command.  Wickham would have been subordinate to the US Joint Chiefs of Staff. 

In other words, SK troops do not get to commit massacres on their own.  They need a hall pass from the US to engage in any military maneuvers or actions.  The US military granted them such a hall pass to travel down to Gwangju, knowing that this plan that would likely result in the slaughter of students and citizens.  The released units under the Special Warfare Command, a lethal killing machine, are all divisions with a deep integration with and long history of serving the US.

Chun Doo Hwan with Ronald Reagan, 1981

The US claims that it was utterly in the dark and in no position to refuse the release of Opcon demanded by South Korea: that the Koreans snatched up Opcon, like a bully stealing lunch money, and then went on to commit mass atrocities that the US could only sit by and watch in slack-jawed innocence. These are after-the-fact re-workings of history by creative lawyers ignorant of military realities. Militaries are instituted to have unity of command, and Chun was a US-trained, known actor in a specific chain of command, with close ties to the US brass.  The notion that a partially established coup junta of a client state could simply Swiss-cheese US military command structure and snatch Opcon to commit massacres at will strains credibility.  The absurd official portrayals of the US Military brass as hapless damsels before roguish generals is refuted by official records and smacks of satire or desperation.   

Protestors running from Troops, Gwangju, 1980

In fact, Journalist Tim Shorrock  using the declassified "Cherokee files", has detailed well the discussions that happened at the time of Gwangju: top US officials in the Carter administration 1) knew of the brewing crackdown and 2) greenlighted military action, knowing full well the costs.  According to Shorrock’s meticulous reporting:

[Troops] were sent with the approval of the US commander of the US-Korea Joint Command, Gen. John Wickham…That decision, made at the highest levels of the US government….exposed how deeply the Carter administration was involved in the planning for the military coup of 1980….the Carter administration had essentially given the green light to South Korea’s generals to use military force...

This action was authorized to avoid a second "Iran" debacle, where another US-placed despot had been overthrown by popular revolt to US consternation, humiliation, and loss.  Not only did the US greenlight the massacre by US-familiar Vietnam-veteran divisions, the US deployed the USS Coral Sea to support the flank of Chun's military during the retaking of the city and heightened surveillance support with AWACS. In other words, the Gwangju massacre was a US-enabled-and-supported operation, done with explicit US knowledge and coordination.

Pentagon lawyers have argued that they had previously "released opcon" to the Korean military, so that these massacres were not done under direct US control. That is a distinction without a difference, akin to a pit bull owner saying that they took their beast off the leash, and therefore are not responsible for the deadly consequences.  The ROK military was a US-trained-and-coordinated combatant force; some units involved had served directly under the US I Corps in Vietnam only years prior to Gwangju.  The very fact that the US released opcon, knowing full well their capacities, military histories, and what was on the cards, makes the whole argument a poor exercise in plausible deniability.  No one who has the smallest understanding of how armies work would fall for "the pit bull ate my homework" excuse.   

The US has also argued that the Special Warfare division was exempt from opcon at the time.  This, too, is a legal fiction--Special Warfare Troops, of all ROK troops, are the most tightly integrated and bound to US command, where they have a long history of training, coordinating, and working with and as proxies for the US military. (The US maintains this pretense because SWF are designed to infiltrate into NK, where the necessity to avoid US command responsibility requires a legal fiction of "independence").

The same could also apply for Chun's coups as well.  The Dec 12th coup involved the movement of the Vietnam-veteran 9th division, far away from its position guarding the DMZ to attack the incumbent government, along with maneuvers of the Capital Mechanized Division and Special warfare troops.  The May 20th coup also involved large troop maneuvers to threaten and dissolve the Korean parliament.  South Korea is a small, crowded peninsula, bristling with arms and military bases on hair trigger alert, surveilling and monitoring every inch of its territory for military movement.  To assert that the US command was aware of the coups is not conspiracy that presumes US omniscience.  It's simply assuming clear signaling on a crowded dance floor to avoid inadvertent collisions.  It's inconceivable that such a massive troop maneuver would not have been signaled up the chain at minimum to avoid a friendly fire incident.  

Return OPCON, Restore Peace

So where do these facts leave us? 

As the media stir up the flies around Chun's sordid past, they also seek to bury with his body the fact that South Korea's military is an appendage of the US military, and that its warts, chancres, and tumors are grown from within the US body politic. Exorbitant atrocities such as the Bodo League Massacres, or the Gwangju Massacre, accrue to the secret debit account of the US imperial ledger, where human rights violations vanish off the books, and where moral debt and karmic interest are never calculated or reconciled.  

Despite a confusing, bifurcated organizational structure (Independent command control vs. Subordinated operational control; Peacetime Opcon vs. Wartime Opcon), the bare political fact is that South Korea's military falls effectively under US control, not simply in “wartime”, but whenever it is politically expedient or strategically necessary. This card was obvious when the ROK military simply defied Moon’s moratorium on THAAD missile installation and took its orders from the US, not even bothering to notify the Korean president that the missiles had been delivered in-country.  Subsequent investigation revealed that the South Korean military claimed a confidentiality agreement with the US military as the reason to hide the information from South Korea’s own commander-in-chief.  

Not only does the ROK military translate the will of the US in domestic actions--including coups and massacres, but it has also functioned as a brutal sidekick for US aggressions abroad, and serves as a strategic force projection platform and force multiplier for US containment against China. Unlike any other "sovereign" state in the world, South Korea's 3.7 million troops and materiel all fall under US operational control the instant that the US decides that they want to use them.

