Organizing in the “Inferno of Misery”: Jewish Workers’ Struggles in Britain Between 1900 and 1914

By Panos Theodoropoulos

Introduction: Why study the history of migrant workers’ movements?

When Rudolf Rocker, one of the central theorists of anarcho-syndicalism, began exploring London in the turn of the 20th century, he witnessed “an abyss of human suffering, an inferno of misery” (Rocker 2005: 25). Eager to get acquainted with the workers and the movements in his new city, he started going to the East End to attend meetings and socialize with fellow migrant socialists and anarchists. Many recent Jewish immigrants from Eastern Europe had congregated in the area, which was “a slum district”. He remembers “a church at the corner of Commercial Street, at the Spitalfields end, where at any time of the day you would see a crowd of dirty, lousy men and women, looking like scarecrows, in filthy rags, with dull hopeless faces, scratching themselves. That was why it was called Itchy Park”. The Jewish working-class Londoners who attended these meetings, primitive cells of what would soon become a powerful migrant trade union movement, “looked sad and worn; they were sweatshop workers, badly paid, and half starved” (Rocker 2005: 26-27). The destitution he saw in London led him to conclude that, contrary to popular beliefs that revolution is triggered by a worsening of living conditions, “there is a pitch of material and spiritual degradation from which a man can no longer rise. Those who have been born into misery and never knew a better state are rarely able to resist and revolt” (2005: 25). A social movement in these locations, targeting these specific circumstances, had to be based on more than abstract theory. It had to directly fight for the improvement of living conditions, while at the same time providing resources for the masses of Jewish (and English) workers to expand their horizons, emerge from the alienation of daily life, and imagine alternatives. This is a conclusion that remains relevant today.

The history of migrant workers’ movements in the United Kingdom remains, largely, unwritten. Plenty of books have been written focusing on specific ethnic groups or on specific time periods. However, no singular book or study exists that specifically surveys the historical struggles of migrant populations as migrants and as workers, attempting to draw connections between the experiences of different ethnic migrant groups and, ultimately, lessons for movements wishing to organize with migrant and marginalized people today. This is, however, an incredibly important task, as these groups not only had been organizing along broadly intersectional lines long before these concepts were formally introduced in the 1970s, but also because their methods of organizing offer fruitful suggestions for working around the effects of precarity, transience, alienation, language and cultural difficulties, and disorientation that frequently debilitate attempts by migrant solidarity movements to organize (with) these populations. Broadly speaking, despite the innumerable differences that stem from different ethnic groups’ cultural backgrounds, positions within the labor and social hierarchy in their host countries, locations on the gradient of whiteness, etc., all the migrant groups that managed to organize themselves in the UK did so by acting on at least three crucial ideas.

Primarily, they understood that, rather than fight for acceptance within the dominant structures of society and trade unions (which were often outright racist and exclusionary), their exclusion necessitated their autonomous organization. Critically, this autonomy emerges historically not as detrimental, but actually beneficial to, the empowerment of the working class as a whole. Secondarily, their autonomy and continuous empowerment depended on their physical embeddedness within the communities that they represented. Third, this embeddedness, and their wider analysis and praxis, had to extend beyond the narrow domain of class politics; they understood that cultural symbols play a key role in maintaining the illusion of disempowerment amongst oppressed groups, and thereby operationalized a broad, non-economistic conception of capitalism which recognized its multi-faceted, culturally dependent character. The example of the Jewish workers’ activities in London, specifically those coalitions that were established around the Arbeter Fraint group, is one small but inspiring instance of how a completely marginalized, hated, divided, and alienated mass of migrant workers managed to not only disprove Rocker’s initial pessimism, but also support the very same British local working class that excluded them.

The wider context: Struggling in a hostile environment

While migrant worker groups in the UK during the 1900s varied in countries of origin, occupations, and specific experiences, they shared some characteristics in terms of the social exclusion and exploitation they faced upon arrival. These characteristics bear significant resemblance to those experienced by migrant populations currently in the West. In the early 1900s, minorities in the UK consisted mainly of West Indian, Caribbean, Asian and Irish populations, all of which arrived through the networks fostered by Britain’s expansive imperial activities (Ramdin 2017; Virdee 2014; Freyer 1984). Migration in Britain is deeply historically structured by imperialism, and the role of Empire cannot be ignored when analyzing migrant lives and trajectories. As such, the experiences of migrant groups have been determined by an interplay of both the demands of British capitalism and an imperial ideology of racial difference and superiority, which enabled and justified their exploitation and socio-political exclusion (Virdee 2014; Tabili 1994).

Migrants were swiftly inserted in those occupations that demanded workers or were otherwise kept as a reserve army of labor until demand rose again (Ramdin 2017; Virdee 2014; Tabili 1994). Located in the most insecure and exploitable segments of the labor hierarchy, a variety of interrelated factors impeded migrants’ chances of joining trade unions. Perhaps the biggest contributor to this were the attitudes of the British trade union movement, which was active in anti-immigration campaigns under the claim that migrant workers represented “unfair competition” to British labor. Lack of familiarity with the English language and culture, spatial segregation, de-skilling, and the unwillingness of many bosses to employ migrants pushed them to the lowest paid and most exploitative occupations; importantly, these occupations were usually not covered by the union victories that had been gained by many British workers in the course of their historic struggle. These same characteristics, alongside a necessity to constantly fight for one’s survival stemming from their precarious circumstances, were also a contributor in migrant workers being used as strike-breakers in various instances of labor struggle. For example, when the skilled tailors from the West End of London went on strike in 1911, the owners turned to Jewish labor from small and mostly unskilled East End workshops (Rocker 2005: 127).

These factors combined in making it easy for unions, bosses, British workers, the local media and politicians to draw a fictitious connection between migrant labor and the threat to established labor rights, which was used to establish and expand a climate of hostility and exclusion that further cemented migrant disempowerment, and therefore, exploitability (Fishman 2004). Migrant workers mostly found themselves outside the organizing priorities of the major unions and were regularly directly blamed for the wider economic difficulties of the British working class. Their exclusion from mainstream unions combined with the aforementioned cultural and subjective factors to create a highly vulnerable and exploitable population.

The Arbeter Fraint and the organization of London’s Jewish workers

Williams (1980) locates the beginning of significant numbers of Jewish migration to the UK in the 1840. However, in response to an increase in pogroms and wider anti-Semitic activity in Europe, Jewish migration to the UK peaked between the 1880s and 1914, with the Jewish population increasing from 60,000 to approximately 300,000 (Virdee 2014). Between 1881 and 1882 more than 225,000 Jewish families fled Russia, with many settling in the East End of London (Fishman 2004). Newly arrived Jewish workers were predominantly absorbed by the tailoring industry, finding themselves in a complex network of independent workshops, many of which were sweatshops (Rocker 2005; Fishman 2004; Buckman 1980;). Over time, Jewish workers became fully connected in popular imagination to these workshops, which further curtailed their chances of finding other types of employment (Fishman 2004). Caught between being heavily exploited by wealthier members of their own communities, known as Masters (the owners of the workshops), and being excluded from most significant trade unions while facing intense racism from wider society, Jewish workers were forced to organize themselves and struggle for both labor and social rights (Virdee 2014; Fishman 2004; Buckman 1980). In so doing, they engaged with and directly aided the wider working-class movement, with individuals such Eleanor Marx playing key organizing roles in the social struggles of the time.

The competition inherent in capitalism combined with the general poverty of migrant Jewish communities to create a constant race to the bottom in terms of working conditions in the workshops. Rocker (2005: 89) writes that “the clothing industry in the East End was run by hundreds of small master-tailors who were sub-contractors for the big firms in the City and the West End. In order to get the contract they under-bid each other mercilessly, thus creating their own hell. They passed that hell on of course to their workers. The new immigrants, the greeners, as they were called, who had just arrived from Poland or Russia or Romania and had to earn their bread, went to these small sweatshops to learn to be pressers of machinists. They started as under-pressers or plain-machinists, working for about six months for a skilled presser or machinist, doing the first preparatory work for him, till they learned to work for themselves.”

To further complicate matters, the skilled presser or machinist was usually responsible for paying and organizing the labor of the workers under him, while he was being paid directly by the master. This is illustrative of the wider chain of relationships that created the adverse labor conditions experienced by Jewish workers: large firms and industries, themselves engaged in competition with each other, constantly demanded lower prices from masters; therefore, masters demanded more work for less remuneration by the skilled workers; who, in turn, demanded the same from the “unskilled” workers under them. Jewish workers, especially the newer arrivals, were poor and willing to accept whatever conditions saved them from starvation. According to Rocker, “the evil of the sweating system was that it was so contrived that each drove everybody else” (2005: 89). There were frequent attempts by individual workers to amass the money required to open a private workshop and join the ranks of the masters; however, this proved very difficult and only a few managed to sustain their businesses. Most workers remained workers (Fishman 2004).

The unionization of Jewish workers was rendered difficult due to a variety of factors, including the fact that organizers had to contend with the exploitation stemming from within the community as well as hostility from without. Class divisions quickly solidified as Jews were simultaneously excluded from the wider labor market and therefore pushed to find work within their communities (Buckman 2008; Fishman 2004). Jewish masters were adept at forming coalitions amongst themselves when threatened by strike or other activity and were supported by other industrialists (Williams 1980; Buckman 1980). To further problematize matters, early arrivals were unacquainted with the traditions of English unionism, exasperating local organizers when they attempted to engage with them (Buckman 1980). Furthermore, the structure of the industry meant that there was a high degree of mobility; workers moved between sweatshops as well as gradually gaining skills and rising up the hierarchy. The oscillations of the trade meant that during one season there could be a large pool of workers ready for union activity, while in the next season the majority of those workers could be unemployed (Rocker 2005; Buckman 1980). This precarity also acted as a barrier to workers’ readiness to engage in potentially risky oppositional actions. However, the most significant barrier to Jews joining unions were the unions themselves: despite some notable exceptions, generally unions were unwilling to work with Jews and were active campaigners in favor of stricter migration controls (Virdee 2014; Rocker 2005).

Despite the difficulties, the exclusion and exploitation experienced at all levels of social existence led Jewish workers to approach some local unions and to eventually begin organizing themselves autonomously as migrant workers (Virdee 2014; Buckman 1980). The efforts of the Socialist League, which included the Jewess Eleanor Marx in its ranks, were instrumental in providing an initial impetus for organization as well as material support. The Socialist League was one of the few British socialist formations of the late 19th century that explicitly rejected refused to subscribe to a myopic, white and British-centered view of the working class, instead promoting internationalism, anti-imperialism and migrant solidarity (Virdee 2017; 2014). The Jewish working class, which already had members with highly developed radical ideas, resonated with the SL and began organizing. Crucially, the SL managed to forge alliances between Jewish and British elements of the working class. In 1889, for example, the Socialist League pressured for an alliance between the Leeds Jewish tailors and the anti-immigration Gasworkers union. The tailors joined the struggle for the eight-hour movement, which culminated in a successful strike that won the demands within days (Buckman 1980). This, and subsequent victories by the Leeds Jewish Tailor’s Union made a significant contribution in the battle against anti-immigrant sentiment, while at the same time advancing the interests of the wider working class in the UK (Buckman 2008).

The years between 1900 and 1914 also witnessed a period of intense organizing and victories by Jewish workers in the East End of London (Virdee 2014; Rocker 2005; Fishman 2004). The first seeds for radical activity in the region had been sown in the 1870s through the establishment of the Hebrew Socialist Union, led by Aron Lieberman (Fishman 2004). The HSU was involved in a plethora of campaigns, its main purpose being to spread socialism amongst the Jewish working class and assist in their organization in trade unions. While the group was short lived, it set the stage for subsequent actions. A variety of Jewish unions began emerging in the late 19th century, including “the Hebrew Cabinet Makers’ Society, Stick and Cane Dressers’ Union, International Furriers’ Society, Tailor Machinist union, Tailors and Pressers Union, Amalgamated Lasters; Society, United Cap Makers’ Society and International Journeymen Boot Finishers’ Society” (Fishman 2004).

In the early 1900s, a group of Jewish radicals and anarchists centered around the radical Yiddish newspaper Arbeter Fraint expanded these attempts (Rocker 2005; Fishman 2004). The existence of the newspaper was fundamental in unionization processes because, since most British trade unions were unwilling to organize Jews, it was imperative that they organize themselves. For that, political education was of paramount importance (Rocker 2005). The paper’s readership increased significantly through the years, gaining thousands of readers and becoming firmly embedded in both local and international movement circles. Most importantly, it was read and supported by the working-class, with Rocker (2005: 96) remembering that “young girls who slaved in the sweatshops of a weekly pittance of ten or twelve shillings, literally took the bread from their mouths to give the movement a few pennies.”

In 1906, the Arbeter Fraint group opened a social club in Jubilee Street which was to play a major role in the East End Jewish workers’ movement (Rocker 2005; Fishman 2004). It quickly became one of the centers of community life, organizing events that connected Jewish workers to their culture as well as maintaining a commitment to political education and providing meeting spaces for workers to organize. It consisted of an 800-capacity gallery, some halls with space for meetings and various events, and a library. It offered classes in English, history and sociology, as well as hosting a range of cultural events, including debates, live music, and poetry readings. Importantly, most of these provisions were open for everyone regardless of club membership or background (Rocker 2005; Fishman 2004). An example of the club’s activities which illustrates the organizers’ priorities is the annual trip to Epping Forest, regarded by many workers as “the highlight of their lives, in contrast with the everyday gloom and drudgery of the sweatshop” (Fishman 2004: 262). People would bring their families, and, following a long walk, would then congregate to listen to Rocker lecture on topics ranging from literature to history and politics (Fishman 2004). Rather than simply viewing workers as faceless units in need of strict labor organization, emphasis was placed on substantial empowerment, experience of beauty, and the destruction of the alienation experienced in the course of their daily occupations.

The constant agitation and work inside the community eventually led to a wave of militant union activity, extending beyond the narrow spaces of East London (Rocker 2005; Fishman 2004). At its peak, Rocker (2005: 6) claims that the East End had “the most powerful migrant movement that had developed in Britain.” Years of political education had resulted in the mass meetings of the Federation of Jewish Anarchists being attended by “five, six, seven thousand people” (2005: 6). Crucially, and in contrast with many other immigrant communities, Jewish immigrants had no intention of returning to their countries of origin, which resulted in them becoming fully invested in the improvement of their daily lives in the UK (Rocker 2005). When, in 1912, the skilled tailors of the West End commenced strike activity, the Arbeter Fraint group used the opportunity to agitate for a general strike amongst East End Jewish tailors, many of whom were being used as strike breakers.

Thousands attended the general meeting that was called, and more than 13,000 workers participated in the strike in the first 2 days. They attempted to permanently do away with the sweatshop system, demanding a normal working day, the abolition of overtime, higher wages, and the closure of small workshops with unhygienic conditions. As this community was not wealthy, many participated in the strike without strike pay. They forged alliances with the contemporaneous London dockers’ strike and held joint meetings and demonstrations. The strike was ultimately successful after 3 weeks: the masters conceded shorter hours, no piecework, better conditions, and committed to only employ unionized workers. Emerging victorious, the Jewish workers didn’t stop there: seeing the dockers’ strike drag on, they decided to ask Jewish families to care for the dockers’ children, and over 300 were taken in Jewish homes. This strike represented the culmination of decades of organizing, its results ranging far beyond narrow material gains: it succeeded in abolishing sweatshops in the East End, while at the same time challenging the dominant British perceptions about Jewish workers and establishing strong bonds of solidarity with the local workers’ movement (Rocker 2005; Fishman 2004).

Between the East End and the future

This wave of radicalization ultimately faded away with the onset of the First World War and the British government’s crackdown on all radical activity. Rocker and many of his comrades were imprisoned, and the legacy of the East End Jewish workers was largely forgotten as it was erased from most accounts of history emanating from British trade unions. However, despite the vast differences that exist between the 1900s and now, there are several crucial lessons that can be drawn from the Jewish workers’ methods of organizing. They address structural barriers to organization that are shared by many migrant groups today: namely, their exclusion from most mainstream trade unions (despite the lip service paid to notions of “equality” and diversity”), their precarity and transience in the job market, their spatial segregation in specific neighborhoods and areas, and their exclusion from the host society more generally.

In the example of the East end workers and their club in Jubilee Street, the issues of patience and embeddedness emerge as paramount to organizing the excluded. The first noteworthy attempts at unionization and collective resistance from Jewish workers in Britain can be located at least as far back as the mid-1800s, slowly sowing the seeds for the powerful movement that emerged in the early 1900s. These consistent efforts laid the groundwork for establishing physical entities which the workers could access outside of their workplaces: this was critical for their capacity to organize because, 1) being based close to where they lived, it provided a space to come together despite the transitory and precarious nature of their labor trajectories, 2) it was a safe space to organize away from the masters and their cronies, and 3) far from myopically attempting to organize workers purely on the basis of their class status, it was a space which enabled the generation of various activities that aimed at substantial empowerment.

These elements were all undoubtedly impacted, to some degree, by the Arbeter Fraint’s broad, non-economistic conception of capitalist oppression. Their analysis, informed by anarchism, Marxist economics, but also sociology and philosophy, was able to understand how marginalization and alienation not only debilitate oppressed groups’ capacities for action now, but also penetrate deep into their psyches and foreclose those possibilities for the future as workers begin to naturalize their circumstances. The Arbeter Fraint’s patient agitating work, and the existence of a physical space that became a beacon of hope in the East End, were direct, tangible examples that another world is possible. And that we can collectively begin crafting this world today, in our daily interactions.

The combination of embeddedness and a broad conception of capitalist oppression is perhaps the most critical lesson the East End movement has to offer in terms of organizing (with) oppressed groups today. In the West’s hyper-precarious realities, where social bonds have generally grown weaker and liquified, where migrant workers are not only marginalized and exploited but are actively hunted and imprisoned, where worker transience has expanded to almost all sectors of the lower rungs of the labor hierarchy, and where capitalism is increasingly becoming naturalized as an unalterable quasi-natural phenomenon, social movements and those wishing to organize with oppressed groups must focus on becoming rooted in the communities they claim to represent. Furthermore, they must offer imaginative, inspiring alternatives that engage with workers as full human beings, rupturing the sterile and literally depressing one-dimensionality of capitalist realism. Recall how the Jubilee Street club’s annual retreat to Epping Forest represented, for many workers, the highlight of their year.

These activities are inseparably connected to the movement’s militant success: as anarchists and socialists, we are not simply fighting for improvements in our socioeconomic statuses. We are fighting to develop the conditions for all humans to have the resources, space, time, and ideas to fully actualize themselves, to emerge from the drudgery of daily alienation into an empowered state where everything is possible, as long as we work towards it together. Although we are workers, our outlook is geared towards the emancipation of labor, and towards emancipation from the status of wage laborers. In response to capitalism’s tendency to minimize, regiment, and direct the complexity of human existence purely towards the production of surplus value, the Jewish migrant workers in the East End foregrounded culture, education, community, and, crucially, having fun. These characteristics were vital in inspiring others to join their ranks as empowered individuals uniting for a collective cause, and can be equally powerful and inspirational today. To reach these horizons, community embeddedness, especially through the establishment of autonomous, open, and radical social spaces, emerges as an inescapable necessity.

This article includes segments of Panos’s PhD thesis on the barriers to the organization of precarious migrant workers in Scotland, available in full and for free here.

References

Buckman, J. (1980) Alien Working-Class Response: The Leeds Jewish Tailors, 1880-1914. In: Lunn, K. (ed.) (1980) Hosts, Immigrants and Minorities: Historical Responses to Newcomers in British Society 1870-1914. Kent: Dawson

Fishman, J. (2004) East End Jewish Radicals. Nottingham: Five Leaves Publications

Freyer, P. (1984) Staying Power: The History of Black People in Britain. London: Pluto Press

Ramdin, R. (2017) The Making of the Black Working Class in Britain. London: Verso

Rocker, R. (2005) The London Years. Nottingham: Five Leaves Publications

Tabili, L. (1994) “We Ask for British Justice”: Workers and Racial Difference in Late Imperial Britain. New York: Cornell University Press

Virdee, S. (2014) Racism, Class and the Racialized Outsider. London: Palgrave Macmillan

Williams, B. (1980) The Beginnings of Jewish trade Unionism in Manchester, 1889-1891. In: Lunn, K. (ed.) (1980) Hosts, Immigrants and Minorities: Historical Responses to Newcomers in British Society 1870-1914. Kent: Dawson

About the author:

Panos Theodoropoulos is a sociologist based in Athens, Greece, and is currently active with the Libertarian Syndicalist Union (ESE). His Ph. D thesis was focused on examining the barriers that precarious migrant workers in Scotland experience in regard to labor organization. Previously active with the Industrial Workers of the World (IWW), he has been involved in various organizing campaigns as a migrant worker in the UK and is currently focused on using sociology to develop theoretical tools that can practically assist social movements organizing towards our complete liberation.

Populate the Internationalist Movement: An Anti-imperialist Critique of Malthus and Neo-Malthusianism

[Image: Ints Vikmanis / shutterstock]

By Michael Thomas Kelly

The 2018 documentary Germans in Namibia opens with an interview in which a wealthy, German-descended landowner blames the economic plight of poor Namibians on overpopulation and unchecked breeding. Malthusian “overpopulation” remains a powerful and frequently used shorthand to deflect from the ongoing legacies of genocide, colonialism, and neo-colonialism. In this paper, I argue that Malthus’ thesis on natural scarcity was primarily a normative argument against social welfare and economic equality. Malthus was wrong, then, in an ethical and political sense in that he provides an ideological framework for population control policies that imperialism and racial capitalism pursue by design – and broadly use to cause harm and maintain systems of oppression. I begin by briefly summarizing Malthus’ original thesis and clarifying how Malthus made a political, not predictive, argument against social equality. I show how neo-Malthusianism works as an ideological justification for how capitalism and imperialism generate surplus populations and maintain inequality – highlighting racial, gender, and spatial components. Drawing from neo-Malthusianism’s critics, I present a different theory of population across geographical space based on anti-imperialism and anti-capitalism.

In his 1798 Essay on Population, Thomas Malthus put forward a vision of natural scarcity, inevitable class division, and checks on exponential rises in population. Malthus asserted that finite resources and unchecked population growth through procreation – “fixed laws of our nature” (Malthus 1798: 5) – inevitably come into conflict. Barnet and Morse (1963: 52) summarize: “The limits of nature constitute scarcity. The dynamic tendency of population to press continually to the borders of subsistence is the driving force.” The conflict between natural resource scarcity and natural population growth, Malthus argued, must necessarily fall on the poorest members of society: “no possible form of society could prevent the almost constant action of misery upon a great part of mankind, if in a state of inequality, and upon all, if all were equal” (Malthus 1798, 11). Malthus also identified “positive checks” on population growth: “Hunger and famine, infanticide and premature death, war and disease” (Kallis 2019, 14).

Critics of Malthus and his original writings explain how he was consciously making a political intervention against revolutionary or redistributive demands. According to Kallis (2019), Malthus had issued “a rebuttal of revolutionary aspirations” (9) and argued that “revolutionaries would cause more harm than good. Malthus wanted to see the abolition of the Poor Laws—a proto-welfare system that provided free food in the parishes” (12). Malthus’s thesis “was not meant as a prediction” (Kallis 2019: 22) but an argument “for the impossibility of a classless society” (23). Similarly, Harvey (1974: 258) characterizes Malthus’ essay “as a political tract against the utopian socialist-anarchism of Godwin and Condorcet and as an antidote to the hopes for social progress aroused by the French Revolution.” Aside from any logical consistency or merit, the essay’s “class character” (Harvey 1974: 259) is what reveals the political intention and function behind the essay and the ideologies it set forth.

More recent proponents of neo-Malthusianism use Malthus’ ideological groundwork to defend private property, uneven development, and structural racism in the context of climate change. For example, Malthus’ Essay presaged arguments that bourgeois economists later made rejecting “redistribution and welfare in the name of free markets” (Kallis 2019: 19). According to Harvey (1974: 262), “Malthus was, in principle, a defender of private property… Private property arrangements inevitably mean an uneven distribution of income, wealth, and the means of production in society.” Both Kallis (2019) and Ojeda, Sasser, and Lunstrum (2020) highlight the popularity – and danger – of natural limits arguments in modern environmental circles. Kallis (2019: 44-45) describes how some 1970s environmental movements “inherited the logic of Malthus,” basing arguments on the fear and supposed impossibility of infinite growth on a finite planet. More recently, Ojeda, Sasser, and Lunstrum (2020: 319) explain: “Influential Western leaders and trend-setters have… argued that climate change can be mitigated by addressing overpopulation.” Highlighting “sharp, uneven geographies,” arguments for “natural scarcity… misdiagnose the causes of climate change, often placing blame on marginalized populations” while doing “little to address the root of the problem” (Ojeda, Sasser, and Lunstrum 2020, 317-318).

Capitalism has a specific use for population – within structurally determined class and social relations – quite apart from the natural limits Malthus invoked to justify inequality. Unlike Malthus, whose theory of population was rooted in human nature and natural scarcity, Marx posited a “law of population peculiar to the capitalist mode of production” (Harvey 1974, 268). Marx ([1867] 1993: 782-793) argued that an industrial reserve army of labor, or relative surplus population, is necessary under capitalism to discipline the employed working-class and absorb the expansions or contractions of the capitalist market. Relative surplus population is inherent to capitalism and produces poverty and guaranteed unemployment by design: “Marx does not talk about a population problem but a poverty and human exploitation problem. He replaces Malthus’ concept of overpopulation by the concept of a relative surplus population” (Harvey 1974, 269). Ojeda, Sasser, and Lunstrum (2020: 324-325) highlight a contemporary example in which the expansion of palm oil plantations in Colombia had uneven spatial and gendered effects on local populations: “the entry of mitigation projects in the region has resulted in more gender inequality, more dependency of women towards their male partners and their circumscription to domestic spaces” (325). In this case, “natural limits” and “overpopulation” offer no accurate or worthwhile explanation. Instead, this concrete example is better understood as one in which a new plantation market absorbed male wage workers, caused gendered harm in a Global South nation, and showed the limits of climate mitigation in a system in which private property and ownership structures remain intact.

Imperialism and neo-colonialism similarly drive predictable, uneven effects on populations globally, which population control policies and discourses serve to obscure. Harvey (1974: 274) explains: “The overpopulation argument is easily used as a part of an elaborate apologetic through which class, ethnic, or (neo-) colonial repression may be justified.” For example, “several years after Hurricane Katrina, former Louisiana Representative John LaBruzzo… proposed paying people who received state welfare assistance $1,000 to undergo surgical sterilization” (Ojeda, Sasser, and Lunstrum 2020, 320). Also, the US justifies its military presence in Africa through tropes of “overly-reproductive, resource-degrading women” and “the perceived urgency of preemptively addressing climate conflict” (Ojeda, Sasser, and Lunstrum 2020, 321). In both cases, the political function of Malthusianism – that overpopulation will collide with natural resource scarcity – obscures the actual underlying power dynamics. The increased intensity of storms and drought in desert regions are attributable to industrial capital’s emissions of CO2 and play out unevenly across existing racial segregation in the US and neo-colonial underdevelopment in Africa (Rodney [1972] 2018). Global capitalism drives climate apartheid and racialized, gendered poverty, which Malthusians wrongly ascribe to unchecked population and natural limits.

Critiques of Malthus and neo-Malthusianism offer pathways for a different theory of population rooted in principles of anti-imperialism and internationalism. Kallis (2019: 98) locates the following example in terms of limits, but perhaps it is better understood as a struggle over Indigenous sovereignty: “it is the… marginalized who draw limits to stop others from encroaching on their space; think of a community that prevents a multinational corporation from logging its sacred forest.” Relatedly, Ojeda, Sasser, and Lunstrum (2020: 324) explain the gendered aspects of “‘planetary care work’ (Rocheleau 2015), as local communities are largely made responsible for containing and reversing the effects of climate change.” In both cases, ongoing, Indigenous-led efforts to restore relations of stewardship with the world’s land and biodiversity – and overturn existing private property relations and US policy abroad – could better serve oppressed populations. Citing Marx, and critiquing Malthus’ separation of humans and nature, Harvey (1974: 267) suggests that humans can achieve a “unity with nature.” In fact, the “emergence of an abstract nature” in some environmentalist rhetoric implies “the invisibilization of alternative productions of nature and myriad forms of resistance… including localized and feminized experiences of climate change from impoverished and racialized communities in the global south” (Ojeda, Sasser, and Lunstrum 2020, 325). Moving past “human” versus “nature” permits us the necessary nuances, contradictions, and local differences within both non-universal categories of human and nature. Lastly, Kallis (2019: 98) again posits the following demands in terms of limits – minimum wage increase, progressive taxation, working-day reduction – but these are also demands to reduce capital’s essential drive to accumulate, seek profit, and expand. Furthermore, these demands can be strengthened and better contextualized when one considers the working-class’ global dimensions and how relative surplus populations are created and used across various geographical, international, and gendered scales.

Debates over theories of population have important implications for future research and political organizing. Environmental movements can recognize Malthusian arguments as part of a political project against redistribution and revolutionary socialism. Scholars and activists can also grasp how guaranteed unemployment, population control, and ecological damage are attributable to structural, changeable systems of racial capitalism, imperialism, and white supremacy – not natural laws. On that principle, organizers can work to build an internationalist movement that understands population, production, and scarcity as socially produced categories that can be placed under forms of collective ownership.

References

Barnett, H.J. and Morse, C. (1963). Scarcity and growth: The economics of natural resource availability. Washington, D.C.: Resources for the Future, 51-71.

Harvey, D. (1974). Population, resources, and the ideology of science. Economic Geography, 50(3), 256-277.

Kallis, G. (2019). Limits: Why Malthus was wrong and why environmentalists should care. Stanford, C.A.: Stanford University Press.

Malthus, T. (1798). An essay on the principle of population. London: J. Johnson, in St. Paul’s Church-Yard.

Marx, K. ([1867] 1993). Capitalism Volume 1. London: Penguin.

Ojeda, D., Sasser, J., and Lunstrum, E. (2020). Malthus’s specter and the Anthropocene. Gender Place and Culture, 27(3), 316-332.

Redfish Media. (2018). Germans in Namibia. Redfish Media. Retrieved from https://www.youtube.com/watch?v=0U2g5K8JaJk

Rodney, W. ([1972] 2018). How Europe Underdeveloped Africa. London, U.K.: Verso.

The Base-Superstructure: A Model for Analysis and Action

By Derek Ford

Although Marx himself only mentioned the “base” and “superstructure” in (by my count) two of his works, the base-superstructure “problem” remains a source of serious contention for Marxists, our sympathizers, and our critics. Despite its outsized role in Marxist debates, the model can, when contextualized and understood in its nuances, be quite useful for analyzing capitalist society and organizing for socialism [1].

Marx explicitly introduces the distinction between the base and superstructure in the preface to his 1859 A Contribution to the Critique of Political Economy. In the preface, Marx builds on his previous work with Engels, The German Ideology, writing:

“In the social production of their existence, humans inevitably enter into definite relations, which are independent of their will, namely relations of production appropriate to a given stage in the development of their material forces of production. The totality of these relations of production constitutes the economic structure of society, the real foundation, on which arises a legal and political superstructure and to which correspond definite forms of social consciousness. The mode of production of material life conditions the general process of social, political and intellectual life. It is not the consciousness of men that determines their existence, but their social existence that determines their consciousness” [2].

The base of society—which is also translated as “infrastructure”—includes the relations of production and the productive forces. Productive forces name labor-power, instruments or tools used by workers, and the materials workers transform in the production process. The relations of production entail the social organization of production and reproduction, or how the re/production of life is structured. It’s important to emphasize that the base isn’t just the forces of production but production relations, which are not only economic but social.

The superstructure comprises the political-legal system of the state and consciousness—or ideology—in general, which manifests in culture and art, religion and spirituality, ethics and philosophy, etc. The superstructure emerges from the totality of the relations of production. Political activity and intellectual processes and products are conditioned by the mode of production (the relations and forces of production). And as we’ll see below, elements of the superstructure in turn impact the base.

According to Engels, he and Marx laid so much emphasis on the importance of the base because of their historical and material context, because they were responding to those who denied the importance of production. In an 1890 letter to the German socialist Joseph Bloch in which Engels clarifies their model, he notes that “we had to emphasize the main principle vis-à-vis our adversaries, who denied it” [3]. Earlier in the letter, he writes that “the ultimately determining factor in history is the production and reproduction of real life,” and that “if somebody twists this into saying that the economic factor is the only determining one, he transforms that proposition into a meaningless, abstract, absurd phrase” [4].

Engels infers that Bloch’s questions come from his study of secondary literature only, and he asks Bloch to read the primary sources, referring him in particular to Marx’s 1852 book, The Eighteenth Brumaire of Louis Bonaparte, perhaps the only other place Marx mentioned the superstructure explicitly (although he alludes to it elsewhere). In this earlier work, Marx formulates the superstructure like this:

“Upon the different forms of property, upon the social conditions of existence, rises an entire superstructure of distinct and peculiarly formed sentiments, illusions, modes of thought, and views of life. The entire class creates and forms them out of its material foundations and out of the corresponding relations” [5].

Classes, that is, collectives defined by their location in the totality of social production, produce ways of feeling, thinking, and understanding life.

The context and relations of the base and superstructure

That the model isn’t a mechanical formula—in which the base unidirectionally produces the superstructure—is evident when we consider the context in which it appears.

A Contribution to the Critique of Political Economy was the product of Marx’s ongoing work on Capital. What were some of Marx’s main critiques of political economy? First, it took appearances for granted and didn’t ask about the underlying structures that generated such appearances. Second, it viewed political economy and the world as a series of independent objects and subjects, when they were interconnected and interrelated parts of a unity or totality that was in constant motion. Third, and as a result of the first two critiques, it didn’t take a historical-materialist approach to understanding these transformations, projecting present categories back into the past and the future, so that capitalism as a social system was figured as eternal.

Those who take the base as independent and static thus side with Marx’s bourgeois adversaries. It’s not an economistic formula in which changes in the economy automatically and predictably lead to changes in society. The base-superstructure is a “spatial metaphor” that serves descriptive purposes [6]. While it can lend itself to a reading whereby what happens below determines what happens on top, if read as a Marxist model it’s helpful for understanding and analyzing the dynamics of the class struggle.

This is why Marx used the superstructure in The Eighteenth Brumaire of Louis Bonaparte: to “distinguish still more the phrases and fancies of parties from their real organism and their real interests, their conception of themselves from their reality” [7]. He goes on to partially locate the failure of the 1848 Paris revolution and the success of the 1851 coup of Louis-Napoléon Bonaparte in the emergence of social-democracy, which

“is epitomized in the fact that democratic-republican institutions are demanded as a means, not of doing away with two extremes, capital and wage labor, but of weakening their antagonism and transforming it into harmony. However different the means proposed for the attainment of this end may be, however much it may be trimmed with more or less revolutionary notions, the content remains the same” [8].