This is despite the fact that since the inception of its civilian government in 1993, SK has sued the US for the return of Opcon.  This request is now going into its third decade; the US has simply stalled, moved goal posts, changed definitions and conditions, and stonewalled to this date.

This debate around Opcon is important in the current historical moment as the US is escalating to war with China. Any de-escalation with North Korea will require the declaration of peace, predicated on the return of sovereign opcon to South Korea.  However, the US will not seek to de-escalate tensions with North Korea, because if that happens, South Korea is likely to confederate in some manner with North Korea, join China's Belt and Road Initiative and then become integrated as an ally of China.  This would cripple the US security architecture in the Northeast Pacific.  This renders any peace with North Korea antithetical to US strategic interests. 

Secondly, the US escalation for War with China requires the capacity to access and threaten the Chinese continent across a series of leverage points. Inescapably, South Korea will be a key theater of battle, because of its geostrategic position as a bridgehead onto China.  Also, the temptation to leverage a force of 6.7 million South Koreans (3.7 M troops +3 M paramilitary) as cannon fodder for war against China is simply too irresistible to pass on.  In light of this, Korea expert Tim Beal argues that in this moment of heightened tension with China, the most dangerous place in the Pacific is not the South China Sea or the East China Sea, but on the Korean Peninsula.  

We will see this conflict heighten as South Korea enters into a new presidential election cycle between a US-favored conservative candidate, and a China-sympathetic progressive candidate.  

Nevertheless, South Korea’s history offers a stark and ominous lesson, one that the MSM would prefer you ignore: a battle is brewing, with very high stakes.  Under pressure, the US has taken brutal actions to maintain control and hegemony. It may do so again.  

Chun’s passing is being taken as an opportunity to distribute soporific drafts of historical amnesia--the better to sleepwalk into war or tragedy, again. 

People with a conscience should not let this misdirection pass.  To close one’s eyes to history is to enable future atrocities and war.   Only with eyes wide open does the public have a chance of staving off this coming war. 

K.J. Noh, is a scholar, educator and journalist focusing on the political economy and geopolitics of the Asia-Pacific.   He writes for Dissident Voice, Black Agenda Report, Counterpunch, Popular Resistance, Asia Times, MR Online.  He also does frequent commentary and analysis on the news programs The Critical Hour, By Any Means Necessary, Fault Lines, Political Misfits, Loud & Clear, Breakthrough News, Flashpoints. He believes a functioning society requires good information; to that end, he strives to combat the weaponization of disinformation in the current cold war climate.

Populate the Internationalist Movement: An Anti-imperialist Critique of Malthus and Neo-Malthusianism

[Image: Ints Vikmanis / shutterstock]

By Michael Thomas Kelly

The 2018 documentary Germans in Namibia opens with an interview in which a wealthy, German-descended landowner blames the economic plight of poor Namibians on overpopulation and unchecked breeding. Malthusian “overpopulation” remains a powerful and frequently used shorthand to deflect from the ongoing legacies of genocide, colonialism, and neo-colonialism. In this paper, I argue that Malthus’ thesis on natural scarcity was primarily a normative argument against social welfare and economic equality. Malthus was wrong, then, in an ethical and political sense in that he provides an ideological framework for population control policies that imperialism and racial capitalism pursue by design – and broadly use to cause harm and maintain systems of oppression. I begin by briefly summarizing Malthus’ original thesis and clarifying how Malthus made a political, not predictive, argument against social equality. I show how neo-Malthusianism works as an ideological justification for how capitalism and imperialism generate surplus populations and maintain inequality – highlighting racial, gender, and spatial components. Drawing from neo-Malthusianism’s critics, I present a different theory of population across geographical space based on anti-imperialism and anti-capitalism.

In his 1798 Essay on Population, Thomas Malthus put forward a vision of natural scarcity, inevitable class division, and checks on exponential rises in population. Malthus asserted that finite resources and unchecked population growth through procreation – “fixed laws of our nature” (Malthus 1798: 5) – inevitably come into conflict. Barnet and Morse (1963: 52) summarize: “The limits of nature constitute scarcity. The dynamic tendency of population to press continually to the borders of subsistence is the driving force.” The conflict between natural resource scarcity and natural population growth, Malthus argued, must necessarily fall on the poorest members of society: “no possible form of society could prevent the almost constant action of misery upon a great part of mankind, if in a state of inequality, and upon all, if all were equal” (Malthus 1798, 11). Malthus also identified “positive checks” on population growth: “Hunger and famine, infanticide and premature death, war and disease” (Kallis 2019, 14).

Critics of Malthus and his original writings explain how he was consciously making a political intervention against revolutionary or redistributive demands. According to Kallis (2019), Malthus had issued “a rebuttal of revolutionary aspirations” (9) and argued that “revolutionaries would cause more harm than good. Malthus wanted to see the abolition of the Poor Laws—a proto-welfare system that provided free food in the parishes” (12). Malthus’s thesis “was not meant as a prediction” (Kallis 2019: 22) but an argument “for the impossibility of a classless society” (23). Similarly, Harvey (1974: 258) characterizes Malthus’ essay “as a political tract against the utopian socialist-anarchism of Godwin and Condorcet and as an antidote to the hopes for social progress aroused by the French Revolution.” Aside from any logical consistency or merit, the essay’s “class character” (Harvey 1974: 259) is what reveals the political intention and function behind the essay and the ideologies it set forth.