The social-democratic forces, while using revolutionary phrasings, didn’t seek to overthrow the existing relations of production but to manage them in a more equitable manner through the capitalist political and legal superstructure.

Marxism and the base-superstructure model

Given the above, it’s clear that the model is dialectical. As a historical-materialist, Marx understood that the base and superstructure of society change over time and are context-dependent. Neither the base nor superstructure, nor the relationship between the two, are unified, static, or ahistorical.

The relations of production in U.S. capitalism are neither unified nor even strictly economic in the sense that they’re structured and divided by race, nationality, gender, dis/ability, sexuality, and other hierarchies. Engels affirms that the relations of production are social (and racial) in an 1894 letter to the German anarchist Walther Borgius. Responding to Borgius’ request for clarification on the role of the base, Engels acknowledges that “economic conditions… ultimately determine historical development. But race itself is an economic factor” [9]. Clearly race is part of the base, yet it’s obviously superstructural as well, in that 1) race is a historically constructed and evolving category and 2) it’s maintained and ordered not just by economic forces and relations but by elements like culture, the media, and the legal system.

In fact, Engels soon after says that “political, juridical, philosophical, religious, literary, artistic, etc., development is based on economic development. But all these react upon one another and also upon the economic base” [10]. The boundaries between the base and superstructure are not static or fixed, and superstructural elements in society work to reproduce elements of the base.

Capitalism requires, for example, the legal system of the state to enforce private property rights. In this instance, it’s crucial to the reproduction of the base. Because the capitalist legal system arises from capitalist relations of production, changes in the legal system might alter the existing relations of production, but they can’t fundamentally overthrow them, for that requires the creation of a new social and economic system.

Although Marx didn’t spend much time studying the political economy of cultural activity, another example of the dynamism of the model appears in his argument that artists and other cultural workers are productive agents. He distinguishes those who produce surplus value from those who don’t, although both can be forms of wage-labor (for example, working for the state doesn’t produce surplus value but is a form of labor-power sold to another). Marx conceptualizes intellectual work, dancing, writing, singing, and other “artistic” or “cultural” actions, when performed through the commodity of labor power, as forms of wage labor [11]. Such forms of work can thus be viewed through the prism of the base or superstructure.

All of this highlights that the base and superstructure is a metaphor and model for Marxists, a way to analyze and approach society and social transformation rather than an easy explanation.

Smart phones: An example

To get a better handle on the relationship between material production and ideas or mental conceptions, think about the proliferation of “smart phones.” When, in order to e-mail, we used to have to sit at a computer and connect via cables to the internet, we had a different idea of time and communication than we do now that many of us can e-mail wherever and whenever. A 2021 Pew Research Poll found that 85 percent of people overall (and 73 percent of people earning less than $30,000 annually) in the U.S. have smart phones, so this isn’t a minor phenomenon [12].

The technology makes it possible for your boss to require you to respond to e-mails (e.g., to work) at night. It blurs the distinction between work and life, let alone between work and leisure. How many of us respond to work e-mails on vacation? The smart phone makes it possible for me to ask you a minor question or a series of them throughout the day, rather than wait and type one single e-mail. We begin to think of time differently, and we begin to relate to each other differently. When I was a student, for example, it was normal for teachers to respond to e-mails within a few days. Now the expectation is that teachers respond within hours.

Even our feelings and bodies change. Have you ever felt your phone vibrate in your pocket only to realize it didn’t? This is called “phantom vibration syndrome.” A 2011 study of 290 undergraduate students found that around “89% of the sample had experienced phantom vibrations, and 40% experienced these vibrations at least once a week” [13]. Yet the smart phone didn’t arise spontaneously, it wasn’t dropped from the heavens. Workers conceived of it, designed it, produced it, and made it all possible. It’s a productive material force that changes our forms of consciousness, ways of feeling, senses of time, and more. Yet the reason smart phones were produced and subsequently distributed throughout society is because they increase the productivity of labor. The same object that, when used for work, enters into the base, when used for non-work purposes, enters into the superstructure.

Utilizing the model for the revolutionary movement

The socialist revolution can’t come without changing the base of society, as it entails transforming private ownership into collective ownership, abolishing capitalist relations and constructing socialist relations. But the superstructure reacts on the base and informs it. There’s a dynamic interplay between the two, and the question is not so much what is located in which part of the model as what is the most strategically significant for advancing the class struggle in a particular setting? The abolition of wage labor—the socialist revolution—has to focus on the superstructure and the base and understand their composition, contradictions, and potentials.

In the chapter on the working day in Capital, Marx describes the decades-long struggle for a “normal” working day. He quotes horrific details about the abuses of industrial capitalism on workers from factory inspectors. At the end of the chapter he declares that “the labourers must put their heads together, and, as a class, compel the passing of a law, an all-powerful social barrier that shall prevent the very workers from selling, by voluntary contract with capital, themselves and their families into slavery and death.” In other words, the tactical objective is to establish “a legally limited working-day” [14].

This is a clarion call for a change in the superstructure, for a legal reform. It’s a significant fight to reduce the working day, not only to protect workers from the abuses of bosses but also to give workers more time to organize. At the same time, it impacts the base of society as well, because given a limited working day, capital has to pursue other avenues to accumulate extra surplus value. In fact, it’s with these limitations that capital turns to the production of relative surplus value, which is when capitalism as a mode of production properly comes into being [15].

Another example is Marx’s critique of Alfred Darimon, a follower of Proudhon, who wanted to introduce a “socialist form” of money that would represent the actual time that workers labored. While Marx acknowledged that “one form [of money] may remedy evils against which another is powerless… as long as they remain forms of money” they’ll reproduce these evils elsewhere in the same way that “one form of wage labour may correct the abuses of another, but no form of wage labour can correct the abuse of wage labour itself” [16]. Capitalism can’t be overthrown without changing the relations of production.

Revolutions require objective and subjective conditions. Without changes in mass consciousness—which are superstructural but relate to and impact the base—no crisis of capitalism will lead to a new mode of production. A crisis in the capitalist system can, in turn, help change that consciousness, but is not in itself sufficient. Neither can be viewed or approached in isolation, and have to be approached as interacting within the shifting totality of capitalist society. In response to these approaches, our tactics and strategies change.

References

[1] Thanks to Jon Greenway for feedback on an earlier draft of this article.
[2] Marx, Karl. (1859/1970).A contribution to the critique of political economy(New York: International Publishers), 20-21.
[3] Engels, Friedrich. (1890/1965). “Engels to Joseph Bloch.” InMarx-Engels selected correspondence(New York: Progress Publishers), 396.
[4] Ibid., 394, 396.
[5] Marx, Karl. (1852/1972).The eighteenth Brumaire of Louis Bonaparte(New York: International Publishers), 47.
[6] Althusser, Louis. (1995/2014).On the reproduction of capitalism: Ideology and ideological state apparatuses, trans. G.M. Goshgarian (New York: Verso), 54.
[7] Marx,The eighteenth Brumaire of Louis Bonaparte, 47.
[8] Ibid., 50.
[9] Engels, Friedrich. (1894/1965). “Engels to W. Borgius in Breslau.” InMarx-Engels selected correspondence(New York: Progress Publishers), 441.
[10] Ibid., 441-442.
[11] Marx, Karl. (1939/1990). “Appendix: Results of the immediate process of production.” In Karl Marx,Capital: A critique of political economy (vol. 1), trans. B. Fowkes (New York: Penguin), 1044.
[12] Pew Research Center. (2021). “Mobile fact sheet.”Pew Research center, April 7 Availablehere.
[13] Drouin, Michelle, Daren H. Kaiser, and Daniel A. Miller. (2012). “Phantom vibrations among undergraduates: Prevalence and associated psychological characteristics.”Computers in Human Behavior28, no. 4: 1493.
[14] Marx, Karl. (1867/1967).Capital: A critique of political economy (vol. 1): A critical analysis of capitalist production, trans. S. Moore and E. Aveling (New York: International Publishers), 285, 286.
[15] See Majidi, Mazda. (2021). “Relative surplus value: The class struggle intensifies.”Liberation School, 18 August. Availablehere.
[16] Marx, Karl. (1939/1973).Grundrisse: Foundations of the critique of political economy (rough draft), trans. M. Nicolaus (New York: Penguin), 123.

Why Western Marxism Misunderstands China’s Usage of Markets

By Carlos Garrido

I have elsewhere argued that at the core of Western Marxism’s[1] flawed analysis of socialist states lies a “purity fetish” which is grounded in a Parmenidean fixation of the ‘true’ as the one, pure, and unchanging. For this disorder, so I have contended, the only cure is dialectics. With the aid of Roland Boer’s prodigious new text Socialism with Chinese Characteristics, I wish to show how this purity fetish, or, in its negative formulation, how this lack of dialectical thinking, emerges in Western Marxists’ analysis of China’s usage of markets.

In V.I. Lenin’s ‘Conspectus to Hegel’s Science of logic’ he states that,

It is impossible completely to understand Marx’s Capital, and especially its first chapter, without having thoroughly studied and understood the whole of Hegel’s Logic. Consequently, half a century later none of the Marxists understood Marx![2]

For anyone familiar with G.W.F. Hegel’s 700+ page arguably impenetrable monster this daunting task alone seems harder than making a revolution. However, the central message in Lenin’s audacious statement is this: without a proper understanding of the dialectical method, Marxism is bound to be misunderstood. A century later and still, Western Marxists struggle to understand Marx. The paradox is this: “Western Marxists, although claiming to be the ones who rekindle the spirit of Hegel into Marxism, are the least bit dialectical when it comes to analysis of the concrete world.” This is lucidly seen in their treatment of China’s usage of markets, where they dogmatically accept Ludwig von Mises’ stale binary which states  – “the alternative is still either Socialism or a market economy.”[3]

As Boer highlights, already in Capital Vol 3 (specifically chapter 36 on “Pre-Capitalist Relations”) Marx shows how markets existed in the slave economies of the ancient world, e.g., Rome and Greece, and in the feudal economies of the Middle Ages. Were the markets in each of these historical periods the same? Were they commensurable to how markets exist under capitalism? No, as Boer states “market economies may appear to be similar, but it is both the arrangement of the parts in relation to each other and the overall purpose or function of the market economy in question that indicates significant differences between them.”[4] As Boer points out, Chinese scholars, following the analysis of Marx’s Capital Vol 3, understand that “market economies have existed throughout human history and constitute one of the significant creations by human societies.”[5][6] If markets, then, predate the capitalist mode of production, why would a socialist mode of production not be able to utilize them?

Chinese Marxism, following upon the tradition of Eastern European socialism, was able to ‘de-link’ markets from capitalism and utilize them as a method (fangfa) and means (shouduan) to serve (fuwu) the ends of socialism, that is, to liberate the forces of production and guarantee collective flourishing.[7] If the last four decades – wherein China has drastically raised its population’s living standards and lifted 800 million out of poverty – has taught us anything, it is that China’s usage of markets as a shouduan to fuwu socialism works.

Considering the plethora of advances China has been able to make for its population and the global movement for socialism, why have Western Marxist continuously insisted that China’s market reforms are a betrayal of socialism and a deviation down the ‘capitalist road’? Unlike some of the other Western misunderstandings of China, this one isn’t merely a case of yixi jiezhong, of “using Western frameworks or categories to understand China,”[8] for, if the dialectical framework and categories the Marxist tradition inherits from Hegel were properly applied, there would be no misunderstanding here. Instead, it is precisely the absence of this dialectical framework which leads to the categorical mistakes.

In Hegel, but formulated clearer in Engels and Lenin, we come to know that universals are empty if not immanently negated by its particular (and individual) determinate form.[9] Since markets have existed throughout various modes of production, within the dialectic of universal, particular, and singular, markets stand as the universal term. Markets, Boer argues, as a “specific building block or component of a larger system” are a “universal institutional form” (tizhi), which can only be brought into concrete existence via a particular socio-economic system (zhidu).[10] When the particular zhidu through which the universal institutional form of a market comes into existence is a “basic socialist system” (shehuizhuyi jiben zhidu), the fundamental nature of how the tizhi functions will be different to how that tizhi functioned under the particular zhidu of slave, feudal, and capitalist modes of production. In short, as Huang Nansen said, “there is no market economy institutional form that is independent of the basic economic system of society.”[11]

As was the case with the planned institutional form in the first few decades of the revolution, the market institutional form has been able to play its part in liberating the productive forces and drastically raising the living standards of the Chinese people. However, because 1) China took this creative leap of grounding the market institutional form in socialism, and because 2) Western Marxists retain an anti-dialectical purity fetish for the planned institutional form, 3) the usage of markets in China is taken as a desecration of their Western Marxist pseudo-Platonic socialist ideal. It is ultimately a categorical mistake to see the usage of markets as ‘taking the capitalist road’ or as a ‘betrayal of the revolution.’ It is, in essence, a bemusing of the universal for the particular, of the institutional form for the socio-economic system. As Boer asserts, “to confuse a market economy with a capitalist system entails a confusion between commonality and particularity.”[12]

At a time when US aggression against China is moving the world into a new cold war,[13] these theoretical lapses carry an existential weight. The world cannot afford any more categorical mistakes which set the ground for an imperialist centered ‘left-wing’ critique of China. These, as has been seen in the past, merely give the state department’s imperialist narrative a socialist gloss.

Instead, it is time for the global left, and specifically the hesitant western left, to get behind China and its efforts to promote peace and international cooperation. The western left must stop being duped by propaganda aimed at weaponizing their sentiments to manufacture consent for a war that will only bring havoc and an unaffordable delay to the ingenious forms of global collaboration necessary to deal with the environmental crisis. It is the duty of every peace-loving individual to counter the US’ and former western colonial countries’ increasingly pugnacious discourse and actions against China. We must not allow the defense of their imperialist unipolarity to bring about any more death and suffering than what it already has.

Notes

[1] By Western Marxism I am referring specifically to a broad current in Marxism that comes about a quarter into the last century as a rejection of the Soviet Union and Marxism-Leninism. It is today, the dominant form of ‘Marxism’ in western academia. It encapsulates everything from the Frankfurt school, the French Marxists of the 60s-70s, the New Left, and the forms of Marxism Humanism that arise alongside these. Often, they phrase their projects as a Marxism that ‘returns to its Hegelian roots’, centering the Marx of the Economic and Philosophical Manuscripts of 1844 and reading the mature Marx only in light of the projects of the younger Marx. Some of the main theorists today include Jürgen Habermas, Slavoj Žižek, Alain Badiou, Kevin Anderson etc. Although it might be tempting to just refer to this block as ‘Non-Marxist-Leninist Marxists’, I would urge against doing so, for there are many Marxist currents in the global south which, although drinking from the fountain of Marxism-Leninism, do not explicitly consider themselves Marxist-Leninists and yet do not fall into the same “purity fetish” Western Marxists do. It is important to note that a critique of their “purity fetish” does not mean I think their work is useless and shouldn’t be read. On the contrary, they have been able to make great theoretical advancements in the Marxists tradition. However, their consistent failure to support socialist projects must be critiqued and rectified.

[2] V.I. Lenin. Collected Works Vol 38. (Progress Publishers, 1976)., pp. 180.

[3] Ludwig von Mises. Socialism: An Economic and Sociological Analysis. (Jonathan Cape, 1936)., pp. 142.

[4] Roland Boer. Socialism with Chinese Characteristics. (Springer, 2021)., pp. 119.

[5] Ibid.

[6] It is also important to note that this realization is common knowledge in economic anthropology since the 1944 publication of Karl Polanyi’s The Great Transformation, where, while holding that “there is hardly an anthropological or sociological assumption contained in the philosophy of economic liberalism that has not been refuted,” nonetheless argues markets have predated the capitalist mode of production, albeit usually existing inter, as opposed to intra, communally. Karl Polanyi. The Great Transformation. (Beacon Press, 1957)., pp. 269-277.

[7] Boer. Socialism with Chinese Characteristics., pp. 118.

[8] Ibid., pp. 13.

[9] For Hegel the individual is also a determinate universal – “the particular, because it is only the determinate universal, is also an individual, and conversely the individual, because it is the determinate universal, is just as much a particular.” G.W.F. Hegel. The Science of Logic. § 1343.

[10] Boer. Socialism with Chinese Characteristics., pp. 122-3.

[11] Ibid., pp. 124. Quoted from: Huang, Nansen. 1994. Shehuizhuyi shichang jingji lilun de zhexue jichu. Makesizhuyi yu xianshi 1994 (11): 1–6.

[12] Ibid., pp. 124.

[13] Although with the emergence of AUKUS a warm one does not seem unlikely.

Gentrification as Settler-Colonialism: Urban Resistance Against Urban Colonization

[Photo from Mike Maguire / Flickr]

By John Kamaal Sunjata

Gentrification is a ubiquitous phenomenon of political economy across the United States. Residential displacement, socioeconomic exclusion, political instability, homelessness, spatial transformation, and racial segregation coincide with the marked rapidity of the gentrification (Filion 1991, Atkinson 2002, Lees, Slater and Wyly 2008, Brown-Saracino 2010, Thörn 2012, Novy and Colomb 2013, Kohn 2013, Marcuse 2015, Domaradzka 2018). Local governments have appeared too impotent to mitigate the worsening effects that gentrification has on marginalized communities as urban landscapes continue their dramatic shifts and political struggles intensify within urban centers. In the era of increased fiscal austerity and decreased fiscal activism, local governments are better equipped to expand gentrification processes than contract them. This presents a puzzle for residents, organizers, and urban decision-makers alike about how to approach gentrification, especially when there are competing socioeconomic objectives.

This paper addresses the following questions: how do we contextualize gentrification as a political phenomenon? What are some of the political challenges that gentrification could present to cities? How have urban decision-makers responded to gentrification? How does gentrification contribute to what is happening on the ground from an urban resistance standpoint? This paper argues from a Marxist framework that gentrification (a) presents racialized challenges of density, diversity, and inequality; (b) urban decision-makers have largely responded by expanding gentrification efforts; and (c) gentrification itself may antagonize urban resistance movements. This argument follows from conducting case studies of Detroit and Brooklyn, where gentrification efforts and anti-gentrification movements have been observed and documented.

Three key findings emerge from the analysis. First, the process of gentrification starts with the racialization of a city’s inhabitants (read: the justification of their displacement) through patently white supremacist framing (Zukin, 2010; Quizar, 2019). Second, gentrification produces patently racialized outcomes for non-white people (Fullilove, 2001). Third, the dilemma of gentrification as a political process and the lack of meaningful urban policy responses to gentrification from local governments has given rise to urban anti-gentrification resistance movements. This paper has four sections. This first section discusses gentrification as a political process. The second section discusses urban resistance to gentrification. The third section analyzes the cases of Detroit and New York as sites of gentrification and anti-gentrification resistance. The fourth section concludes.

Gentrification as a political process

Gentrification defined

As an aspect of political economy, gentrification has been described and empirically examined by various scholars. Neil Smith has described gentrification as “the process by which poor and working-class neighborhoods in the inner city are refurbished by an influx of private capital and middle-class home buyers and renters” (Smith, 1996). Smith identifies the “rent gap,” a cycle of disinvestment and devalorization that establishes poor neighborhoods as sites of profitability, as a key factor in gentrification (Smith, 1987). Ipsita Chatterjee succinctly describes gentrification as “the theft of space from labor and its conversion into spaces of profit” (Chatterjee, 2014).

Gina Pérez comprehensively describes gentrification thusly:

…[A]n economic and social process whereby private capital (real estate firms, developers) and individual homeowners and renters reinvest in fiscally neglected neighborhoods through housing rehabilitation, loft conversions, and the construction of new housing stock. Unlike urban renewal, gentrification is a gradual process, occurring one building or block at a time. It also gradually displaces by increasing rents and raising property taxes (Pérez, 2002).

The previous scholars present valuable insights for what is a manifold political process with racial, economic, cultural, and spatial implications. This paper will rely on Samuel Stein’s definition of gentrification: “…[T]he process by which capital is reinvested in urban neighborhoods, and poorer residents and their cultural products are displaced and replaced by richer people and their preferred aesthetics and amenities” (Stein, 2019). Some have described gentrification as a net positive: it increases the number of affluent and educated persons, leading to a wealthier tax base, increased consumption of goods and services, and broader support for democratic political processes (Byrne, 2002). Others have posited that gentrification (namely, “residential concentration”) can have a beneficial effect but primarily for more educated groups (Cutler, Glaeser, & Vigdor, 2007), and may create job opportunities for the lower income residents, raise property values, enhance tax revenues, which could lead to improved social services via the wealthier tax base (Vigdor, Massey, & Rivlin, 2002). However, most of the literature points to gentrification as a net negative (Filion, 1991; Atkinson, 2002; Newman & Ashton, 2004; Lees, Slater, & Wyly, 2008; Shaw, 2008; Zukin, 2010; Brown-Saracino, 2010; Goetz, 2011).

Gentrification, as a multidimensional process, develops through some combination of three forms of “upgrading,” or renovation: economic (up-pricing), physical (redevelopment), and social (upscaling) (Marcuse, 2015). Up-pricing is the increased economic value of a neighborhood, namely the land it sits on.  Redevelopment, with respect to gentrification, is primarily a private undertaking (Marcuse, 2015). Upscaling refers to the pivot toward more affluent and educated people (Zukin, 2010). Within the United States context, “upgrades” take on a particularly racialized dynamic (Fullilove, 2001). These upgrades are led by capital employing racial segregation to secure private development (Stein, 2019).

Land is a key factor of gentrification

Land was a critical motivating factor for early American settlement (Campbell, 1959). Under a regime of racial capitalism,[1] land is a key factor in realizing both use and exchange values. Land is a both a “precondition for all commodities’ production and circulation, and a strange sort of commodity in and of itself” (Stein, 2019). Unlike other tradable or otherwise transportable commodities, land is a “fictitious form of capital that derives from expectations of future rents” (Harvey, 2013). Future rents are highly susceptible to demand- and supply-side pressures; therefore, the political economy cannot function without land prices and land markets for coordination. In treating land as a purely financial asset—an open field—for interest-bearing capital, it facilitates the circulation of anticipated surplus value production, bought, and sold according to the rent it yields (Harvey, 2018). The central contradiction of land under racial capitalism is its dual function as a collective good and commodity; a contradictory role as a site of social occupation and private ownership (Foglesong, 1986). It is on urban decision-makers to “reconcile” this contradiction for the capitalists [2] and workers. It is on the urban decision-maker to create the conditions wherein (1) capitalists can turn a profit; (2) labor power is reproduced; (3) infrastructure is maintained; and (4) basic welfare is ensured (Foglesong, 1986; Stein, 2019). The restructuring and redefinition of territorial foundations is central to the functioning private property regimes.

Private property generates dispossession

Private property [3] ownership exists at the nexus of racial capitalism. Robert Nichols argues that the “system of landed property” was fundamentally predicated on violent, legalized dispossession (particularly of Indigenous people) (Nichols, 2020). Racial capitalism reflects the “the social, cultural, political, and ideological complexes of European feudalisms” (Robinson, 2000) and institutionalizes a (colonial) regime of private property protection on that basis. Theft is generated as a recursive mechanism and “[r]ecursive dispossession is effectively a form of property-generating theft” (Burden-Stelly, 2020; Nichols, 2020). The institution of private property (especially and specifically in areas with Black people) manifests as a disjunction between the community’s use value and the exchange value of property (Pérez, 2004). Racial capitalism reproduces itself and a racist order through a series of supposedly race-neutral policies (Stein, 2019). In fact, race-neutral policies have been used to both “discredit and rationalize practices that perpetuate racial stratification” (Siegel, 2000). Modern American history has proven that racism can “coexist happily with formal commitments to objectivity, neutrality, and colorblindness” (Harris A. P., 1994).

Dispossession is justified by racialization

White supremacy is an underacknowledged political theory that articulates and structures the American polity. Even the origins of property rights within the United States are rooted in racial domination (Harris C. , 1993). It was the interaction of race and property that played a critical role in racially and economically subordinating Black and Indigenous people (Harris C. , 1993). Whiteness, as a historized social and legal construct, marks power and domination (Mumm, 2017), Blackness represents powerlessness, enslavement, and dispossession. Whiteness has, in various spaces, been “deployed as identity, status, and property, sometimes singularly, sometimes in tandem” (Harris C. , 1993). Whiteness is valorized and property ownership is an expression of whiteness; thus, property ownership is conflated with (white) personhood under racial capitalism (Safransky, 2014). Whiteness functions for racial exclusion (Harris C. , 1993) and capital advancement (Roediger, 2005). Racism is a feature of white supremacy and “its practitioners exploit and renew fatal power-difference couplings” (Gilmore, 2002). Dr. Ruth Wilson Gilmore has described racism as the “practice of abstraction, a death-dealing displacement of difference into hierarchies that organize relations within and between the planet’s sovereign political territories” (Bhandar & Toscano, 2015). It limits the life prospects of people it racializes, disproportionately burdens them with the costs of a “monetized and profit-driven world” while politically dislocating them from “the variable levers of power” that may well alleviate such burdens (Gilmore, 2002).

Racialized persons, especially Black people, confront the dual designations of superhumanity and subhumanity through their livelihoods. It is white supremacy that supports the synthesis of white domination through racial capitalism, across political, economic, and cultural geography. Black people are “fungible” in that they are commodifiable, their “captive [bodies]…vessel[s] for the uses, thoughts, and feelings of others” (Hartman, 1997). Black lives do not matter, the ways in which Black people’s bodies can serve white interests; however, matter a great deal. The settler-colonial logic of elimination and the white supremacist logic of Black fungibility converge around the question of gentrification (Quizar, 2019). The spatialization of race and the racialization of space is critical to the settler-colonial logic embedded in racial capitalism and the processes of gentrification (Safransky, 2014). Gentrification comes from a refusal of the would-be settlers to allow inconvenient, often racialized, inhabitants to prevent them from occupying a desired region. Therefore, much gentrification can be thought of as a “contestation of blacks and whites for urban space” (Vigdor, Massey, & Rivlin, 2002).

Urban Resistance to Gentrification

Gentrification has led to the demoralization of the people most directly affected (Chernoff, 2010). The consolidation of racialized class inequalities via accumulation through dispossession often emerges from the processes of gentrification (Harvey, 2008; Casgrain & Janoschka, 2013). It has also inspired anti-gentrification activism in response to the uncomfortable political economic pressures (Castells, 1983; Harvey, 2008; Kirkland, 2008; Zukin, 2009; Creasap, 2012). This activism often includes broad coalitions, across various heterogeneous groups and networks, united under common objectives that may apply to a variety of concrete challenges such as density, diversity, and inequality (Novy & Colomb, 2013; Domaradzka, 2018).

Urban resistance to gentrification has manifested as residents demanding a “right to the city,” wherein they attempt to assert their self-determination and autonomy by controlling their urban environment (Portalious, 2007; Pruijt, 2007). At various times and spaces, movements, organizers, and community-based groups may employ confrontation–resistance (insurrectionary/revolutionary) strategies against the state or participation–cooperation (reformist/counterrevolutionary) strategies with the state (Hackworth, 2002; Novy & Colomb, 2013). Tactics of urban resistance may include but are not limited to “the occupation of empty houses, demonstrations in favor of urban infrastructure, spontaneous celebrations, the rejection of zoning, demands concerning leisure, issues related to participation, self-management and alternative ways of everyday life” (Portalious, 2007). Any expression of urban resistance may provoke a response (or non-response) from the presiding local governing body .

There is a creative tension that exists between confrontation and cooperation strategies; some of the contradictions are antagonistic and some are non-antagonistic. The confrontation–resistance actors tend to be radical or anti-capitalist and favor insurrectionary/revolutionary postures with the local governing body, whereas the participation–cooperation actors favor a “reformed” capitalist system and dialogue with the local governing body (Novy & Colomb, 2013). Under the regime of racial capitalism, local governments prioritize and support the displacer class. This may intensify local struggles and heighten the socioeconomic contradictions. The power imbalance engenders conflict between the classes of displacers and the displacees. The city becomes a contested object “both for powerful groups and the grassroots” (Portalious, 2007). This contestation creates sociopolitical spaces for movements to confront gentrification as a force that operates for the benefit of the elites. For racialized subjects, resistance to gentrification may take on decolonial dimensions.

The Cases of Detroit and Brooklyn

The United States has a long legacy of dispossessing poorer people of adequate housing stock through racist urban planning and housing policy (Moskowitz, 2017; Stein, 2019). Gentrification relies upon legal, logistical, infrastructural, and technological capacities developed, maintained, and reproduced by the repressive and ideological state apparatuses of racial capitalism (Althusser, 2014; Stein, 2019). Local governments are structurally ordered to establish the spatial order (Stein, 2019); therefore, if the state is ordered under racial capitalism, the governing body must maintain and expand that system. Gentrification relies on severe urban divestment, which over time, creates “gentrifiable” building stock, or dirt-cheap real estate. This creates the incentive for urban reinvestment (Moskowitz, 2017; Stein, 2019). The history of American urban planning, operating under the logics of white supremacy and racial capitalism, is the purposeful spatial concentration of Black people and their subsequent divestment (Moskowitz, 2017). Few places exemplify the cycles of urban disinvestment–reinvestment like Detroit and Brooklyn. In both places, urban decision-makers have responded to the challenges of gentrification by gentrifying further.

Detroit as a site of gentrification and urban resistance

The post-World War II economic boom brought tens of thousands of Black people to Detroit where they sought economic opportunities in the industrial sphere (Moskowitz, 2017; Mallach, 2018). Detroit’s black population was 6,000 in 1910, 41,000 in 1920, 120,000 by the eve of the Great Depression, 149,000 in 1940, and 660,000 by 1970 (Mallach, 2018). The growth in the Black population coincided with white flight (Mallach, 2018): the city’s white population declined from 84 percent in 1950 to 54 percent in 1970 (Doucet, 2020). From the 1960s through the 1980s, Black families moved into the parts of Detroit vacated by former white residents (Mallach, 2018). As deindustrialization took hold, a (further) segregated landscape developed with the economic burdens falling disproportionately on Black people (Safransky, 2014). The Detroit debt crisis, along with the subprime lending crisis through “reverse redlining,” the Global Financial crisis, and fiscal austerity devastated Detroit’s inner urban core (Safransky, 2014; Mallach, 2018). Property prices rose steadily and home sales rose dramatically before culminating into a real-estate crash (Mallach, 2018). Sarah Safransky writes the following (Safransky, 2014):

In March 2014, the city began an unprecedented process of declaring bankruptcy. This decision followed Michigan’s Republican Governor Rick Snyder’s order that Detroit be placed under emergency management. Detroit is one of six cities in the state (all with predominantly black populations) that Snyder has deemed to be in financial crisis. Emergency managers – who are unelected – are tasked with balancing cities’ revenue and expenditure and are granted sweeping powers to do so. They nullify the power of elected officials and assume control of not just city finances but all city affairs, meaning they can break union contracts, privatize public land and resources, and outsource the management of public services (Peck, 2012, 2013).

By 2019, the U.S. Census Bureau reported the Black population at about 526,644 (79 percent) and the white population at about 97,825 (15 percent) (U.S. Census Bureau, 2019). When Detroit cratered, a space for gentrification opened. Detroit was described as a “New American Frontier” (Renn, 2011) and the incoming, usually white, residents were described as “urban pioneers” settling into “urban homesteads” (Quizar, 2019). For decades, the imagery around Detroit—the Blackest large city in the United States—centered around decaying abandoned architecture—the implication being “emptiness” and “vacancy” (Doucet, 2020).

Whiteness, in the Detroit context, acts as a tool to invisibilize Black residents, delegitimize their rights to spatially occupy political, economic, and cultural geography, and advance capital. Now that white people are resettling the city they had once abandoned, Detroit is making a “comeback” and it is the “New Brooklyn” (Quizar, 2019; Doucet, 2020). White people’s presence—along with their advanced buying power and aesthetic choices—confers “legitimacy.” It is white people who are “saving” Detroit from the failures of Black leadership and Black underproductivity (Quizar, 2019; Doucet, 2020). The majority Black population is devalorized (or dehumanized) in favor of the “empty” urban landscape in the “empty” city they occupy (Safransky, 2014; Quizar, 2019; Doucet, 2020). L. Brooks Patterson, the county executive of Oakland County, was asked by The New Yorker what should be done about Detroit’s financial woes. He answered, saying, “What we’re gonna do is turn Detroit into an Indian reservation, where we herd all the Indians into the city, build a fence around it, and then throw in the blankets and corn” (Quizar, 2019). The logic of elimination and Black fungibility are present even in the words and actions of one of the premier urban decision-makers. The racialization of Black Detroiters and the genocidal framing facilitates the processes of gentrification: accumulation through dispossession.

There is a long history of Black Detroiters engaging in political struggle, including ground-level mobilizations that connect America’s history of settler-colonialism with anti-Black racism, as manifested in Detroit’s patterns of gentrification (Quizar, 2019). Detroit’s Black neighborhoods have been described by anti-gentrification activists as “colonized Indigenous land and sites of Black containment, displacement, and resistance” (Quizar, 2019). The urban resistance movements in Detroit have used a blend of confrontational and participatory strategies. Urban resistance in Detroit has looked like residents, activists, and academics mobilizing research to counter positive narratives about gentrification (Safransky, 2014; Doucet, 2020). Many Detroiters have engaged in mutual aid projects and extended their communities of care (Safransky, 2014). Some have held anti- foreclosure and -eviction protests and demanded that negligent landlords “take care of land and buildings.” (Safransky, 2014). Some activists even engaged in more radical tactics such as squatting empty houses wherein families had been recently evicted (Safransky, 2014).

Brooklyn as a site of gentrification and urban resistance

New York’s Black population grew rapidly in the 20th century. It was not until the 1950s, the majority stopped living in Manhattan and shifted to Harlem (Chronopoulos, 2020). The legacy of redlining played a tremendous role in developing what would become Black Brooklyn (Chronopoulos, 2020). Between 1940 and 2000, the white population of Brooklyn declined by 67 percent; the Black population increased by 682.9 percent (Chronopoulos, 2020). White residents, “anxious” about the changing racial composition, fled for Staten Island, New Jersey, or Long Island (Osman, 2011). White Brooklynites tried everything they could to force non-white residents out, particularly neighborhood defense (Chronopoulos, 2020). According to Themis Chronopoulos:

Neighborhood defense included real estate agents and landlords who resorted to unofficial discrimination and refused to rent or sell housing to minority populations; financial institutions that denied mortgages and other loans to minority populations trying to relocate or open a business in a white neighborhood; white neighborhood residents who verbally and physically harassed minority residents who managed to rent or buy a property or youths who attacked minorities attending schools or using the public spaces of white neighborhoods; and the police that hassled minorities because they were frequenting white neighborhoods. In a general sense, neighborhood defense was an effort to maintain the racial exclusivity of white neighborhoods during a period of political mobilizations by African Americans demanding equality.