More recent proponents of neo-Malthusianism use Malthus’ ideological groundwork to defend private property, uneven development, and structural racism in the context of climate change. For example, Malthus’ Essay presaged arguments that bourgeois economists later made rejecting “redistribution and welfare in the name of free markets” (Kallis 2019: 19). According to Harvey (1974: 262), “Malthus was, in principle, a defender of private property… Private property arrangements inevitably mean an uneven distribution of income, wealth, and the means of production in society.” Both Kallis (2019) and Ojeda, Sasser, and Lunstrum (2020) highlight the popularity – and danger – of natural limits arguments in modern environmental circles. Kallis (2019: 44-45) describes how some 1970s environmental movements “inherited the logic of Malthus,” basing arguments on the fear and supposed impossibility of infinite growth on a finite planet. More recently, Ojeda, Sasser, and Lunstrum (2020: 319) explain: “Influential Western leaders and trend-setters have… argued that climate change can be mitigated by addressing overpopulation.” Highlighting “sharp, uneven geographies,” arguments for “natural scarcity… misdiagnose the causes of climate change, often placing blame on marginalized populations” while doing “little to address the root of the problem” (Ojeda, Sasser, and Lunstrum 2020, 317-318).

Capitalism has a specific use for population – within structurally determined class and social relations – quite apart from the natural limits Malthus invoked to justify inequality. Unlike Malthus, whose theory of population was rooted in human nature and natural scarcity, Marx posited a “law of population peculiar to the capitalist mode of production” (Harvey 1974, 268). Marx ([1867] 1993: 782-793) argued that an industrial reserve army of labor, or relative surplus population, is necessary under capitalism to discipline the employed working-class and absorb the expansions or contractions of the capitalist market. Relative surplus population is inherent to capitalism and produces poverty and guaranteed unemployment by design: “Marx does not talk about a population problem but a poverty and human exploitation problem. He replaces Malthus’ concept of overpopulation by the concept of a relative surplus population” (Harvey 1974, 269). Ojeda, Sasser, and Lunstrum (2020: 324-325) highlight a contemporary example in which the expansion of palm oil plantations in Colombia had uneven spatial and gendered effects on local populations: “the entry of mitigation projects in the region has resulted in more gender inequality, more dependency of women towards their male partners and their circumscription to domestic spaces” (325). In this case, “natural limits” and “overpopulation” offer no accurate or worthwhile explanation. Instead, this concrete example is better understood as one in which a new plantation market absorbed male wage workers, caused gendered harm in a Global South nation, and showed the limits of climate mitigation in a system in which private property and ownership structures remain intact.

Imperialism and neo-colonialism similarly drive predictable, uneven effects on populations globally, which population control policies and discourses serve to obscure. Harvey (1974: 274) explains: “The overpopulation argument is easily used as a part of an elaborate apologetic through which class, ethnic, or (neo-) colonial repression may be justified.” For example, “several years after Hurricane Katrina, former Louisiana Representative John LaBruzzo… proposed paying people who received state welfare assistance $1,000 to undergo surgical sterilization” (Ojeda, Sasser, and Lunstrum 2020, 320). Also, the US justifies its military presence in Africa through tropes of “overly-reproductive, resource-degrading women” and “the perceived urgency of preemptively addressing climate conflict” (Ojeda, Sasser, and Lunstrum 2020, 321). In both cases, the political function of Malthusianism – that overpopulation will collide with natural resource scarcity – obscures the actual underlying power dynamics. The increased intensity of storms and drought in desert regions are attributable to industrial capital’s emissions of CO2 and play out unevenly across existing racial segregation in the US and neo-colonial underdevelopment in Africa (Rodney [1972] 2018). Global capitalism drives climate apartheid and racialized, gendered poverty, which Malthusians wrongly ascribe to unchecked population and natural limits.

Critiques of Malthus and neo-Malthusianism offer pathways for a different theory of population rooted in principles of anti-imperialism and internationalism. Kallis (2019: 98) locates the following example in terms of limits, but perhaps it is better understood as a struggle over Indigenous sovereignty: “it is the… marginalized who draw limits to stop others from encroaching on their space; think of a community that prevents a multinational corporation from logging its sacred forest.” Relatedly, Ojeda, Sasser, and Lunstrum (2020: 324) explain the gendered aspects of “‘planetary care work’ (Rocheleau 2015), as local communities are largely made responsible for containing and reversing the effects of climate change.” In both cases, ongoing, Indigenous-led efforts to restore relations of stewardship with the world’s land and biodiversity – and overturn existing private property relations and US policy abroad – could better serve oppressed populations. Citing Marx, and critiquing Malthus’ separation of humans and nature, Harvey (1974: 267) suggests that humans can achieve a “unity with nature.” In fact, the “emergence of an abstract nature” in some environmentalist rhetoric implies “the invisibilization of alternative productions of nature and myriad forms of resistance… including localized and feminized experiences of climate change from impoverished and racialized communities in the global south” (Ojeda, Sasser, and Lunstrum 2020, 325). Moving past “human” versus “nature” permits us the necessary nuances, contradictions, and local differences within both non-universal categories of human and nature. Lastly, Kallis (2019: 98) again posits the following demands in terms of limits – minimum wage increase, progressive taxation, working-day reduction – but these are also demands to reduce capital’s essential drive to accumulate, seek profit, and expand. Furthermore, these demands can be strengthened and better contextualized when one considers the working-class’ global dimensions and how relative surplus populations are created and used across various geographical, international, and gendered scales.

Debates over theories of population have important implications for future research and political organizing. Environmental movements can recognize Malthusian arguments as part of a political project against redistribution and revolutionary socialism. Scholars and activists can also grasp how guaranteed unemployment, population control, and ecological damage are attributable to structural, changeable systems of racial capitalism, imperialism, and white supremacy – not natural laws. On that principle, organizers can work to build an internationalist movement that understands population, production, and scarcity as socially produced categories that can be placed under forms of collective ownership.

References

Barnett, H.J. and Morse, C. (1963). Scarcity and growth: The economics of natural resource availability. Washington, D.C.: Resources for the Future, 51-71.

Harvey, D. (1974). Population, resources, and the ideology of science. Economic Geography, 50(3), 256-277.

Kallis, G. (2019). Limits: Why Malthus was wrong and why environmentalists should care. Stanford, C.A.: Stanford University Press.

Malthus, T. (1798). An essay on the principle of population. London: J. Johnson, in St. Paul’s Church-Yard.

Marx, K. ([1867] 1993). Capitalism Volume 1. London: Penguin.

Ojeda, D., Sasser, J., and Lunstrum, E. (2020). Malthus’s specter and the Anthropocene. Gender Place and Culture, 27(3), 316-332.

Redfish Media. (2018). Germans in Namibia. Redfish Media. Retrieved from https://www.youtube.com/watch?v=0U2g5K8JaJk

Rodney, W. ([1972] 2018). How Europe Underdeveloped Africa. London, U.K.: Verso.

American Fascism: The Men, the Money, and the Myth

By J. Richard Marra

On May Day 2016, well before the election of Donald J. Trump, the Boston Globe published, "'Never forget,' the world said of the Holocaust. But the world is forgetting."[1] In it, Jeff Jacoby worries about its implications for a world experiencing a resurgence of violent right wing political extremism. For American Marxists, the timing may seem ironic. On the day of global celebration for the working class, they are reminded of both the horrors of fascism and their duty to unceasingly oppose it.

Marxist and other commentators appreciate the toxicity of fascism. However, their explanations regarding its features, organization, and operations differ. Each has enriched our understanding, while also introducing a disconcerting complexity and diversity. Accordingly, anti-fascists should aim at simplicity when considering historical fascism and Trump's 'neofascism."

The libertarian commentator George Will understands:[2]

So many excitable Americans are hurling accusations of fascism, there might be more definitions of "fascism" than there are actual fascists. Fascism, one of the 20th century’s fighting faiths, has only faint echoes in 21st-century America’s political regression.

Furthermore, there are problems regarding recognizing fascism and justifying claims about specific political regimes. James P. Cannon recognized this in 1954 with reference to Wisconsin Senator Joseph McCarthy: [3]

Those who would judge specific American forms of fascism too formalistically by the European pattern, arbitrarily limit capitalist aggression against the workers’ movement in two forms:

They see the democratic form by which the workers are suppressed through strictly legal measures in accordance with the law and the Constitution—such as the Taft-Hartley Law, formal indictments and prosecutions for specific violations of existing statutes, etc....

On the other side they see the illegal, unofficial forms of violence practiced by “stormtroopers” and similar shirted hooligans outside the forms of law, as in Italy and Germany. This is characterised as fascist.

This kind of illegal violence under the outward forms of law has a distinctive American flavour; and it is especially favoured by a section of the ruling class which has very little respect for its own laws....This is, in fact, an important element of the specific form which American fascism will take....

Depending on one's perspective, contemporary fascism might appear nowhere, or anywhere. It is nowhere in the sense that Hitler and Mussolini are dead; and America's immigrant detention camps aren't as horrific as Auschwitz. Yet, it can emerge anywhere because capitalism is everywhere, and capitalism is its necessary and structural accomplice.[4] Given the right theorizing, many current capitalist regimes can exhibit fascist characteristics. For Will, fascism can occur anywhere because truculence toward liberal institutions and manners is common in social climates of political polarization and arrogance.

Three methodological problems contribute to the confusion. Consider, first, Lawrence Britt's[5] list of the identifying characteristics of fascism. Its items accurately capture salient features and establish a domain of likely candidate governments. Unfortunately, they don't supply an explanation regarding how any of these, or all of these, characteristics structurally realize the fascist form of governance. Lacking context, lists of attributes can become scattered and unwieldy, and fail to account for time-sensitive social and political contingencies, as Cannon anticipates. In addition, methodologies, and the theories supporting them, evolve over time. Although their theoretical "hard core" remains resistant, subordinate features may change. This may lead to reevaluations of the fascist-ness of political regimes. Finally, although Marxism, unlike capitalism, is fundamentally opposed to fascism, both are nevertheless liable to analytical bias. Will's commitment to capitalism prevents him from even mentioning it. He strips contemporary fascism of its theoretical and historical significance, dismissing it as merely a problem regarding hostile personalities.

To avoid these problems, this account will keep largely to operational matters, focusing on structures and functions. Parsimony is exercised in establishing necessary and sufficient characteristics, and explaining such features will help us introduce context. To do so, it proposes three fundamental structural components: Governance, economy, and ideology. Following Brecht and Lund, it suggests that capitalism plays a central role in the emergence and operations of fascism. However, unlike some Marxists, this analysis stops short of characterizing fascism as an extreme form of capitalism. Accumulation remains the prime purpose of the capitalist modes of production employed within fascism. Nevertheless, capitalists must routinely acquiesce to state requirements, which conveniently include protecting and advancing profitability. Both capitalists and fascists are keenly aware that workers, unions, and communists can negatively affect accumulation and the capitalist state. This mutual need is addressed by managing unprofitable class conflict through the establishment of state-run "corporations."