The legacy of neighborhood defense has ensured that racial segregation still defines Brooklyn today. White supremacy as structured through housing, financial, and employment discrimination—de jure and de facto, as well as the maldistribution of resources, public goods, white terrorism, police brutality, racially-biased sentencing, and a dearth of socioeconomic mobility, has had a lasting adverse effect on the livelihoods of Black Brooklynites directly and indirectly affected even to the present day. By the late 1940s, Black people were the majority of downtown Brooklyn, Fort Greene, Clinton Hill, Prospect Heights, Bedford Stuyvesant, and Crown Heights (Woodsworth, 2016). As a result of persistent real-estate blockbusting, East New York’s population flipped from overwhelmingly white in 1960 to overwhelmingly Black in 1966 (Chronopoulos, 2020). White Brooklynites engaged in neighborhood defense and spatial separation projects to prevent Black Brooklynites from “spreading” to other areas, but by 1980 most whites had abandoned Black Brooklyn (Chronopoulos, 2020).

Today, Brooklyn has 2.6 million residents (if it were a city, it would be the fourth largest in the United States) and 788,00 Black people—more Black residents than any city in the United States except for New York and Chicago (Chronopoulos, 2020). Despite this, the movement of middle- to upper-middle class white people has contributed to patterns of racial segregation and gentrification (Wyly, Newman, Schafran, & Lee, 2010; Shepard, 2013; Hyra, 2017). White Brooklynites have disproportionately benefited at the expense of Black Brooklyn. [4] Black fungibility is exemplified; the contagion of Blackness was historically spatially limited to protect white Brooklynites’ capital investment before white flight but meticulously expelled to expand white Brooklynites’ capital investment via gentrification.

Brooklyn, beset by the political challenges of deindustrialization, gentrification, globalization, has been a site of smaller scale contestations (Shepard, 2013). Residents have resisted rezoning efforts by drafting alternative “community plans” (Shepard, 2013). Brooklyn has been the site of urban resistance from wide coalitions of actors, from organizers, artists, global justice activists, and anti-war demonstrators (Shepard, 2013). Brooklynites have resisted evictions by engaging in eviction defense at the local level, protesting the development of big box stores, and developed community gardens, and fought police brutality (Shepard, 2013). Overall, the erosion of militancy has undermined effective anti-gentrification resistance within Brooklyn (Chronopoulos, 2020).

Conclusion

Gentrification has restructured and reconstituted urban space, reproducing new zones of privatization, exclusion, and homogenization (Kohn, 2013) via the racialized logics of elimination and Black fungibility. It induces urban instability and crises at the global urban scale, as real estate developers search for creative ways to maximize profit through and above antagonistic forces at the local level. The limited geographic investments that are tied to geospatial localities creates local dependence for firms, local governments, and residents (Cox and Mair 1988). Urban instability and crises are inherent to racial capitalist political economy; however, local governments may navigate by ensuring that the most politically disempowered, typically racialized, persons absorb the brunt of the economic burdens (Smith, 1996; Stein, 2019; Burden-Stelly, 2020). Black people are disproportionately displaced and dispossessed by gentrification in urban spaces as they occupy an identity of accumulation and deaccumulation (Burden-Stelly, 2020). This feat of racial capitalist political economy is accomplished through Black people’s structural location as simultaneously indispensable and disposable racialized subjects (Harris C. , 1993; Quizar, 2019; Burden-Stelly, 2020). The disposability, exchangeability, and expendability of Black people via purposive campaigns of dehumanization and devalorization accelerates the gentrification process, especially in the cases of Detroit and Brooklyn.

The devalorization of Black people for urban private property has been a constant feature of American racial capitalism since Black people ceased being legal chattel (Harris A. P., 1994). Thus, cities are “saved” when white people presumably “rescue” the urban centers and the decaying architecture from “Black underdevelopment, mismanagement, and underproductivity” (Quizar, 2019; Doucet, 2020). So, gentrification within the American context, functions as a more benign form of ethnic cleansing wherein racialized people are evacuated from urban centers; it may be presented as the result of non-violent market forces despite evidence to the contrary. Gentrification exacts “spatialized revenge” against the inconvenient racialized inhabitants of urban centers (Smith, 1996).

Racialized people may develop class consciousness because of the disruptions created by gentrification (Cox & Mair, 1988). Class consciousness among the racialized may be an altogether natural affair as “[r]ace is the modality in which class is lived.” (Hall et al., 2013). This class consciousness may develop into urban resistance against the political forces that allow gentrification to continue. The mobilization of resistance occurs as cleavages develop among the urban political establishment and opportunity for successful urban resistance manifests (Pruijt, 2007). As gentrification continues, contradictions emerge; gentrification as a phenomenon possesses both the conditions for its expansion and its contraction. The success of urban resistance movements against what is effectively urban colonization; however, is not guaranteed.

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Notes

[1] Racial capitalism does not describe a distinct permutation of capitalism or imply there exists a non-racial capitalism, but rather emphasizes that, in the words of Dr. Ruth Wilson Gilmore, “capitalism requires inequality and racism enshrines.” As a system of political economy, it depends on racist practices and racial hierarchies because it is a direct descendent of settler-colonialism. It is a translation of the “racial, tribal, linguistic, and regional” antagonisms of European feudal society, reconstituted for the American context. It profits off the differentiated derivations of human values, non-white people are especially devalued and their exploitation is a justifiable and profitable enterprise (see Cedric Robinson’s Black Marxism: The making of the Black radical tradition. University of North Carolina Press, 2000).

[2] Although the capitalist class makes up what Marxists refer to as the ruling-class, there still exists contradictions within the ruling-class about certain objectives and interests, especially with respect to gentrification. Neil Smith once noted this, saying, “to explain gentrification according to the gentrifier’s actions alone, while ignoring the role of builders, developers, landlords, mortgage lenders, government agencies, real estate agencies is excessively narrow.” A business owner may want their workers (who are also tenants) to have affordable housing because it reduces the likelihood that workers would demand raises. Real estate developers would dislike “affordable housing” as that puts a constraint on their ability to maximize profits on rental properties. There are a lot of competing interests to consider and an uncareful conflation of capitalist interests could lead to unanalytical analysis.

[3] Private property is not the same as personal property, which is almost exclusively wielded for its use value, it is not a personal possession, it is social relation of excludability. It is the ownership of capital as mediated by private power ownership that removes legal obstacles for one’s existence and provides an unalloyed right to violence. It is “the legally-sanctioned power to dispose” of the factors of production and “thus dispose of [labor-power]: property as synonymous with capital.” Toscano, Alberto, and Brenna Bhandar. “Race, real estate and real abstraction.” Radical Philosophy 194 (2015): 8–17.

[iv] [4] This paper, drawing upon Chronopoulos’ article, What’s Happened to the People?” Gentrification. Journal of African American Studies, 549-572., defines Black Brooklyn as “Fort Greene, Clinton Hill, Bedford-Stuyvesant, Prospect Heights, Crown Heights, Brownsville, Ocean Hill, East New York, Canarsie, Flatlands, East Flatbush, Flatbush, parts of Bushwick, and parts of downtown Brooklyn.

The World-Historic Shift Labor Undergoes in Hegel's Philosophy

By Carlos Garrido

Republished from Midwestern Marx.

For most of civilization physical labor, that labor which creates a tangible object, has been seen as an unfortunate task done merely for the sake of acquiring the necessaries of life. The Greeks and Romans in large part relegated this sort of work to slaves. The Middle Ages tell stories of kings, philosophers, theologians, and priests, but not of workers. And the capitalist era, from early mercantilism to modern imperialism, thrives insofar as it has labor to exploit, labor it can reduce to a commodity, labor whose activity and product can be stripped from the laborer. Today most people’s relation to their work is dull at best, a source of life drainage at worst. As a reaction, even many ‘left-wing’ theoretical spaces continue in the tradition of viewing work as an unfortunate necessity – one whose conditions might be improvable, but which is itself not fruitful. It only exists because people need the products it can create.

Although painted with a broad stroke, the history of the greatest minds in Europe has been one which sniffs at the activities for which their abstract mind games depended on. However, can labor be thought of as something done for purposes not limited to those of consumption? Can labor be fruitful and meaningful in itself? In G.W.F. Hegel, for the first time in a prominent western theorist, the response is YES! In Hegel’s Phenomenology of Spirit and Philosophy of Right one can see what I have elsewhere called a “world-historic shift” in how labor is conceived: from labor as an unfortunate necessity, towards labor as a valuable expression of creative activity which constitutes a moment of liberation. [1]

In the famed lord and bondsman section of his 1907 Phenomenology of Spirit Hegel describes the encounter of two self-consciousnesses with each other, an event plagued with a mutual desire for recognition. After a series of ambiguous supersessions between the two consciousnesses, this encounter leads to a life and death struggle, for “only through staking one’s life is freedom won.”[2] Realizing that “death is the natural negation of consciousness,”[3] for he who is dead cannot think and he who requires recognition for self-consciousness that is in and for itself cannot get it from a dead man, this infantile skirmish ends with one submitting to the other. This submission gives rise to the lord and bondsman, the former who posits himself as “pure self-conscious” and the latter as “merely immediate consciousness, or consciousness in the form of thinghood.” [4]

Although the lord is described as the “pure, essential action in this relation”, because what the “lord does to the other he also does to himself,” the recognition he receives from the bondsman is “one-sided and unequal,” i.e., in the relationship’s reduction of the bondsman to thinghood, his status as independent consciousness is negated and thus unable to afford the recognition necessary for the lord to be certain of his being for-self.[5] Simply put, in sex that you pay for you cannot affirm yourself as a good lover. Hegel concludes that “just as lordship showed that its essential nature is the reverse of what it wants to be, so too servitude in its consummation will really turn into the opposite of what it immediately is… it will withdraw into itself and be transformed into a truly independent consciousness.”[6]

How can Hegel affirm the slave as the one with the potential for ‘truly independent consciousness’? Hegel states that “through work, however, the bondsman becomes conscious of what he truly is.”[7] He continues,

Work forms and shapes the thing. The negative relation to the object becomes its form and something permanent, because it is precisely for the worker that the object has independence. This negative middle term or the formative activity is at the same time the individuality or pure being-for-self of consciousness which now, in the work outside of it, acquires an element of permanence. It is in this way, therefore, that consciousness, qua worker, comes to see in the independent being [of the object] its own independence.

Hence, although his immediate condition is as a slave, his externalization (or objectification for Marxists), although at first appearing as an alien force independent of the bondsman, eventually shows itself as his creation. Through observing the independence of his self-otherization into the object he can, to play with the language of Hegel's Science of Logic, absolutely recoil back into himself and reinstate his initial condition but in a higher form – as true self-consciousness.

Approximately thirteen years after the publication of the Phenomenology, Hegel’s Philosophy of Right reintroduces the liberatory role of labor, albeit without the imaginative and captivating language used in the lord and bondsman moment of spirit’s unfolding. When addressing certain philosophers’ romanticized theories of a ‘state of nature’ where man’s needs were such that the “accidents of nature directly assured to him” enough to subsist, Hegel condemns this view’s inability to see that there is a “moment of liberation intrinsic to work.” [8] For Hegel, this utopianism fails to see that work is meaningful in itself. Yes, its object satisfies needs, cravings, etc., but this satisfactory power of the object is what the French call jouissance, a sort of surplus enjoyment. The objects of labor are valuable [9]; they can fill empty stomachs, warm bodies, provide aesthetic enjoyment, and so on, but the laboring activity which the object presupposes can be valuable as well.

Unlike the traditional views of labor before him, for Hegel the first moment of value in labor is not the object, but the work itself. Work itself is meaningful and valuable because it consists of a dedication of “my time…, my being, my universal activity and actuality, [and] my personality,” [10] into creating, with the “raw materials directly supplied by nature,” [11] that upon which the human community sustains itself. For Hegel, the object labor creates is not simply an independent alien entity, instead, Hegel sees that the object “derives its destiny and soul from [the worker’s] will,” [12] the worker ensouls his object.

Hence, for Hegel the result of labor is 1) the liberating sense of growth, meaning, and flourishing it can provide the laborer and 2) the consumptive growth it brings the consumer (who could, naturally, be the same person). Although this historical-shift is praiseworthy, there are, of course, certain contradictions which ensue from Hegel’s attempt to both: 1) sustain a critique of chattel slavery grounded in his view of labor’s totalizing inalienability, while also sustaining 2) a defense for wage-slavery, grounded in his acceptance of labor’s alienation “for a specific period.” [13]

In my essay, “A World-Historic Shift: Hegel, Marx, and Labour” [14] I further explore how these contradictions arise and how Marx and Engels, by immanently taking Hegel to his logical and practical conclusions, sublate the contradictions Hegel encounters. For now, I simply urge the reader to recognize that this anarchistic disdain of work is not a part of the Marxist tradition. Starting from Hegel, but better formulated in Marx and Engels, labor is humanity’s unique life-activity – it allows one to transform nature consciously and collaboratively in accordance with human needs and aesthetic sensibilities. We must not universalize and fixate the wretchedness of alienated work under capitalism with work in general; for work, when done in a non-exploitative setting, can be the most fruitful and meaningful thing a human can do. In fact, I would argue the few but meaningful moments we do encounter under capitalism are those in which labor takes place in a setting which overflows (albeit never fully) the exploitative logic of capital – e.g., home craft projects, sports, revolutionary militancy, parenting, etc.

Carlos L. Garrido is a Cuban American graduate student and instructor in philosophy at Southern Illinois University, Carbondale. His research focuses include Marxism, Hegel, and early 19th century American socialism. His academic work has appeared in Critical Sociology, The Journal of American Socialist Studies, and Peace, Land, and Bread. Along with various editors from The Journal of American Socialist Studies, Carlos is currently working on a serial anthology of American socialism. His popular theoretical and political work has appeared in Monthly Review Online, CovertAction Magazine, The International Magazine, The Marx-Engels Institute of Peru, Countercurrents, Janata Weekly, Hampton Institute, Orinoco Tribune, Workers Today, Delinking, and in Midwestern Marx, which he co-founded and where he serves as an editorial board member. As a political analyst with a focus on Latin America (esp. Cuba) he has been interviewed by Russia Today and has appeared in dozens of radio interviews in the US and around the world.


References

[1] The article I am referring to is “A World-Historic Shift: Hegel, Marx, and Labor,” which is set to appear in the fifth issue of Peace, Land, and Bread.
[2] Hegel, Georg. Phenomenology of Spirit. (Oxford, 1997), p. 114.
[3] Ibid.
[4] Ibid., 115.
[5] Ibid.
[6] Ibid., 117.
[7] Ibid., 118.
[8] Hegel, Georg. Philosophy of Right. (Oxford, 1978), p. 128.
[9] To be clear, I am referring to Value as Use-Value here.
[10] Ibid., 54.
[11] Ibid., 129.
[12] Ibid., 41.
[13] Ibid., 54.
[14] See note [i]

To End the Rule of Capital, We Must End the Rule of White Supremacy: Revisiting the Work of Noel Ignatiev and Theodore Allen

By Jaime Caro-Morente

“The greatest ideological barrier to the achievement of the proletarian class consciousness, solidarity and political action is now, and has been, white chauvinism.”

-Noel Ignatiev

This phrase that remains relevant was written by Noel Ignatiev in 1966-1967 in his pamphlet “White Blindspot.” Due to the capitalist systemic crisis of 2008 and the awareness that racism is still strong in the US, with help from the Black Lives Matter movement, we find ourselves in a new protest cycle. Although this cycle differs from others that have existed in the US: at the beginning of the 20th century, it was a movement for labor rights and socialism, in the 60s for the emancipation of all human beings from the modern categories of race and gender. This new protest cycle is the crystallization of the idea that neither of the these things that have been fought for in the past have been achieved: there are no meaningful labor rights to speak of, just as there is no emancipation from the oppressive nature of white supremacy (race), patriarchy (sex/gender), and capitalism (class), because the only system capable of remedying each — socialism — has still not been realized.

Ignatiev once proclaimed, “traditionally the Negro people, for very real reasons, have carried forward the demands of the entire working class.” We are at a time when again, there are various theoreticians who think about race and gender, trying to deconstruct and dissolve them. But they always emphasize this deconstruction “of the otherness”, as if deconstructing the otherness could eliminate oppression. We must go further, we have to deconstruct and reduce to ashes the system that had produced that otherness, in this case, White Supremacy and whiteness.

“Thanks” to the Alt-Right interpretation of identity politics: they themselves have assumed they are one more identity. That implies that they interpret their ontologically oppressive position as equal to the oppressed identities, just because the latter are recognized as legally equal to the first by law, even though those laws do not establish a radical equality among them. But the Alt-Right proposal to take whiteness into account as one more identity opens up a world of enormous political possibilities, since it can be easier to deconstruct because “it is an identity and the ones that hold the white privilege see themselves as an identity.”

In the 1960s, both Ignatiev and the independent scholar, Allen, were already studying whiteness and White Supremacy with the hope of being able to destroy it, understanding that only in this way could be achieved a real conscious and combative working class. They both knew, and so they left it written, that whiteness and its associated White Supremacy was an artefact, a device, invented to divide the working class. Whitenesss has a class inception, that is, giving some privilege to a portion of the working class to divide it. Nowadays there are many academics who maintain the interpretation of the history of the United States as a country whose revolutionary history is almost non-existent because the category of race and gender “divided” the US working class, that is: the existence of blacks and women as collectives “with unique demands” divided the working class. Ignatiev and Allen flipped this argument: rather, what divided the working class, and continues to divide it, is (the invention of) the white race.