The Three Characteristics of Historical Fascism

When taken together, the following three necessary characteristics, involving both structural and ideological (especially nationalistic and religious) components, sufficiently define fascism.

1. Governance: Unitary and authoritarian national state controlled by a despotic "Leader."

2. Economy: State control of the economy through a system of sector-based corporations comprised of capitalist enterprises and labor.

3. Ideology: Traditionalist mythology justifying an exclusive moral exceptionalism in governmental affairs imported from 20th-century Futurism.

The key to recognizing fascism lies in appreciating how these characteristics synergize into a unique system of governance. With this in mind, let us now examine each more deeply.

Governance: The Leader Principle

The fascist state functions according to the "Leader Principle."[6] The "Leader" (aka Der Fuhrer, Il Duce) is the single sovereign authority over the state and its people. He/she stands atop a hierarchy of sub-leaders that govern the state's political and bureaucratic organizations. All sub-leaders pledge total obedience to all superiors, but always and primarily to the Leader. The fascist leader is not merely a person, but the ultimate manifestation of a state dynamically driven by its moral "will." In this way, the leader and the state are structurally and functionally identified. Mussolini writes, "the Fascist State is itself conscious and has itself a will and a personality -- thus it may be called the "ethic" State...." For Mussolini and Hitler, those consciousnesses, wills, personalities, and morality are theirs.

Economy: The "Third Way"

The leader dictates the structure and operations of the second necessary feature of fascism, an economic system called the "The Third Way." To understand the Third Way, let's compare how capitalists, communists, and fascists manage the class struggle that Mussolini denies.

Capitalists are attentive to class struggle, especially when it interferes with profits. They know that profit comes from their private ownership of the means of production and exploitation of labor. They understand that class struggle between owners and workers is a fact of capitalist social life. Capitalists understand that every rise in workers’ standards of living — living wages, pensions, healthful working conditions — are not only costly, but are costs that directly subtract from their profits. Thus, since workers will naturally demand such benefits, capitalists work continuously to weaken the political power of workers and unions.

For communists, class struggle is a symptom of capitalist social relations; yet they recognize that it is also a tool for working-class liberation. Their aim is to eliminate private control of the forces of production, while relocating ownership across the entire society. "Come the revolution," society will become classless. With the end of class struggle, a democratic economy is established that serves collective economic planning, and the physical and psychological well-being of workers.

Fascists place the needs of the state over all other national constituencies, including both capitalists and workers. This requires minimizing conflict between these two classes. To do this, fascists merge capitalist enterprises and unions into corporations, pairing them according to distinct economic sectors. Each corporation represents a sector of the economy wherein capitalists and labor are collectively bureaucratized, with all power vested in a state governed by an authoritarian leader.

The fascist leader principle is a relatively simple structural and operational conception, which any authoritarian state, fascist or otherwise, can implement. However, fascism couches the principle within a worldview that rejects the ideological foundations of both impotent liberal democracy and Marx's materialist sociology. [7]

...the liberal State is not that of a directing force, guiding the play and development, both material and spiritual, of a collective body, but merely a force limited to the function of recording results...the Fascist State is itself conscious and has itself a will and a personality -- thus it may be called the "ethic" State....

...Fascism [is] the complete opposite of…Marxian Socialism, the materialist conception of history of human civilization can be explained simply through the conflict of interests among the various social groups and by the change and development in the means and instruments of production...if the economic conception of history be denied, according to which theory men are no more than puppets, carried to and fro by the waves of chance, while the real directing forces are quite out of their control, it follows that the existence of an unchangeable and unchanging class-war is also denied - the natural progeny of the economic conception of history. And above all Fascism denies that class-war can be the preponderant force in the transformation of society....

To summarize, the ultimate aim of capitalism is to end class struggle by subjugating the working class. The ultimate aim of communism is to end class struggle by eliminating the capitalist class. The ultimate aim of fascism is to corporatize the capitalist class and eliminate a collectivized working class through the formation of an absolutely supreme leader and state.

Ideology: The Nasty Superman

Fascism has three ideological pillars. The first concerns mythology. Mussolini's fascism is nothing without a myth:

We have created our myth. The myth is a faith, it is passion. It is not necessary that it shall be a reality. It is a reality by the fact that it is a good, a hope, a faith, that it is courage. Our myth is the Nation, our myth is the greatness of the Nation! And to this myth, to this grandeur, that we wish to translate into a complete reality, we subordinate all the rest.[8]

The existential conception of fascism lies in an identification of a heroic people with its leader and national mythology. Consider the two fascist "philosophers" Alfred Rosenberg and Julius Evola. Rosenberg served as the Nazi Party's Commissar for the Supervision of Intellectual and Ideological Education between1933 to 1945. Among his "scholarly" accomplishments is "The Myth of the Twentieth Century,"[9] a uniquely turgid and mind-numbing justification of Nazi anti-Semitism and Aryanism. Julius Evola, one of the founders of 20th-century traditionalism, enjoyed a continuing relationship with Hitler, high-ranking Nazis, and Mussolini. He took Rosenberg's work seriously enough to critique it his "The Racist Conception of History."[10] With Mussolini, myth and tradition join: "Tradition certainly is one of the greatest spiritual forces of a people, inasmuch as it is a successive and constant creation of their soul."[11]

The second foundation of fascism involves not bigotry but nastiness, its truculence finding its roots early 20th-century futurism. Evola enjoyed a brief artistic and philosophical relationship with Filippo Marinetti's Futurist Movement. This connection is important because it exposes the second, and little remembered, ideological foundation of fascism.

Futurism speaks: [12]

...we shall extol aggressive movement, feverish insomnia, the double-quick step, the somersault, the box on the ear, the fisticuff.

We wish to destroy the museum, the libraries, to fight against moralism, feminism and all opportunistic and utilitarian malignancy.

We wish to glorify War - the only health giver of the world - militarism, patriotism, the destructive arm of the Anarchist, the beautiful ideas that kill, and contempt for woman.

This political grandiloquence finds translation in five of Britt's characteristics: distain for human rights, scapegoating, hostility toward intellectuals and artists, militarism, and sexism. These attitudes and behaviors are not Trump's alone. These come from Marinetti's Futurist Aristocracy (1923), edited by the Italian Futurist Nanni Leone Castelli. Marinetti influenced Mussolini, a person many worldwide view as the epitome of the aggressive and spontaneous futurist hero.

Mussolini the futurist:[13]

The Fascist accepts life and loves it, knowing nothing of and despising suicide: he rather conceives of life as duty and struggle and conquest....

[Fascism]... repudiates the doctrine of Pacifism....war [sic] alone brings up to their highest tension all human energies and puts the stamp of nobility upon the peoples who have the courage to meet it.

Fascism wants man to be active and to engage in action with all his energies....[14]

For fascists, traditionalism and futurism are tools for cultural atonement, redemption, and political power. The cultural historian Nicholas Goodrick-Clarke[15] appreciates Evola's and Trump's ideological poison. Fascism:

 ...speaks directly to those who reject absolutely the leveling world of democracy, capitalism, multi-racialism and technology...[Traditionalists] acute sense of cultural chaos can find powerful relief in his ideal of total renewal.

It is not surprising that Steve Bannon, an Evola enthusiast and Trump's past political advisor, boasts, "I’m a Leninist. Lenin wanted to destroy the state, and that’s my goal too. I want to bring everything crashing down, and destroy all of today’s establishment."[16] Bannon's Lenin isn't a Marxist, but he is a futurist.

Fascism's third necessary ideological feature is a moral "exclusive exceptionalism" in public policy and international relations, particularly justified by its traditionalist mythology. The fascist state claims the exclusive moral right to do what it wishes: no individual, group, or other nation can assert the same right.[17] Antonio Salazar, a former Portuguese prime minister and authoritarian corporatist, explains: [18]

The fascist dictatorship tends towards a pagan Caesarism, towards a state that knows no limits of a legal or moral order, which marches towards its goal without meeting complications or obstacles.

And for Adolph Hitler: [19]

It's a matter of indifference to me what a weak western European civilization will say about me. I have issued the command - and I'll have anybody who utters but one word of criticism executed by a firing squad....

The Three Characteristics of American Fascism

Governance: The Fascist Presidency

Since the Civil War, America has enjoyed reasonably stable governance. It's democratic republic, separation of powers, and presidential term limits constrain the rise of tyranny. Capitalism is thoroughly imbedded in its politics, ideology, culture, and religion. It's culture celebrates freedom, democracy, multiculturalism, personal individualism, and egalitarianism; suitably framed in a comforting mythology. It's religious doctrines profess kindness, compassion, and equality among persons.

Taken together, these blessings provide Americans with a deep sense of self-identity and exceptionalism. They also offer few prospects for the rise of a hell bent authoritarian Fuhrer. Yet, for opportunists like Donald Trump, the 2016 election provided just the right circumstances for a heroic self-actualization.

Trump's fascist handler Steve Bannon has a plan. It begins by peddling a well-known TV reality superstar and billionaire entrepreneur as a national hero for the 21st century. He is marketed as a blessed, unconventional, and unrelenting savior. His operatives then inject him into a rapaciously neoliberal capitalist party. That party seizes the opportunity to both deflect growing criticism from disgruntled workers still suffering from the 2008 capitalist crisis and a ballooning wealth gap, while simultaneously safeguarding capitalist profits. Republican spin masters publicly celebrate him in their corporate media, offering him a shot at the Presidency.

Once this leader controls the executive branch, and the Republican Party takes control of the Senate and the Supreme Court, an American fascism will command absolute political authority. It can control national production and labor policy, thus removing class struggle from the political equation. This tactic takes advantage of an increasing centralization of power in the executive branch.[20] This situation is significantly different from the weak power structure at the top of the unstable Weimar Republic in 1930s Germany. Trump will exercise his authority, claiming the exclusive right to do what he wishes, and remain unaccountable. Since this impulsive and aggressive fascist leader is the incarnation of the state, all governmental policy and functions obediently follow suit. Anything or anyone getting in the way will be eliminated.

Trump is a worthy inheritor of Mussolini's political persona. His distain for human rights, scapegoating, sexism, hostility toward intellectuals, and militarism is indisputable. His immigration policy, islamophobia and racism, glorification of sexual molestation, anti-science rhetoric, and massive defense spending all herald a potential American Fuhrer.

Economy and Ideology: Steve Bannon’s 'Third-Way'[21]

Steve Bannon's fascism maximizes the operational efficiency of its governance, and coincidently the profitability of capitalism, through their fusion with the ideology of White-supremacist Christianity. The leader commands a Third Way that subjugates capitalist enterprises and labor under his control through corporations, in order to ameliorate class conflict. Capitalists in this new theo-economic state[22] will enjoy growing profits as before, as workers endure neoliberal social and labor policy that reduces their political presence. Workers will live insecure existences living on subsistence wages, fearing illness, and defaulting on their college loans. They will work more hours, save little, and receive fewer benefits.