Allen dedicated almost forty years of his life to chronicle the invention of the white race, and doing so in his book The invention of the white race, he opened with a controversial phrase: “When the Africans arrived at America, there were no whites there.” According to Allen's studies, during the colonial history of the United States, once the colonists realized that the Virginian land was not full of gold as the lands conquered by the Hispanic Empire, they had to decide how to make this land attractive to Europeans and manage to populate it — hence, conquer it. Since the entire expedition almost died in the first year in the very first colony in North America (at Chesapeake, not Plymouth), they had to use indentured servants contracts to bring Europeans and Africans to these lands. Along with these contracts, the discovery of tobacco was what marked the history of the United States and its “special institution.” This monoculture was what enriched the colony, since all the workers were enslaved for a period of time, little by little, in a class struggle, it was tried that this slavery would become for life. The Bacon´s Rebellion, according to Allen, was the final struggle between one class that was driven to slavery against the one that wanted to enslave it. At this time, the class that fought for their liberation was made up of both Europeans and Africans, with no distinction of origin or skin. At the end of this rebellion, the first laws appeared with the term "white,” and the white race was created based on a skin color that will always provide privileges to divide the class without property.

Ignatiev is more political than Allen, and in his work White Blindspot, written in the heat of the Black Liberation movements, he finally flipped all the racist arguments of the whites in the communist parties against these movements of black nationalism such as the Black Panther Party. Ignatiev's main teaching is clear: “only by destroying white supremacism and the white race can solidarity and unity of the working class be achieved.” And the destruction of white supremacism cannot be achieved only by supporting the black liberation movements; it is achieved if the white bodies renounce their privileges, become traitors of their race, and end up destroying it since it is an invention in which sustained privileges on skin-color divide the working class. This statement was polemic in his time, instead of the fashionable argument that the black liberation movement and black nationalism were dividing the working class, the Ignatiev argument says: the white race is an invention, it was invented in order to divide the working class, so the only thing that can divide the working class is the white race, not the black liberation movement.

White Blindspot suggests that White Supremacy is also an artefact that disciplines white bodies. Although whiteness has given to the white bodies privileges as freedom to spend money and leisure of time as they wish without social restrictions for two centuries. Whiteness disciplines these bodies since, although there are white workers who are exploited proletarians and victims of capitalism and the "Law and Industry system," they see themselves as something more than a “simple proletarian.” Ignatiev, paraphrasing Marx, said: “They have more to lose than their chains; they have also to “lose” their white-skin privileges; the perquisites that separate them from the rest of the working class, that act as the base material for the split in the ranks of labor.”

And, of course, this discipline of the white bodies operates in the class struggle, making the white people within the communist and socialist movements say that there are "parallel struggles" to the “working-class one” that divides the workers and disorients them in the real fight that to bury capitalism. Ignatiev rejected this idea of the "parallel struggle" saying that there are no white workers fighting for socialism and black workers fighting for more jobs, housing, and full political rights. There is no distinction in the fights of both collectives. This is a fallacy since "it is not correct to reduce the demands of the Negro liberation movement to more jobs, housing, and full political rights — these are demands of ALL workers.” Here Ignatiev points out that the main demands of the black liberation movements are and have been for centuries, the ending of the white supremacy. And, of course, this demand does not concern only black people, since the struggle against white supremacy affects the entire working class, being the spearhead that would destroy one of the main pillars of capitalism — that of the social control of the working class, which is exercised through whiteness, endowing part of the working class with privileges, which although they cannot fully materialize into freedom because the capitalist system prevents it — to have leisure of time, or spend money on whatever you want, you first have to have that money and capitalism is a system that condemns the majority of the population to a false freedom, which cannot be exercise without money, making the white worker fear "losing something more than their chains."

It is time to recover the writings of theorists like Ignatiev and Allen, mixing them with those of the Black Liberation Movements and the spirit of the rainbow coalition of Fred Hampton, to draw a better future in which there is no oppression, and where human emancipation will be total, burying capitalism and modernity with all its oppressions.

We have to remember that nowadays the most serious terrorist threat is that of white supremacism and the extreme-right connected with the Alt-Right. The Black Liberation Movements and the US 68´s movement inspired philosophers who built the Critical Theory that deconstructed social relations which created the category of race and gender. Now that the Alt-Right and white supremacism are more threatened than ever (and they feel that way), we must continue to deconstruct and destroy whiteness and White Supremacism, including within the ranks of the left and of any movement that aspires to destroy capitalism. Because capitalism cannot be destroyed if whiteness and white supremacism are not removed from the struggle.

In response to criticism of their work, which stated that they “exaggerate the negro question,” Allen contended: “the centrality is the “white question” since white supremacy and white-skin privilege have historically frustrated the struggle for democracy, progress, and socialism in the US,” ultimately reaffirming that, “I venture to state that socialism cannot be built successfully in any country where the workers oppose it – and workers who want to preserve their white-skin privilege do not want socialism.”

Neoliberalism and the Crisis of Higher Education

By Beth Mintz

Republished from Marxist Sociology blog.

I recently published an article in the American Journal of Economics and Sociology that uses the “student as customer” to help understand why college is so expensive. I explore three factors that contribute to high costs:  1) contemporary understandings of education as a private, rather than a public, good; 2) the ways that schools are funded; and 3) the “marketization” of higher ed.  These processes produce students who are customers, but it is important to point out that this change is rooted in a set of neoliberal assumptions that frame the way that we think about, organize, and fund education, rather than any fundamental change in young people.

Neoliberalism is the dominant ideology of this historical moment. It includes a belief in the following:  the efficiency of the free market and the deregulation and privatization of the public sector that markets require; tax reduction; abandoning the welfare state; and replacing the notion of the public good with a personal responsibility for one’s own welfare.  It has informed public policy in every Democratic and Republican administration since the Reagan years, and it currently structures much of our economic and political lives. This includes the university, where it has shaped institutional practice and individual action.

Neoliberal thought considers higher education a financial investment for students, and it assumes that colleges and universities should compete for customers, just like any other sector. These beliefs have laid the foundation for formal higher educational policy and internal institutional procedure. They have not made the academy more efficient, however, but instead have contributed to the runaway expenses that we see today.

In the United States, ideas about the funding of education turn on whether it is considered a public good; that is, whether the whole community benefits from an educated population, or if it is an investment made by the individual, yielding a return in the form of future earnings. In recent years, the latter vision, that of a private good, has gained ascendancy and this has had a profound impact on financing. It helps explain why so much need-based financial aid takes the form of loans rather than grants, and why public colleges and universities are being systematically defunded.

Moreover, although theorists have long argued that schools reproduce the class system, the victory of the neoliberal agenda has intensified the role of education in solidifying advantage. That colleges and universities survive on those who can pay the bills translates into the structural requirement of privileging the affluent, with the needs of many low and middle-income students ignored.  It also has a profound effect on student behavior as education becomes a commodity to be used for competitive advantage in the labor market, turning students into customers to be pursued.

To attract students in a highly competitive environment, colleges and universities invest in all sorts of things to distinguish themselves from other institutions. The way markets work, however, everyone adopts successful practices, and this means that many very expensive innovations eventually become commonplace. This includes the fancy dorms, dining halls and cutting-edge classrooms so common on campuses these days. Indeed, academia has gone on a multi-decade building spree, often financed by long-term borrowing. Between 2002 and 2012, interest payments almost doubled, growing from  $6 billion to $11 billion for four-year (nonprofit) schools. The University of Colorado, for example, owed approximately $1.5 billion in 2019, with 3.6.% of its annual operating budget going towards debt servicing.

Expanded student services are also common recruitment vehicles, and although they do not typically require large capital outlays, they fuel the growth of administrators. Defined narrowly, about 8.4% of spending in private (nonprofit) four-year institutions and 4.9% for comparable publics is on student services. This contributes to the decline in instructional spending as a percentage of total expenses in both the public and private (non-profit) sectors which, in 2017-2018, accounted for 27% and 31%  of four-year schools’ budgets, respectively.  Add to this nearly a half a billion dollars spent on advertising each year, and the role of competition and marketization in tuition escalation becomes clearer.

Among upper middle-class families, prestige has become the centerpiece of college aspirations. When education is viewed as a vehicle for competitive advantage in a labor market – as a private good – and attending a prestigious school is believed to distinguish one from the large pool of competitors, students pursue prestige as a rational strategy for investment maximization.

Colleges and universities understand this well, and, thus, increasing one’s prestige rankings is a central part of many a recruitment strategy.  Indeed, this explains the attention that schools pay to the U. S. New and World Report lists. Attentive institutions have figured out ways to raise their scores and a very common — and expensive – tactic is tuition discounting, where merit scholarships are offered to high achieving customers who would contribute to a school’s selectivity profile. Over time, this practice has spread through academia, so much so that few students now pay full freight. On average, private nonprofits collected  55% of published figures in 2018, with nearly 82% of undergraduates receiving discounts.

Public universities, particularly flagships, use merit aid to recruit academically successful out-of-state students, who contribute to institutional prestige and – theoretically — also counter decreases in state funding by paying higher tuition rates than state residents. But, here again, once everyone has incorporated an innovation, it becomes less effective in distinguishing an institution from its competitors, while the practice remains.  Preliminary research  has found this approach is so pervasive, and the competition so intense, that it may lower total tuition revenue, suggesting that state universities have become particularly vulnerable to the market failure of tuition discounting.

Moreover, merit money privileges the wealthy; it has grown at the expense of need-based scholarships and it goes predominately to upper income students, with awards tending to increase with income levels. This has led to  decreases in the proportion of low income and minority undergraduates in college in general, with public sector schools especially hard hit.

Neoliberalism, the dominant ideology of this historical moment, has contributed to the rise of the “student as customer” with costly ramifications. The contemporary view of education as a private-good, for example, justifies the massive underfunding of higher education and helps explain why we are transferring its cost from the community to the individual. Given the belief in the power of the market, the non-profit world now follows the logic of the private sector, with colleges and universities developing institutional practices to help survive marketization and privatization. Dependence on students who can afford to pay the bills explains many of the strategies that have been widely adopted, but instead of providing advantage in the competition for revenue, they have created very expensive necessities. This contributes to skyrocketing tuition, while affecting the class and racial/ethnic composition of contemporary campuses. When compared to the conventional wisdom of trust the market, then, the conclusion is that corporatization and marketization are important drivers in tuition cost escalation.

Beth Mintz is a Professor Emeritus of Sociology at the University of Vermont.  Her research interests include occupational segregation, corporate structure, gender, and health care.

To read more, see: Beth Mintz. “Neoliberalism and the Crisis in Higher Education: The Cost of Ideology” in The American Journal of Economic and Sociology 2021.

[Image by Kevin Dooley via Flicker (CC BY 2.0)]

A Critique of Western Marxism's Purity Fetish

By Carlos Garrido

Republished from Midwestern Marx.

Western Marxism suffers largely from the same symptom as Scott Fitzgerald’s Jay Gatsby – each’s fixation on perfection and purity leaves perpetually unfulfilled all that it claims to desire. On one hand, Jay seeks a return to the purity of his first encounter with Daisy, and in the impossibility of this return to purity, the actual potential for a relationship is lost. On the other hand, western Marxists seek a pure form of socialism, but in the impossibility of such a purity arising, they lose the potential to actuate or defend any socialist revolution. The purity of each is met with the reality that reality itself is never pure – it always contains mistakes, negations, breaks and splits.

Jay Gatsby cannot officially reestablish himself with Daisy insofar as she admits to having loved Tom Buchanan – her husband – during the intermediate time before she re-connects with Jay. This imperfection, this negation of purity, is unacceptable – Daisy must tell Tom she never loved him to reestablish the purity of their first encounter. With no purity, there can be no relationship.

Similarly, for Western Marxists the triumphant socialist experiments of the 20th and 21st century, in their mistakes and ‘totalitarianisms’, desecrate the purity in the holiness of their conception of socialism. The USSR must be rejected, the Spanish civil war upheld; Cuban socialism must be condemned, but the 1959 revolution praised; Allende and Sankara are idols, Fidel and Kim Il-Sung tyrants, etc. What has died in purity can be supported, what has had to grapple with the mistakes and pressures that arise out of the complexities and contradictions of building socialism in the imperialist phase of capitalism, that must be denied.

As was diagnosed by Brazilian communist Jones Manoel’s essay, ‘Western Marxism Loves Purity and Martyrdom, But Not Real Revolution’,  western Marxists’ fetishization of purity, failures, and resistance as an end in itself creates “a kind of narcissistic orgasm of defeat and purity”. Comrade Manoel rightly points out the fact that western “Marxism preserves the purity of theory to the detriment of the fact that it has never produced a revolution anywhere on the face of the Earth”. Western Marxists celebrate the emergence of a revolutionary movement; but, when this revolutionary movement is triumphant in taking power, and hence faced with making the difficult decisions the concrete reality of imperialism, a national bourgeoisie, economic backwardness, etc. force it into, the western Marxists flea with shouts of betrayal! For the western Marxists, all practical deviation from their purity is seen as a betrayal of the revolution, and thus, the cries of ‘state capitalism’ and ‘authoritarianism’ emerge.

Manoel, reflecting on the work of the late Domenico Losurdo’s Western Marxism, does a superb job in providing the meat for this thesis. Nonetheless, he (as well as Losurdo) conceives of this theoretical lapse as being “smuggled in as contraband from Christianity”. I will argue that although Christian mysticism may be present here, the root of the rot is not Christian contraband, but western metaphysics (which precedes Christian mysticism itself). The root, in essence, is found in the fixated categories that have permeated western philosophy; in the general conception that Truth is in the unchanging, in the permanent, in substance; and only indirectly in the mystical forms these have taken under the Christian tradition. The diagnosis Engels gave reductive Marxists in 1890 applies to today’s western Marxists  – “what all these gentlemen lack is dialectics”.

Parmenides Contra Heraclitus

Whereas Manoel and Losurdo see the root of this purity fixation in Christianity, it is in the classical Greek debates on the question of change – taking place 500 years or so before Christ – where this fixation emerges. It will be necessary to paint with a broad stroke the history of philosophy to explain this thesis.

The Heraclitan philosophy of universal flux, which posits that “everything flows and nothing abides; everything gives way and nothing stays fixed”, would lose its battle against the Parmenidean philosophy of permanence.[1] Parmenides, who held that foolish is the mind who thinks “that everything is in a state of movement and countermovement”, would dominate the conceptions of truth in the ancient, medieval, modern, and contemporary world.[2] Although various aspects of Heraclitus’ thought would become influential in scattered minds, the dialectical aspect of his thought would never be centered by any philosophical era.

Plato, as the next best dialectician of the ancient world, attempted a reconciliation of Parmenides and Heraclitus. In the realm of Forms, the Parmenidean philosophy of permanence would reign; in the physical realm, the Heraclitan philosophy of flux would. In his Phaedo, Plato would note that the realm of the physical world is changing and composed of concrete opposites in an interpenetrative, i.e., dialectical, relationship to one another. In the realm of the “unchanging forms”, however, “essential opposites will never… admit of generation into or out of one another”.[3] Truth, ultimately, is in the realm of the Forms, where “purity, eternity, immortality, and unchangeableness” reign.[4] Hence, although attempting to provide a synthesis of Parmenides’ and Heraclitus’ philosophy of permanence and change, the philosophy of purity and fixation found in Parmenides dominates Plato’s conception of the realm of the really real, that is, the realm of Forms or Idea.  

Aristotle, a student of Plato, would move a step further away from the Heraclitan philosophy of flux. In Aristotle we have a metaphysical system which considers the law of non-contradiction the most primary principle – “the same attribute cannot at the same time belong and not belong to the same subject and in the same respect”.[5] In addition, in Aristotle we have the development of the world’s first logical system, an impressive feat, but nonetheless composed of abstract fixated categories completely indifferent to content. The fixation found in the logic would mirror the fixation and purity with which the eidos (essence) of things would be treated. Forms, although not existing in a separate realm as in Plato, nonetheless exist with the same rigidity. The thinking of essences, that is, the thinking of what makes a species, a type of thing, the type of thing it is, would remain in the realm of science within this fixated Aristotelian framework. Although the 16th century’s scientific revolution begins to tear away the Aristotelianism which dominated the prevalent scholastic philosophy, only with the publication of Darwin’s On the Origin of Species would Aristotelian essentialism be dealt its decisive blow. This essentialism, undeniably, is an inheritance of the Parmenidean philosophy of permanence.

The philosophy of Plato, in the form of Neo-Platonists like Plotinus, would be incredibly influential in the formation of Christian thought – especially in Augustine of Hippo. Christianity would remain with a Platonic philosophical foundation up until the 12th-13th century’s rediscovery of Aristotle and the synthetization of his philosophy with Christian doctrine via Thomas Aquinas. Centuries later the protestant reformation’s rejection of Aristotelianism would mark the return of Plato to the Christian scene. All in all, the Christianity which Manoel and Losurdo see as the root of the fetishization of purity in every moment of its unfolding presupposes Greek philosophy. It is fair, then, to go beyond Christianity and ask the critical question – “what is presupposed here”? : what we find is that in every instance, whether mediated through Plato or Aristotle, there is a Parmenidean epistemic and ontological fixation which posits the eternal and unchanging as synonymous with truth, and the perishable and corporeal as synonymous with false.