In contrast to historical fascism, the American form benefits from an enduring capitalist program to weaken labor. Trump is elected on a day when worker participation in unions is historically low.[23] The Taft-Hartley Act, and the damage done through its original anti-communist provision, continues to block mass revolutionary efforts by workers. There are few mass demonstrations and street battles like those in Germany and Italy during the early decades of the 20th century.[24] More recently, the Supreme Court Citizen's United and "right to work" rulings impair union fund raising and organizing. Trump's truculence toward both organized labor and Wall Street is consistent with a politic that abhors class struggle.

All of this comes with Bannon's traditionalism and Judeo-Christian ethos: [25]

...look at the leaders of capitalism at that time [late 19th- through the 20th-centuries], when capitalism was I believe at its highest flower and spreading its benefits to most of mankind, almost all of those capitalists were strong believers in the Judeo-Christian West. They were either active participants in the [their] faith,...the underpinnings of their beliefs was manifested in the work they did. And I think that’s incredibly important and something that would really become unmoored....I don’t believe that our forefathers had that same belief.

...[S]hould we put a cap on wealth creation and distribution? It’s something that should be at the heart of every Christian that is a capitalist — “What is the purpose of whatever I’m doing with this wealth? What is the purpose of what I’m doing with the ability that God has given us, that divine providence has given us to actually be a creator of jobs and a creator of wealth?"

Bannon imagines America as a restored Judeo-Christian and capitalist nation with Trump as its leader. He revives and consecrates Americans as a new saintly and capitalist volk. The leader leads, and capitalists and workers reap the benefits. Value added: Everyone achieves salvation and immortality, as they are actualized in the form of the fascist state. For Bannon, "What Trump represents is a restoration — a restoration of true American capitalism and a revolution against state-sponsored socialism.[26] This restoration carries the Cross, is wrapped in the American flag, and struts to the tune of a uniquely garish form of exclusive exceptionalism. MAGA emerges as a pathologically narcissistic demon in the form of Trump's exclusive exceptionalism:

They say I have the most loyal people — did you ever see that? Where I could stand in the middle of 5th Avenue and shoot somebody, and I wouldn’t lose any voters. It’s like incredible.[27]

Conclusion

George Will places the intersection of futurism and fascism within the broader context of European Enlightenment:[28]

Fascism fancied itself as modernity armed — science translated into machines, especially airplanes, and pure energy restlessly seeking things to smash. Actually, it was a recoil against Enlightenment individualism: the idea that good societies allow reasoning, rights-bearing people to define for themselves the worthy life.

George Will correctly distinguishes "Trumpism" as a populist fad from communism as a political doctrine:[29]

Communism had a revolutionary doctrine; fascism was more a mood than a doctrine. It was a stance of undifferentiated truculence toward the institutions and manners of liberal democracy.

Trumpism...is a mood masquerading as a doctrine, an entertainment genre based on contempt for its bellowing audiences. Fascism was and is more interesting.

Fascism is interesting precisely because it offers a compelling doctrine, a powerful system of governance, and is doggedly persistent over time and space. But, it's also rare. Unfortunately, small samples resist generalization. Cultural, geographic, and historical variables make comparisons difficult. While Marxists understand that the boom-and-bust cycles of capitalism can lead to fascism, they don't often synchronize with other potent proto-fascist interventions. Fascism requires a unique convergence of causes and conditions. Economically, a major crisis of capitalism, significant economic distress among workers, a burgeoning wealth gap, and strong anti-union sentiments and policies prevails. There is a social climate of fear and hostility regarding vivid internal and external threats; citizens distrust distant and detached governance. They are mesmerized by a nativist and nationalist mythology energized by mythic traditions and beliefs. The spark that ignites the inferno of fascism comes as a uniquely clever and hell-bent futurist demagogue.

It is astonishing that an otherwise intelligent species would establish such profligate stupidity, wastefulness, and destructiveness as a system of governance. But it is here and continues to threaten humanity. History begs that we never forget what fascism represents, what it does, and what it takes to remove it from our presence.

Notes

[1] Jeff Jacoby, "'Never Forget,' the world said of the Holocaust. But the world is forgetting," Boston Globe, May 1, 2016, https://www.bostonglobe.com/opinion/2016/04/30/never-forget-world-said-holocaust-but-world-forgetting/59cUqLNFxylkW7BDuRPgNK/story.html (accessed June 5, 2021).

[2] George Will, "The difference between Trumpism and fascism," The Washington Post, July 10, 2020, https://www.washingtonpost.com/opinions/the-difference-between-trumpism-and-fascism/2020/07/09/377ae76e-c208-11ea-9fdd-b7ac6b051dc8_story.html (accessed June 8, 2021).

[3] James P. Cannon, "Fascism and the Workers' Movement," Marxist Internet Archive, Original publication March - April, 1954, The Militant, https://www.marxists.org/archive/cannon/works/1954/mar/15.htm. (accessed June 23, 2021).

[4] See Bertholt Brecht, "Fascism is the True Face of Capitalism," Off Guardian, Original publication 1935, https://off-guardian.org/2018/12/01/fascism-is-the-true-face-of-capitalism/. (accessed June 23, 2021). Ernest Lund, "Fascism Is a Product of Capitalism," Marxist Internet Archive, Original publication Labor Action September 27, 1943. https://www.marxists.org/history/etol/writers/erber/1943/09/fascism.htm. (accessed June 23, 2021).