Hegel Contra Parmenides

The spirit of the Heraclitan dialectic will be rekindled by Georg Wilhelm Friedrich Hegel, who argued philosophy came to finally see “land” with Heraclitus. In his Lectures on the History of Philosophy, Hegel says that “there is no proposition of Heraclitus which I have not adopted in my Logic”[6]. It is in Heraclitus, Hegel argues, where we “see the perfection of knowledge so far as it has gone”; for, Heraclitus “understands the absolute as just this process of the dialectic”.[7] Heraclitus’ dialectics understood, as Hegel notes, that “truth only is as the unity of distinct opposites and, indeed, of the pure opposition of being and non-being”.[8] This unity of pure being and non-being is the starting point for Hegel’s Science of Logic. Here, he argues:

[Pure] being, the indeterminate immediate, is in fact nothing, and neither more nor less than nothing… Pure being and nothing are, therefore, the same. What is truth is neither being nor nothing, but that being – does not pass over but has passed over – into nothing, and nothing into being.[9]

Insofar as being exists in a condition of purity, it is indistinguishable from nothingness. Being must take the risk of facing and tarrying with its opposite in order to be. Being only takes place within the impurity present in the oscillation and mediation from being and non-being, that is, being only takes place when sublated into becoming qua determinate being, as “coming-to-be and ceasing-to-be”.[10] This is why, in his Phenomenology of Spirit, Hegel understands that “Substance is being which is in truth Subject”.[11] Substance, whose purity holds the crowning jewel of Truth for western philosophy, can be only insofar as it is “self-othering” itself.[12] Like Spirit, Substance, must look the “negative in the face, and tarry with it”.[13] Only insofar as something can self-otherize itself, which is to say, only insofar as a thing can immanently provide a negation for itself and desecrate its purity by wrestling with the impure, can conditions for the possibility of it actually being arise. Hence, the “truth of being” is “characterized as Becoming”; truth is won “only when, in utter dismemberment, it finds itself”.[14] Purity, the “[shrinking] from death [to] keep itself untouched by devastation”, is lifeless.[15] Jay cannot be with Daisy insofar as he wishes to retain the relationship in purity. Western Marxists will never build socialism, or find a socialism to support, insofar as they expect socialism to arise in the pure forms in which it exists in their heads.

The Paradox of Western Marxists

Having shifted our focus from Christianity to the purity fixated epistemology-ontology of western philosophy, we can now see the fundamental paradox in Western Marxism: on the one hand, in hopes of differentiating themselves from the ‘positivistic’ and ‘mechanistic’ Marxism that arose in the Soviet Union it seeks to return to Hegel in their fight against ‘orthodox dogma’; on the other hand, although producing phenomenal works on Hegel and dialectics, Western Marxist’s interpretive lens for looking at the world remains with a Parmenidean rigidity and Aristotelian form of binary thinking. Western Marxists, although claiming to be the ones who rekindle the spirit of Hegel into Marxism, are the least bit dialectical when it comes to analysis of the concrete world.

They are unable to understand, as Hegel did, the necessary role apparent ‘failures’ play as a moment in the unfolding of truth. For Hegel, that which is seen as ‘false’ is part of “the process of distinguishing in general” and constitutes an “essential moment” of Truth.[16] The bud (one of Hegel’s favorite examples which consistently reappears in his work) is not proven ‘false’ when the blossom arises. Instead, Hegel notes, each sustains a “mutual necessity” as “moments of an organic unity”.[17] Socialism is not ‘betrayed’ when it, encountering the external and internal pressures of imperialism and a national bourgeois class, is forced to take more so-called ‘authoritarian’ positions to protect the revolution. Socialism is not ‘betrayed’ or transformed into ‘state capitalism’ (in the derogatory, non-Leninist sense) when faced with a backwards economy it takes the risk of tarrying with its opposite and engages a process of opening up to foreign capital to develop its productive forces.

The ‘authoritarian’ moment, or the moment of ‘opening up to foreign capital’, are not the absolute negation of socialism – as western Marxists would have you believe – but the partial negation, that is, the sublation of the idealistic conceptions of a socialist purity. These two moments present themselves where they appear as the historically necessary negations needed to develop socialism. A less ‘authoritarian’ treatment of the Batista goons after the Cuban revolution would have opened the window for imperialism and national counter-revolutionary forces to overthrow the popular revolution. A China which would not have taken the frightening risk of opening up would not have been able to lift 800 million out of poverty (eradicating extreme poverty) and be the beacon of socialist construction and anti-imperialist resistance in the world today.

Hegel understood that every leap towards a qualitatively new stage required a long process, consisting of various moments of ‘failures’ and ‘successes’, for this new stage to mature into its new shape. Using for Spirit the metaphor of a child he says,

But just as the first breath drawn by a child after its long, quiet nourishment breaks the gradualness of merely quantitative growth-there is a qualitative leap, and the child is born-so likewise the Spirit in its formation matures slowly and quietly into its new shape, dissolving bit by bit the structure of its previous world, whose tottering state is only hinted at by isolated symptoms.[18]

Western Marxists ignore the necessity of the process. They expect socialism, as a qualitatively new stage of human history, to exist immediately in the pure form they conceived of in their minds. They expect a child to act like a grown up and find themselves angered when the child is unable to recite Shakespeare and solve algebraic equations. They forget to contextualize whatever deficiencies they might observe within the embryonic stage the global movement towards socialism is in. They forget the world is still dominated by capitalist imperialism and expect the pockets of socialist resistance to be purely cleansed from the corrupting influence of the old world. They forget, as Marx noted in his Critique of the Gotha Program, that socialist society exists “as it emerges from capitalist society which is thus in every respect, economically, morally and intellectually, still stamped with the birth marks of the old society from whose womb it emerges”.[19]

Where is Hegel, in concrete analysis, for these Western Marxists? The answer is simple, he is dead. But Hegel does not die without a revenge, they too are dead in the eyes of Hegel. Their anti-dialectical lens of interpreting the material world in general, and the struggle for socialism in specific, leaves them in the lifeless position Hegel called Dogmatism. For Hegel,

Dogmatism as a way of thinking, whether in ordinary knowing or in the study of philosophy, is nothing else but the opinion that the True consists in a proposition which is a fixed result, or which is immediately known.[20]

Western Marxist dogmatist fetishize binaries, the immediate (either intuitive or empirical), and the pure. To them, something is either socialism (if it is pure) or not-socialism (if it is impure). They cannot grapple, in practice at least, with the concept of becoming, that is, with the reality of the construction of socialism. Socialism must be constructed, it is an active enterprise emersed necessarily in a world riddled by imperialist pressures, contradictions, and violence – both active and passive. Western Marxist will write splendid critiques of positivism’s fetish of the ‘fact’, but in their own practical analysis of socialist construction in the world they too castrate facts from the factors that allowed them to exist.

Hence Žižek, the most prominent Hegelian Marxists today, couches his anti-dialectical bourgeois critiques of socialism in Cuba (as well as China and pretty much every other socialist experiment) within a reified analysis that strips the Cuban reality from its context. It ignores the historical pressures of being a small island 90 miles away from the world’s largest empire; an empire which has spent the last 60+ years using a plethora of techniques – from internationally condemned blockades, to chemical attacks, terrorist fundings, and 600+ CIA led attempts on Fidel’s life – to overthrow the Cuban revolution. Only in ignoring this context and how it emerges can Žižek come to the purist and anti-dialectical conclusion that the revolution failed and that the daily life of Cubans is reducible to “inertia, misery, escapism in drugs, in sex, [and] pleasures”.

The Panacea to the Fetishes of Western Marxism

In sum, expanding upon the analysis of comrade Manoel, it can be seen that the purity fetish, and the subsequent infatuation with failed experiments and struggles which, although never achieving the conquest of power, stayed ‘pure’, can be traced back to a Parmenidean conception of Truth as Unchanging Permanence which has permeated, in different forms, all throughout the various moments of western philosophy’s history.

This interpretive phenomenon may be referred to as an intellectual rot because; 1) at some point, it might have been a fresh fruit, a genuine truth in a particular moment; 2) like all fruits which are not consumed, they outlive their moment of ripeness and rot. Hence, the various forms the Parmenidean conception of Truth took throughout the various moments it permeated might have been justified for those moments, but today, after achieving a proper scientific understanding of the dialectical movement in nature, species, human social formation and thought, Parmenidean purity has been overthrown – it has spoiled, and this death fertilizes the soil for dialectical self-consciousness.

Although all theorists are still class subjects, bound to the material and ideological conditioning of their class and geographical standpoint (in relation to imperialism specifically) – the panacea for Western Marxists’ purity fetish is dialectics. Dialectics must not be limited simply to the theoretical realm in which they engage with it. If it stays in this pure realm, it will suffer the same fate socialism has for them – nothingness, absolute negation. Dialectical logic must be brought beyond the textbook and used as the interpretive framework with which we analyze the world in general, and the construction of socialism in specific. Only then will Western Marxism gain the possibility of being something more than a ‘radical’ niche of Western academia, focused only on aesthetics and other trivialities where purity can be sustained without risk of desecration.   

Notes

[1] Wheelwright, Phillip. The Presocratics. (The Odyssey Press, 1975). pp. 70.

[2] Ibid., pp. 97.

[3] Plato. “Phaedo” in The Harvard Classics. (P.F. Collier & Son Corporation, 1937). pp. 70, 90.

[4] Ibid., pp. 71.

[5] Aristotle. “Metaphysics” In The Basic Works of Aristotle. (The Modern Library, 2001)., pp. 736.

[6] Hegel, Georg Wilhelm Friedrich. Lectures on the History of Philosophy Vol I. (K. Paul, Trench, Trübner, & Company, 1892)., pp. 278.

[7] Ibid., pp. 282, 278.

[8] Ibid., pp. 282.

[9] Hegel, Georg Wilhelm Friedrich. Science of Logic. § 132-134.

[10] Ibid., § 187

[11] Hegel, Georg Wilhelm Friedrich. Phenomenology of Spirit. (Oxford University Press, 1977)., pp. 10.

[12] Ibid.

[13] Ibid., pp. 19.

[14] Hegel’s Lectures pp. 283 and Phenomenology pp. 19.

[15] Phenomenology., pp. 19.

[16] Ibid., pp. 23.

[17] Ibid., pp. 2.

[18] Ibid., pp. 6.

[19] Marx, Karl. “Critique of the Gotha Program” In Robert C. Tucker’s The Marx-Engels Reader. (W.W. Norton and Company, 1978)., pp. 529.

[20] Phenomenology., pp. 23.

American Fascism: The Men, the Money, and the Myth

By J. Richard Marra

On May Day 2016, well before the election of Donald J. Trump, the Boston Globe published, "'Never forget,' the world said of the Holocaust. But the world is forgetting."[1] In it, Jeff Jacoby worries about its implications for a world experiencing a resurgence of violent right wing political extremism. For American Marxists, the timing may seem ironic. On the day of global celebration for the working class, they are reminded of both the horrors of fascism and their duty to unceasingly oppose it.

Marxist and other commentators appreciate the toxicity of fascism. However, their explanations regarding its features, organization, and operations differ. Each has enriched our understanding, while also introducing a disconcerting complexity and diversity. Accordingly, anti-fascists should aim at simplicity when considering historical fascism and Trump's 'neofascism."

The libertarian commentator George Will understands:[2]

So many excitable Americans are hurling accusations of fascism, there might be more definitions of "fascism" than there are actual fascists. Fascism, one of the 20th century’s fighting faiths, has only faint echoes in 21st-century America’s political regression.

Furthermore, there are problems regarding recognizing fascism and justifying claims about specific political regimes. James P. Cannon recognized this in 1954 with reference to Wisconsin Senator Joseph McCarthy: [3]

Those who would judge specific American forms of fascism too formalistically by the European pattern, arbitrarily limit capitalist aggression against the workers’ movement in two forms:

They see the democratic form by which the workers are suppressed through strictly legal measures in accordance with the law and the Constitution—such as the Taft-Hartley Law, formal indictments and prosecutions for specific violations of existing statutes, etc....

On the other side they see the illegal, unofficial forms of violence practiced by “stormtroopers” and similar shirted hooligans outside the forms of law, as in Italy and Germany. This is characterised as fascist.

This kind of illegal violence under the outward forms of law has a distinctive American flavour; and it is especially favoured by a section of the ruling class which has very little respect for its own laws....This is, in fact, an important element of the specific form which American fascism will take....

Depending on one's perspective, contemporary fascism might appear nowhere, or anywhere. It is nowhere in the sense that Hitler and Mussolini are dead; and America's immigrant detention camps aren't as horrific as Auschwitz. Yet, it can emerge anywhere because capitalism is everywhere, and capitalism is its necessary and structural accomplice.[4] Given the right theorizing, many current capitalist regimes can exhibit fascist characteristics. For Will, fascism can occur anywhere because truculence toward liberal institutions and manners is common in social climates of political polarization and arrogance.

Three methodological problems contribute to the confusion. Consider, first, Lawrence Britt's[5] list of the identifying characteristics of fascism. Its items accurately capture salient features and establish a domain of likely candidate governments. Unfortunately, they don't supply an explanation regarding how any of these, or all of these, characteristics structurally realize the fascist form of governance. Lacking context, lists of attributes can become scattered and unwieldy, and fail to account for time-sensitive social and political contingencies, as Cannon anticipates. In addition, methodologies, and the theories supporting them, evolve over time. Although their theoretical "hard core" remains resistant, subordinate features may change. This may lead to reevaluations of the fascist-ness of political regimes. Finally, although Marxism, unlike capitalism, is fundamentally opposed to fascism, both are nevertheless liable to analytical bias. Will's commitment to capitalism prevents him from even mentioning it. He strips contemporary fascism of its theoretical and historical significance, dismissing it as merely a problem regarding hostile personalities.

To avoid these problems, this account will keep largely to operational matters, focusing on structures and functions. Parsimony is exercised in establishing necessary and sufficient characteristics, and explaining such features will help us introduce context. To do so, it proposes three fundamental structural components: Governance, economy, and ideology. Following Brecht and Lund, it suggests that capitalism plays a central role in the emergence and operations of fascism. However, unlike some Marxists, this analysis stops short of characterizing fascism as an extreme form of capitalism. Accumulation remains the prime purpose of the capitalist modes of production employed within fascism. Nevertheless, capitalists must routinely acquiesce to state requirements, which conveniently include protecting and advancing profitability. Both capitalists and fascists are keenly aware that workers, unions, and communists can negatively affect accumulation and the capitalist state. This mutual need is addressed by managing unprofitable class conflict through the establishment of state-run "corporations."

The Three Characteristics of Historical Fascism

When taken together, the following three necessary characteristics, involving both structural and ideological (especially nationalistic and religious) components, sufficiently define fascism.

1. Governance: Unitary and authoritarian national state controlled by a despotic "Leader."

2. Economy: State control of the economy through a system of sector-based corporations comprised of capitalist enterprises and labor.

3. Ideology: Traditionalist mythology justifying an exclusive moral exceptionalism in governmental affairs imported from 20th-century Futurism.

The key to recognizing fascism lies in appreciating how these characteristics synergize into a unique system of governance. With this in mind, let us now examine each more deeply.

Governance: The Leader Principle

The fascist state functions according to the "Leader Principle."[6] The "Leader" (aka Der Fuhrer, Il Duce) is the single sovereign authority over the state and its people. He/she stands atop a hierarchy of sub-leaders that govern the state's political and bureaucratic organizations. All sub-leaders pledge total obedience to all superiors, but always and primarily to the Leader. The fascist leader is not merely a person, but the ultimate manifestation of a state dynamically driven by its moral "will." In this way, the leader and the state are structurally and functionally identified. Mussolini writes, "the Fascist State is itself conscious and has itself a will and a personality -- thus it may be called the "ethic" State...." For Mussolini and Hitler, those consciousnesses, wills, personalities, and morality are theirs.

Economy: The "Third Way"

The leader dictates the structure and operations of the second necessary feature of fascism, an economic system called the "The Third Way." To understand the Third Way, let's compare how capitalists, communists, and fascists manage the class struggle that Mussolini denies.

Capitalists are attentive to class struggle, especially when it interferes with profits. They know that profit comes from their private ownership of the means of production and exploitation of labor. They understand that class struggle between owners and workers is a fact of capitalist social life. Capitalists understand that every rise in workers’ standards of living — living wages, pensions, healthful working conditions — are not only costly, but are costs that directly subtract from their profits. Thus, since workers will naturally demand such benefits, capitalists work continuously to weaken the political power of workers and unions.

For communists, class struggle is a symptom of capitalist social relations; yet they recognize that it is also a tool for working-class liberation. Their aim is to eliminate private control of the forces of production, while relocating ownership across the entire society. "Come the revolution," society will become classless. With the end of class struggle, a democratic economy is established that serves collective economic planning, and the physical and psychological well-being of workers.

Fascists place the needs of the state over all other national constituencies, including both capitalists and workers. This requires minimizing conflict between these two classes. To do this, fascists merge capitalist enterprises and unions into corporations, pairing them according to distinct economic sectors. Each corporation represents a sector of the economy wherein capitalists and labor are collectively bureaucratized, with all power vested in a state governed by an authoritarian leader.

The fascist leader principle is a relatively simple structural and operational conception, which any authoritarian state, fascist or otherwise, can implement. However, fascism couches the principle within a worldview that rejects the ideological foundations of both impotent liberal democracy and Marx's materialist sociology. [7]

...the liberal State is not that of a directing force, guiding the play and development, both material and spiritual, of a collective body, but merely a force limited to the function of recording results...the Fascist State is itself conscious and has itself a will and a personality -- thus it may be called the "ethic" State....

...Fascism [is] the complete opposite of…Marxian Socialism, the materialist conception of history of human civilization can be explained simply through the conflict of interests among the various social groups and by the change and development in the means and instruments of production...if the economic conception of history be denied, according to which theory men are no more than puppets, carried to and fro by the waves of chance, while the real directing forces are quite out of their control, it follows that the existence of an unchangeable and unchanging class-war is also denied - the natural progeny of the economic conception of history. And above all Fascism denies that class-war can be the preponderant force in the transformation of society....

To summarize, the ultimate aim of capitalism is to end class struggle by subjugating the working class. The ultimate aim of communism is to end class struggle by eliminating the capitalist class. The ultimate aim of fascism is to corporatize the capitalist class and eliminate a collectivized working class through the formation of an absolutely supreme leader and state.

Ideology: The Nasty Superman

Fascism has three ideological pillars. The first concerns mythology. Mussolini's fascism is nothing without a myth:

We have created our myth. The myth is a faith, it is passion. It is not necessary that it shall be a reality. It is a reality by the fact that it is a good, a hope, a faith, that it is courage. Our myth is the Nation, our myth is the greatness of the Nation! And to this myth, to this grandeur, that we wish to translate into a complete reality, we subordinate all the rest.[8]

The existential conception of fascism lies in an identification of a heroic people with its leader and national mythology. Consider the two fascist "philosophers" Alfred Rosenberg and Julius Evola. Rosenberg served as the Nazi Party's Commissar for the Supervision of Intellectual and Ideological Education between1933 to 1945. Among his "scholarly" accomplishments is "The Myth of the Twentieth Century,"[9] a uniquely turgid and mind-numbing justification of Nazi anti-Semitism and Aryanism. Julius Evola, one of the founders of 20th-century traditionalism, enjoyed a continuing relationship with Hitler, high-ranking Nazis, and Mussolini. He took Rosenberg's work seriously enough to critique it his "The Racist Conception of History."[10] With Mussolini, myth and tradition join: "Tradition certainly is one of the greatest spiritual forces of a people, inasmuch as it is a successive and constant creation of their soul."[11]

The second foundation of fascism involves not bigotry but nastiness, its truculence finding its roots early 20th-century futurism. Evola enjoyed a brief artistic and philosophical relationship with Filippo Marinetti's Futurist Movement. This connection is important because it exposes the second, and little remembered, ideological foundation of fascism.

Futurism speaks: [12]

...we shall extol aggressive movement, feverish insomnia, the double-quick step, the somersault, the box on the ear, the fisticuff.

We wish to destroy the museum, the libraries, to fight against moralism, feminism and all opportunistic and utilitarian malignancy.

We wish to glorify War - the only health giver of the world - militarism, patriotism, the destructive arm of the Anarchist, the beautiful ideas that kill, and contempt for woman.

This political grandiloquence finds translation in five of Britt's characteristics: distain for human rights, scapegoating, hostility toward intellectuals and artists, militarism, and sexism. These attitudes and behaviors are not Trump's alone. These come from Marinetti's Futurist Aristocracy (1923), edited by the Italian Futurist Nanni Leone Castelli. Marinetti influenced Mussolini, a person many worldwide view as the epitome of the aggressive and spontaneous futurist hero.

Mussolini the futurist:[13]

The Fascist accepts life and loves it, knowing nothing of and despising suicide: he rather conceives of life as duty and struggle and conquest....

[Fascism]... repudiates the doctrine of Pacifism....war [sic] alone brings up to their highest tension all human energies and puts the stamp of nobility upon the peoples who have the courage to meet it.

Fascism wants man to be active and to engage in action with all his energies....[14]

For fascists, traditionalism and futurism are tools for cultural atonement, redemption, and political power. The cultural historian Nicholas Goodrick-Clarke[15] appreciates Evola's and Trump's ideological poison. Fascism:

 ...speaks directly to those who reject absolutely the leveling world of democracy, capitalism, multi-racialism and technology...[Traditionalists] acute sense of cultural chaos can find powerful relief in his ideal of total renewal.

It is not surprising that Steve Bannon, an Evola enthusiast and Trump's past political advisor, boasts, "I’m a Leninist. Lenin wanted to destroy the state, and that’s my goal too. I want to bring everything crashing down, and destroy all of today’s establishment."[16] Bannon's Lenin isn't a Marxist, but he is a futurist.

Fascism's third necessary ideological feature is a moral "exclusive exceptionalism" in public policy and international relations, particularly justified by its traditionalist mythology. The fascist state claims the exclusive moral right to do what it wishes: no individual, group, or other nation can assert the same right.[17] Antonio Salazar, a former Portuguese prime minister and authoritarian corporatist, explains: [18]

The fascist dictatorship tends towards a pagan Caesarism, towards a state that knows no limits of a legal or moral order, which marches towards its goal without meeting complications or obstacles.

And for Adolph Hitler: [19]

It's a matter of indifference to me what a weak western European civilization will say about me. I have issued the command - and I'll have anybody who utters but one word of criticism executed by a firing squad....

The Three Characteristics of American Fascism

Governance: The Fascist Presidency

Since the Civil War, America has enjoyed reasonably stable governance. It's democratic republic, separation of powers, and presidential term limits constrain the rise of tyranny. Capitalism is thoroughly imbedded in its politics, ideology, culture, and religion. It's culture celebrates freedom, democracy, multiculturalism, personal individualism, and egalitarianism; suitably framed in a comforting mythology. It's religious doctrines profess kindness, compassion, and equality among persons.

Taken together, these blessings provide Americans with a deep sense of self-identity and exceptionalism. They also offer few prospects for the rise of a hell bent authoritarian Fuhrer. Yet, for opportunists like Donald Trump, the 2016 election provided just the right circumstances for a heroic self-actualization.

Trump's fascist handler Steve Bannon has a plan. It begins by peddling a well-known TV reality superstar and billionaire entrepreneur as a national hero for the 21st century. He is marketed as a blessed, unconventional, and unrelenting savior. His operatives then inject him into a rapaciously neoliberal capitalist party. That party seizes the opportunity to both deflect growing criticism from disgruntled workers still suffering from the 2008 capitalist crisis and a ballooning wealth gap, while simultaneously safeguarding capitalist profits. Republican spin masters publicly celebrate him in their corporate media, offering him a shot at the Presidency.

Once this leader controls the executive branch, and the Republican Party takes control of the Senate and the Supreme Court, an American fascism will command absolute political authority. It can control national production and labor policy, thus removing class struggle from the political equation. This tactic takes advantage of an increasing centralization of power in the executive branch.[20] This situation is significantly different from the weak power structure at the top of the unstable Weimar Republic in 1930s Germany. Trump will exercise his authority, claiming the exclusive right to do what he wishes, and remain unaccountable. Since this impulsive and aggressive fascist leader is the incarnation of the state, all governmental policy and functions obediently follow suit. Anything or anyone getting in the way will be eliminated.

Trump is a worthy inheritor of Mussolini's political persona. His distain for human rights, scapegoating, sexism, hostility toward intellectuals, and militarism is indisputable. His immigration policy, islamophobia and racism, glorification of sexual molestation, anti-science rhetoric, and massive defense spending all herald a potential American Fuhrer.

Economy and Ideology: Steve Bannon’s 'Third-Way'[21]

Steve Bannon's fascism maximizes the operational efficiency of its governance, and coincidently the profitability of capitalism, through their fusion with the ideology of White-supremacist Christianity. The leader commands a Third Way that subjugates capitalist enterprises and labor under his control through corporations, in order to ameliorate class conflict. Capitalists in this new theo-economic state[22] will enjoy growing profits as before, as workers endure neoliberal social and labor policy that reduces their political presence. Workers will live insecure existences living on subsistence wages, fearing illness, and defaulting on their college loans. They will work more hours, save little, and receive fewer benefits.

In contrast to historical fascism, the American form benefits from an enduring capitalist program to weaken labor. Trump is elected on a day when worker participation in unions is historically low.[23] The Taft-Hartley Act, and the damage done through its original anti-communist provision, continues to block mass revolutionary efforts by workers. There are few mass demonstrations and street battles like those in Germany and Italy during the early decades of the 20th century.[24] More recently, the Supreme Court Citizen's United and "right to work" rulings impair union fund raising and organizing. Trump's truculence toward both organized labor and Wall Street is consistent with a politic that abhors class struggle.

All of this comes with Bannon's traditionalism and Judeo-Christian ethos: [25]

...look at the leaders of capitalism at that time [late 19th- through the 20th-centuries], when capitalism was I believe at its highest flower and spreading its benefits to most of mankind, almost all of those capitalists were strong believers in the Judeo-Christian West. They were either active participants in the [their] faith,...the underpinnings of their beliefs was manifested in the work they did. And I think that’s incredibly important and something that would really become unmoored....I don’t believe that our forefathers had that same belief.

...[S]hould we put a cap on wealth creation and distribution? It’s something that should be at the heart of every Christian that is a capitalist — “What is the purpose of whatever I’m doing with this wealth? What is the purpose of what I’m doing with the ability that God has given us, that divine providence has given us to actually be a creator of jobs and a creator of wealth?"

Bannon imagines America as a restored Judeo-Christian and capitalist nation with Trump as its leader. He revives and consecrates Americans as a new saintly and capitalist volk. The leader leads, and capitalists and workers reap the benefits. Value added: Everyone achieves salvation and immortality, as they are actualized in the form of the fascist state. For Bannon, "What Trump represents is a restoration — a restoration of true American capitalism and a revolution against state-sponsored socialism.[26] This restoration carries the Cross, is wrapped in the American flag, and struts to the tune of a uniquely garish form of exclusive exceptionalism. MAGA emerges as a pathologically narcissistic demon in the form of Trump's exclusive exceptionalism:

They say I have the most loyal people — did you ever see that? Where I could stand in the middle of 5th Avenue and shoot somebody, and I wouldn’t lose any voters. It’s like incredible.[27]

Conclusion

George Will places the intersection of futurism and fascism within the broader context of European Enlightenment:[28]

Fascism fancied itself as modernity armed — science translated into machines, especially airplanes, and pure energy restlessly seeking things to smash. Actually, it was a recoil against Enlightenment individualism: the idea that good societies allow reasoning, rights-bearing people to define for themselves the worthy life.

George Will correctly distinguishes "Trumpism" as a populist fad from communism as a political doctrine:[29]

Communism had a revolutionary doctrine; fascism was more a mood than a doctrine. It was a stance of undifferentiated truculence toward the institutions and manners of liberal democracy.

Trumpism...is a mood masquerading as a doctrine, an entertainment genre based on contempt for its bellowing audiences. Fascism was and is more interesting.

Fascism is interesting precisely because it offers a compelling doctrine, a powerful system of governance, and is doggedly persistent over time and space. But, it's also rare. Unfortunately, small samples resist generalization. Cultural, geographic, and historical variables make comparisons difficult. While Marxists understand that the boom-and-bust cycles of capitalism can lead to fascism, they don't often synchronize with other potent proto-fascist interventions. Fascism requires a unique convergence of causes and conditions. Economically, a major crisis of capitalism, significant economic distress among workers, a burgeoning wealth gap, and strong anti-union sentiments and policies prevails. There is a social climate of fear and hostility regarding vivid internal and external threats; citizens distrust distant and detached governance. They are mesmerized by a nativist and nationalist mythology energized by mythic traditions and beliefs. The spark that ignites the inferno of fascism comes as a uniquely clever and hell-bent futurist demagogue.

It is astonishing that an otherwise intelligent species would establish such profligate stupidity, wastefulness, and destructiveness as a system of governance. But it is here and continues to threaten humanity. History begs that we never forget what fascism represents, what it does, and what it takes to remove it from our presence.

Notes

[1] Jeff Jacoby, "'Never Forget,' the world said of the Holocaust. But the world is forgetting," Boston Globe, May 1, 2016, https://www.bostonglobe.com/opinion/2016/04/30/never-forget-world-said-holocaust-but-world-forgetting/59cUqLNFxylkW7BDuRPgNK/story.html (accessed June 5, 2021).

[2] George Will, "The difference between Trumpism and fascism," The Washington Post, July 10, 2020, https://www.washingtonpost.com/opinions/the-difference-between-trumpism-and-fascism/2020/07/09/377ae76e-c208-11ea-9fdd-b7ac6b051dc8_story.html (accessed June 8, 2021).

[3] James P. Cannon, "Fascism and the Workers' Movement," Marxist Internet Archive, Original publication March - April, 1954, The Militant, https://www.marxists.org/archive/cannon/works/1954/mar/15.htm. (accessed June 23, 2021).

[4] See Bertholt Brecht, "Fascism is the True Face of Capitalism," Off Guardian, Original publication 1935, https://off-guardian.org/2018/12/01/fascism-is-the-true-face-of-capitalism/. (accessed June 23, 2021). Ernest Lund, "Fascism Is a Product of Capitalism," Marxist Internet Archive, Original publication Labor Action September 27, 1943. https://www.marxists.org/history/etol/writers/erber/1943/09/fascism.htm. (accessed June 23, 2021).

[5] Lawrence Britt, "The 14 Characteristics of Fascism," Free Inquiry Magazine, 2003, https://ratical.org/ratville/CAH/fasci14chars.pdf (accessed June 5, 2021). See also umair, "Are Americans (Really) So Dumb They Don't Know Fascism When They See It?," Eudiamonia, April 6, 2019. https://eand.co/are-americans-really-so-dumb-they-dont-know-fascism-when-they-see-it-34cae64efa72 (accessed May 29, 2021).

[6]  "Nazi Conspiracy and Aggression," A Teacher's Guide to the Holocaust, Florida Center for Instructional Technology, 2005, http://fcit.usf.edu/HOLOCAUST/resource/document/DOCNAC3.htm.

[7] Benito Mussolini, "What is Fascism?," Marxist Internet Archive, Reference Archive, Original publication 1932, Italian Encyclopedia, https://www.marxists.org/reference/archive/mussolini/works/fascism.htm. (accessed September 4, 2021).

[8] Franklin Le Van Baumer, ed., Main Currents of Western Thought (New Haven: Yale University Press, 1978), 748.

[9] Alfred Rosenberg, "The Myth of the Twentieth Century," Internet Archive, Original publication 1930,  https://archive.org/details/the-myth-of-the-20th-century-alfred-rosenberg/mode/2up (accessed September 4, 2021).

[10] Andrew Joyce, "Review: Julius Evola's 'Myth of the Blood: The Genesis of Racialism,'" Occidental Observer, September 18, 2018, https://www.theoccidentalobserver.net/2018/09/18/review-the-myth-of-the-blood-the-genesis-of-racialism/ (accessed June 9, 2021).

[11] Benito Mussolini, "The Doctrine of Fascism (1932)," World Future Fund, http://www.worldfuturefund.org/wffmaster/Reading/Germany/mussolini.htm (accessed September 10, 2021).

[12] N. L. Castelli, ed., Futurist Aristocracy (Rome: Prampolini, 1923).

[13] Le Van Baumer, op. cit.

[14] Mussolini, "The Doctrine of Fascism (1932)."

[15] Nicholas Goodrick-Clarke, Black Sun: Aryan Cults, Esoteric Nazism and the Politics of Identity (New York: New York University Press, 2001).

[16] Seth Millstein, "13 Quotes From Steve Bannon That Show The Toxic Worldview He Took To The White House," Bustle, August 18, 2017,

https://www.bustle.com/p/13-steve-bannon-quotes-that-paint-a-diabolical-worldview-he-took-to-the-white-house-77612  (accessed May 24. 2021).

[17] Charles L. Stevenson, "Value-Judgments: Their Implicit Generality," in Ethical Theory in the last quarter of the twentieth century, ed. Norman E. Bowie (Indianapolis: Hackett, 1983), 13 - 37.

[18] "Corporatism," Wikipedia, Wikipedia Foundation, August 30, 2021, https://en.wikipedia.org/wiki/Corporatism.

[19] Louis Paul Lochner, What About Germany? (New York: Dodd, Mead & Company, 1943), 11–12.

[20] "The Concept of the Imperial Presidency," UKEssays, May 16, 2017,  https://www.ukessays.com/essays/politics/the-concept-of-the-imperial-presidency-politics-essay.php (accessed September 6, 2021).

[21] Here, I allude to the fascist self-branding of being fundamentally opposed to both capitalism and socialism, offering a third way of social organization. See Roger Eatwell, "The Oxford Dictionary of Political Ideologies," Oxford Handbooks Online, edited by Michael Freeden and Marc Stears, December 2013,

https://www.oxfordhandbooks.com/view/10.1093/oxfordhb/9780199585977.001.0001/oxfordhb-9780199585977-e-009 (accessed September 6, 2021).

[22] Jennifer A. Quigley, Divine Accounting: Theo-Economics in Early Christianity (New Haven: Yale University Press, 2021).

[23] U.S. Bureau of Labor Statistics, 2016 Union Membership In The United States, https://www.bls.gov/spotlight/2016/union-membership-in-the-united-states/pdf/union-membership-in-the-united-states.pdf. (accessed September 6, 2021).

[24] Mack Harden, "What is Taft-Hartley and Why Is It Bad?," Emergency Workplace Organizing, April 5, 2021, https://workerorganizing.org/what-is-taft-hartley-and-why-is-it-bad-1291/. (accessed September 6, 2021).

[25] J. Lester Feder, "This Is How Steve Bannon Sees The Entire World," November 16, 2016, https://www.buzzfeednews.com/article/lesterfeder/this-is-how-steve-bannon-sees-the-entire-world (accessed June 8, 2021).

[26] James Hohmann, "The Daily 202: Bannon will be the id, Priebus the super-ego in Trump’s White House," The Washington Post, November 14, 2016,

https://www.washingtonpost.com/news/powerpost/paloma/daily-202/2016/11/14/daily-202-bannon-will-be-the-id-priebus-the-super-ego-in-trump-s-white-house/58292237e9b69b6085905df2/ (accessed May 31, 2021).

[27] Katie Reilly, "Donald Trump Says He 'Could Shoot Somebody' and Not Lose Voters," Time, January 23, 2016,

https://time.com/4191598/donald-trump-says-he-could-shoot-somebody-and-not-lose-voters/ (accessed May 21, 2021).

[28] Will, op. cit.

[29] Ibid.