[5] Lawrence Britt, "The 14 Characteristics of Fascism," Free Inquiry Magazine, 2003, https://ratical.org/ratville/CAH/fasci14chars.pdf (accessed June 5, 2021). See also umair, "Are Americans (Really) So Dumb They Don't Know Fascism When They See It?," Eudiamonia, April 6, 2019. https://eand.co/are-americans-really-so-dumb-they-dont-know-fascism-when-they-see-it-34cae64efa72 (accessed May 29, 2021).

[6]  "Nazi Conspiracy and Aggression," A Teacher's Guide to the Holocaust, Florida Center for Instructional Technology, 2005, http://fcit.usf.edu/HOLOCAUST/resource/document/DOCNAC3.htm.

[7] Benito Mussolini, "What is Fascism?," Marxist Internet Archive, Reference Archive, Original publication 1932, Italian Encyclopedia, https://www.marxists.org/reference/archive/mussolini/works/fascism.htm. (accessed September 4, 2021).

[8] Franklin Le Van Baumer, ed., Main Currents of Western Thought (New Haven: Yale University Press, 1978), 748.

[9] Alfred Rosenberg, "The Myth of the Twentieth Century," Internet Archive, Original publication 1930,  https://archive.org/details/the-myth-of-the-20th-century-alfred-rosenberg/mode/2up (accessed September 4, 2021).

[10] Andrew Joyce, "Review: Julius Evola's 'Myth of the Blood: The Genesis of Racialism,'" Occidental Observer, September 18, 2018, https://www.theoccidentalobserver.net/2018/09/18/review-the-myth-of-the-blood-the-genesis-of-racialism/ (accessed June 9, 2021).

[11] Benito Mussolini, "The Doctrine of Fascism (1932)," World Future Fund, http://www.worldfuturefund.org/wffmaster/Reading/Germany/mussolini.htm (accessed September 10, 2021).

[12] N. L. Castelli, ed., Futurist Aristocracy (Rome: Prampolini, 1923).

[13] Le Van Baumer, op. cit.

[14] Mussolini, "The Doctrine of Fascism (1932)."

[15] Nicholas Goodrick-Clarke, Black Sun: Aryan Cults, Esoteric Nazism and the Politics of Identity (New York: New York University Press, 2001).

[16] Seth Millstein, "13 Quotes From Steve Bannon That Show The Toxic Worldview He Took To The White House," Bustle, August 18, 2017,

https://www.bustle.com/p/13-steve-bannon-quotes-that-paint-a-diabolical-worldview-he-took-to-the-white-house-77612  (accessed May 24. 2021).

[17] Charles L. Stevenson, "Value-Judgments: Their Implicit Generality," in Ethical Theory in the last quarter of the twentieth century, ed. Norman E. Bowie (Indianapolis: Hackett, 1983), 13 - 37.

[18] "Corporatism," Wikipedia, Wikipedia Foundation, August 30, 2021, https://en.wikipedia.org/wiki/Corporatism.

[19] Louis Paul Lochner, What About Germany? (New York: Dodd, Mead & Company, 1943), 11–12.

[20] "The Concept of the Imperial Presidency," UKEssays, May 16, 2017,  https://www.ukessays.com/essays/politics/the-concept-of-the-imperial-presidency-politics-essay.php (accessed September 6, 2021).

[21] Here, I allude to the fascist self-branding of being fundamentally opposed to both capitalism and socialism, offering a third way of social organization. See Roger Eatwell, "The Oxford Dictionary of Political Ideologies," Oxford Handbooks Online, edited by Michael Freeden and Marc Stears, December 2013,

https://www.oxfordhandbooks.com/view/10.1093/oxfordhb/9780199585977.001.0001/oxfordhb-9780199585977-e-009 (accessed September 6, 2021).

[22] Jennifer A. Quigley, Divine Accounting: Theo-Economics in Early Christianity (New Haven: Yale University Press, 2021).

[23] U.S. Bureau of Labor Statistics, 2016 Union Membership In The United States, https://www.bls.gov/spotlight/2016/union-membership-in-the-united-states/pdf/union-membership-in-the-united-states.pdf. (accessed September 6, 2021).

[24] Mack Harden, "What is Taft-Hartley and Why Is It Bad?," Emergency Workplace Organizing, April 5, 2021, https://workerorganizing.org/what-is-taft-hartley-and-why-is-it-bad-1291/. (accessed September 6, 2021).

[25] J. Lester Feder, "This Is How Steve Bannon Sees The Entire World," November 16, 2016, https://www.buzzfeednews.com/article/lesterfeder/this-is-how-steve-bannon-sees-the-entire-world (accessed June 8, 2021).

[26] James Hohmann, "The Daily 202: Bannon will be the id, Priebus the super-ego in Trump’s White House," The Washington Post, November 14, 2016,

https://www.washingtonpost.com/news/powerpost/paloma/daily-202/2016/11/14/daily-202-bannon-will-be-the-id-priebus-the-super-ego-in-trump-s-white-house/58292237e9b69b6085905df2/ (accessed May 31, 2021).

[27] Katie Reilly, "Donald Trump Says He 'Could Shoot Somebody' and Not Lose Voters," Time, January 23, 2016,

https://time.com/4191598/donald-trump-says-he-could-shoot-somebody-and-not-lose-voters/ (accessed May 21, 2021).

[28] Will, op. cit.

[29] Ibid.